Termination of Registration of a Class of Security Under Section 13 and 15(d) (15-15d)
25 Mayo 2017 - 3:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 333-162858, 333-42139, 333-06125, 333-14291, 033-61299
HARVEST NATURAL RESOURCES, INC.
(Exact name of registrant as specified in its charter)
1177 Enclave
Parkway, Suite 300
Houston, Texas 77077
(281) 899-5700
(Address,
including zip code, and telephone number, including area code, of registrant’s principal executive offices)
8.25% Senior
Convertible Notes due 2013
9 3/8% Senior Notes due 2007
11 5/8% Senior Notes due 2003
Options to purchase shares of Common Stock
Warrants to Purchase shares of Common Stock
(Title of each class of securities covered by this Form)
Common Stock, par value $0.01 per share
Preferred Share Purchase Rights
Series D Preferred Stock Purchase Rights
(Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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☐
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☒
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Rule 15d-22(b)
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☐
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Approximate number of holders of record as of the certification or notice date: None
Pursuant to the requirements of the Securities Exchange Act of 1934, Harvest Natural Resources, Inc. has caused this certification/notice to be signed on its
behalf by the undersigned duly authorized person.
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HARVEST NATURAL RESOURCES, INC.
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Date: May 25, 2017
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By:
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/s/ Keith L. Head
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Name:
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Keith L. Head
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Title:
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Vice President and General Counsel
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Harvest Natural (NYSE:HNR)
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