Annual Statement of Changes in Beneficial Ownership (5)
13 Febrero 2023 - 5:01PM
Edgar (US Regulatory)
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Bodine Bruce M. | 2. Issuer Name and Ticker or Trading SymbolMOSAIC CO [MOS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Senior VP - North America |
|
(Last)
(First)
(Middle)
C/O THE MOSAIC COMPANY, 101 EAST KENNEDY BLVD., SUITE 2500 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2022 |
|
(Street)
TAMPA, FL 33602
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code
(Instr. 8) | 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) | 7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Amount | (A) or (D) | Price |
| Common Stock | | | | | | | 66921 | D | |
| Common Stock | | | | | | | 702.938 (1) | I | By 401(k) Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) | 11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | $28.49 | | | | | | (2) | 3/3/2026 | Common Stock | 17921.0 | | 17921 | D | |
| Stock Option (Right to Buy) | $30.42 | | | | | | (2) | 3/2/2027 | Common Stock | 25227.0 | | 25227 | D | |
| Restricted Stock Units | $0.0 (3) | | | | | | 3/5/2023 | (4) | Common Stock | 24707.0 | | 24707 | D | |
| Restricted Stock Units | $0.0 (3) | | | | | | 3/4/2024 | (4) | Common Stock | 18036.0 | | 18036 | D | |
| Restricted Stock Units | $0.0 (3) | | | | | | 3/3/2025 | (4) | Common Stock | 12217.0 | | 12217 | D | |
| Explanation of Responses: |
| (1) | Includes 7.579 shares acquired pursuant to a dividend reinvestment feature of the Mosaic Stock Fund, an investment alternative in the 401(k) Plan. |
| (2) | This Stock Option is 100% exercisable. |
| (3) | One-for-One |
| (4) | Not Applicable |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bodine Bruce M.
C/O THE MOSAIC COMPANY
101 EAST KENNEDY BLVD., SUITE 2500
TAMPA, FL 33602 |
|
| Senior VP - North America |
|
Signatures
|
| /s/ Philip E. Bauer, Attorney-in-Fact for Bruce M. Bodine | | 2/13/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Mosaic (NYSE:MOS)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Mosaic (NYSE:MOS)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
