UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________________________________ 
FORM SD
SPECIALIZED DISCLOSURE REPORT
__________________________________________________ 

logo_otisa.jpg
OTIS WORLDWIDE CORPORATION
(Exact name of the registrant as specified in its charter)

Delaware001-3922183-3789412
(State or other jurisdiction
of incorporation or organization)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
One Carrier Place
Farmington, Connecticut06032
(Address of principal executive offices)
(Zip Code)
Peiming Zheng, Executive Vice President, Chief Product, Delivery and Customer Officer
(860) 674-3000
(Name and telephone number, including area code,
of the person to contact in connection with this report)
______________________________________________________________________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed:

ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.  
¨ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the fiscal year ended _________. 
______________________________________________________________________________




Otis Worldwide Corporation and its subsidiaries’ names, abbreviations thereof, logos, and product and service designators are all either the registered or unregistered trademarks or tradenames of Otis Worldwide Corporation and its subsidiaries. Names, abbreviations of names, logos, and product and service designators of other companies are either the registered or unregistered trademarks or tradenames of their respective owners. As used herein, the terms “we,” “us,” “our,” “the Company,” or “Otis,” unless the context otherwise requires, mean Otis Worldwide Corporation and its subsidiaries. References to internet websites in this Form SD are provided for convenience only. Information available through these websites is not incorporated by reference into this Form SD.

Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

A copy of Otis’ Conflict Minerals Report for the calendar year ended December 31, 2023 is filed as Exhibit 1.01 hereto and is publicly available through the Investors section of Otis’ website (https://www.otis.com/en/us/) under the subheading “SEC Filings” under the heading “Financial Information.”

Item 1.02 Exhibit

The Otis Conflict Minerals Report required by Items 1.01 and 1.02 is filed as Exhibit 1.01 to this Form SD.


Section 2 - Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report

Not applicable.


Section 3 - Exhibits

Item 3.01 Exhibits

Exhibit 1.01 – Otis’ 2023 Conflict Minerals Report for the reporting period January 1, 2023 to December 31, 2023.





______________________________________________________________________

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

OTIS WORLDWIDE CORPORATION
(Registrant)
Date: May 30, 2024By:
/s/ PEIMING ZHENG
Peiming Zheng
Executive Vice President, Chief Product, Delivery and Customer Officer




Exhibit Index

Exhibit
Number
Exhibit Description


Exhibit 1.01
OTIS WORLDWIDE CORPORATION

Conflict Minerals Report

For the Year Ended December 31, 2023


1.    Introduction

Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2023, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings ascribed in Form SD, as adopted by the Securities and Exchange Commission (“SEC”) pursuant to the Rule. References in this Report to internet websites and certain of Otis’ internal policies and procedures are provided for convenience only. Documents and information available on our website or otherwise linked or referred to in this Report, including any content on our own website and our internal policies and procedures, are not incorporated by reference into this Report or our Form SD.

2.    Company Overview

Otis is the world’s leading elevator and escalator manufacturing, installation, and service company. We serve customers in over 200 countries and territories around the world. Otis has global scale and local focus, with over 1,400 branches and offices, and a direct physical presence in more than 70 countries. Our Company is organized into two segments, New Equipment and Service. Through our New Equipment segment, we design, manufacture, sell and install a wide range of passenger and freight elevators, as well as escalators and moving walkways for residential, commercial and infrastructure projects. Our New Equipment customers include real estate and building developers and general contractors who develop and/or design buildings for residential, commercial, retail or mixed-use activity. Through our Service segment, we perform maintenance and repair services, as well as modernization services to upgrade elevators and escalators. Service customers typically comprise building owners, facility managers, housing associations and government agencies that operate buildings where elevators and escalators are installed.

Additional information about Otis is included in Otis’ Annual Report and Form 10-K for the year ended December 31, 2023.

Otis manufactures and contracts to manufacture products that contain tin, tantalum, tungsten, and gold (“3TG” or “Conflict Minerals”) necessary to the functionality or production of such products (“Necessary 3TG”).

3.    Supply Chain Description

Otis is a large and complex organization with thousands of globally dispersed suppliers. There are multiple tiers of suppliers between Otis and the 3TG mines. Therefore, we rely on our first-tier suppliers to work with their upstream suppliers to provide us with accurate information (e.g., through the reasonable country of origin inquiry described below) about the origin of 3TG contained in the materials, components, parts, subassemblies, and products contracted to be manufactured (collectively “Components”) we purchase.

