Amended Statement of Changes in Beneficial Ownership (4/a)
14 Octubre 2021 - 4:41PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Atalaya Capital Management LP |
2. Issuer Name and Ticker or Trading Symbol
Live Oak Acquisition Corp II
[
LOKB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
ONE ROCKEFELLER PLAZA, 32ND FLOOR, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/11/2021 |
(Street)
NEW YORK, NY 10020
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
10/13/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 10/11/2021 | | P | | 1639051 | A | $10.05 | 3000000 | I | By ACM ASOF VII (Cayman) Holdco LP (1) |
Class A Common Stock | | | | | | | | 445040 | I | By Atalaya Special Purpose Investment Fund LP (2)(3) |
Class A Common Stock | | | | | | | | 953333 | I | By Corbin ERISA Opportunity Fund, Ltd. (4) |
Class A Common Stock | | | | | | | | 476667 | I | By Corbin Opportunity Fund, L.P. (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Atalaya Capital Management LP (ACM) is the investment manager of ACM ASOF VII (Cayman) Holdco LP (ASOF). ACM disclaims beneficial ownership over the securities held of record by ASOF except to the extent of its pecuniary interest therein, if any. |
(2) | ACM is the investment manager of Atalaya Special Purpose Investment Fund LP (ASPIF). ACM disclaims beneficial ownership over the securities held of record by ASPIF except to the extent of its pecuniary interest therein, if any. |
(3) | On October 13, 2021, the reporting person filed a Form 4 which did not include Atalaya Special Purpose Investment Fund LP as an additional reporting person. This amendment corrects that omission. |
(4) | ACM serves as sub-advisor to Corbin ERISA Opportunity Fund, Ltd. (CEOF) and Corbin Opportunity Fund, L.P. (COF), and in such capacity, may be deemed to have beneficial ownership over the securities held directly by CEOF and COF. ACM disclaims beneficial ownership over the securities held of record by CEOF and COF except to the extent of its pecuniary interest therein, if any. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Atalaya Capital Management LP ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10020 |
| X |
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ACM ASOF VII (Cayman) Holdco LP ONE ROCKEFELLER PLAZA, 32ND FLOOR NEW YORK, NY 10020 |
| X |
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Atalaya Special Purpose Investment Fund LP ONE ROCKEFELLER PLAZA 32ND FLOOR NEW YORK, NY 10020 |
| X |
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Signatures
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Atalaya Capital Management LP By: /s/ Drew Phillips, Authorized Signatory | | 10/14/2021 |
**Signature of Reporting Person | Date |
ACM ASOF VII (Cayman) Holdco LP By: Atalaya Capital Management LP, its investment manager By: /s/ Drew Phillips, Authorized Signatory | | 10/14/2021 |
**Signature of Reporting Person | Date |
Atalaya Special Purpose Investment Fund LP By: Atalaya Capital Management LP, its investment manager By: /s/ Drew Phillips, Authorized Signatory | | 10/14/2021 |
**Signature of Reporting Person | Date |
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