4.    Reasonable Country of Origin Inquiry (“RCOI”) Process

The elements of our RCOI were: (i) identification of suppliers to survey, (ii) data collection, and (iii) assessment of data to determine whether further due diligence is required.
For this reporting period, we used a risk-based approach, described below, to identify suppliers to survey for purposes of the RCOI (“Surveyed Suppliers”). The criteria for selecting the suppliers considered the likelihood of 3TG content in the supplied Components and the amount paid to suppliers believed likely to incorporate 3TG in the supplied Components.
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We collected information from the Surveyed Suppliers using Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”). The survey included questions regarding whether the supplier’s products contain 3TG, its policy with respect to conflict-free sourcing, the supplier’s due diligence process, and information about the supplier’s supply chain, such as the names of the smelters or refiners that processed 3TG in the supplier’s products, and the origin of 3TG used by those facilities.

Based on our review of these survey responses we have reason to believe that some of our suppliers sourced 3TG from the Covered Countries (Democratic Republic of Congo and the adjoining countries), and that Necessary 3TG may not be from recycled or scrap sources. Accordingly, we conducted the due diligence described below.

5.    Due Diligence

A.    Due Diligence Framework

Our due diligence measures have been designed to conform, in all material respects, with the internationally recognized due diligence framework presented by the Organisation for Economic Co-operation and Development (“OECD”) in the publication: OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris (http://dx.doi.org/10.1787/9789264252479-en), OECD Publishing and related supplements for gold, tin, tantalum, and tungsten.

B.    Due Diligence Measures Undertaken

We performed the due diligence steps set forth below according to the OECD’s five-step framework:

OECD Step 1: Establish Company Management Systems

Policies

Otis has a Supplier Code of Conduct (“Code”) and a Conflicts Minerals policy that outline our expectation of our Suppliers regarding the sourcing of Conflict Minerals, including an obligation to comply with the Rule and to support Otis in fulfilling its obligations under the Rule. Otis Suppliers agree to comply with the Code and the Conflicts Minerals policy through our standard Terms and Conditions of Purchase. Otis reserves the right to terminate contracts with suppliers that commit any violation of law relating to the Rule or other human rights violations. The Code is available in multiple languages and is published on our website, along with the Conflicts Minerals policy as follows:

Supplier Code of Conduct (https://www.otis.com/en/us/supplier-code-of-conduct)

Conflict Minerals policy governing the Otis Supply Chain (https://otisinvestors.com/files/doc_downloads/governance_documents/2024/Conflict-Minerals-Policy.pdf)

Governance

Otis established a cross-functional team to execute and advance its Conflict Minerals compliance program (“Program”). The Conflict Minerals team is composed of representatives from functions such as Supply Chain Management, Legal, and Corporate Responsibility. It is supported by an Environmental, Social, and Governance (“ESG”) council. The governance model is more fully described in our Form 10-K for the year-end December 31, 2023.

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Supply Chain Controls and Transparency

Otis participates in industry-wide initiatives that raise awareness for responsible sourcing of 3TG and provide resources to improve disclosures regarding the origin of 3TG in supply chains. For example, Otis is a member of the RMI (member code: 7355). The RMI’s flagship program is the Responsible Minerals Assurance Process (“RMAP”), through which the RMI identifies smelters and refiners that produce responsibly sourced materials in an effort to prevent the extraction and trade of minerals from becoming a source of human rights violations and conflict. The RMI uses specially trained third-party auditors to independently verify that the identified smelters and refiners have systems in place to responsibly source minerals in conformance with the RMAP. Another RMI program is the development and publication of the CMRT, a standardized reporting template that facilitates the transfer of information through the supply chain regarding 3TG country of origin as well as the smelters and refiners that process such 3TG.

Supplier Engagement

Supplier engagement is critical to the success of our due diligence efforts. As such, we provide Surveyed Suppliers with a message about the Rule and our expectations of how our suppliers will help us to comply with this law. Otis provides Surveyed Suppliers with instructions for responding to our survey and an e-mail address for assistance in interpreting and completing it.

We ask Surveyed Suppliers, to the extent they believe the products delivered to Otis may contain 3TG originating from one of the Covered Countries and to provide 3TG information specific to such products (i.e., a “product-level” CMRT declaration).

Maintain Records

Otis has adopted a policy to retain relevant documentation.

Grievance Mechanisms

General questions regarding the Program can be directed to Otis’ Supply Chain leaders. We maintain third-party managed, public-facing platforms for those who wish to report indirectly or anonymously, including a 24/7 hotline with translators available, and a web-based form. Otis colleagues can access these channels both internally and externally. These anonymous reporting channels are also available via our website to other stakeholders, such as our suppliers, subcontractors, customers, and the general public (https://www.otis.com/en/us/our-company/ethics-compliance/reporting-channels).
In addition, our Code requires suppliers to promptly notify Otis if they suspect or become aware of misconduct related to Otis business using these same reporting channels. Suppliers are further required to facilitate the timely discovery, investigation, and reporting of actual or suspected misconduct and implement appropriate corrective actions.

OECD Step 2: Identify and Assess Risks in the Supply Chain

Identifying Inherent Risk and Conducting Due Diligence

To assess the inherent risk in our Conflict Minerals supply chain, we begin with an Engineering assessment of the likelihood of Necessary 3TG in our Components. We then use a risk-based approach to conduct additional due diligence beginning with a supplier survey. While we focus on the suppliers who provide Components with the highest likelihood of containing Necessary 3TG, we also take into consideration the suppliers who provide Components with less likelihood.

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The selected suppliers are surveyed using the CMRT to investigate the origin of Necessary 3TG. Members of the Otis Conflict Minerals team review the Surveyed Suppliers’ responses against an established set of criteria to determine whether further due diligence is necessary. For example, if a supplier advised that it supplied Components containing 3TG from any of the Covered Countries, we compare the smelters and refiners identified in the supplier’s survey response to the RMI published list of smelters and refiners that conform to the RMAP assessment protocols.

Due diligence is a critical supplement to our inherent risk assessment and as such, to ensure a reasonable survey response rate, suppliers who do not respond to our survey receive multiple reminders to submit their survey responses. In addition, members of Otis’ Supply Chain and Conflict Minerals teams ask contacts at non-responsive suppliers for their assistance in resolving overdue survey responses.

At the conclusion of the survey, we analyze the results and assess improvement opportunities for the Program.

Training

Otis developed training and reference materials for its employees about Conflict Minerals, summarizing the relevant requirements of the Rule, Otis’ obligations under the Rule, and processes for evaluating and responding to the risk. We require our suppliers to provide regular training to their employees and to conduct reasonable due diligence to ensure compliance with the Code. We also support Surveyed Suppliers with training on Conflict Minerals upon request.

OECD Step 3: Design and Implement a Strategy to Respond to Identified Risks

If we identify risk, which may include but is not limited to a supplier’s non-compliance with our corporate policy on the sourcing of Conflict Minerals, we attempt to work with the supplier to correct the situation. A supplier’s failure to take corrective actions may lead to additional actions, including the reassessment of the supplier relationship. Risk assessment findings based on the supply chain survey and due diligence are reported to senior management.

OECD Step 4: Carry out Independent Third-Party Audit of Smelter’s and Refiner’s Due Diligence Practices

We support audits of smelters and refiners through our participation in, and financial support of, the RMI. The RMI’s flagship program is the RMAP which uses independent third-party auditors to identify smelters and refiners that have systems in place to produce responsibly sourced materials. We do not perform direct audits of these entities within our supply chain.

OECD Step 5: Report Annually on Supply Chain Due Diligence

A copy of this Report and Otis’ associated Form SD are available on our website under SEC Filings (https://www.otisinvestors.com/financials/sec-filings).

6.    Efforts to Determine Mine or Country of Origin

Our supply chain survey, the CMRT, asks the Surveyed Suppliers about their use of 3TG and, if the supplier confirmed use of 3TG, then we ask for the name of the smelter(s) in their supply chain, the name of the mine(s), and the location of the mine(s) from where 3TG in their supply chain originated.
We rely on our suppliers to provide information on the origin of 3TG contained in the Components purchased by Otis. These suppliers are similarly reliant upon information provided by their suppliers.

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7.    RCOI and Due Diligence Results

A.    Survey Responses

In total, Otis sent 299 suppliers a survey, estimated to represent 76% of Otis’ direct product spend. Of the 299 surveys sent, we received 277 responses, representing a response rate of 93%.

Of the 277 supplier responses, 16 (6%) declared they sourced 3TG from one or more of the Covered Countries. Based on the survey responses and the due diligence measures our suppliers indicated they sourced 3TG from the smelters listed on Schedule A with the countries of origin listed on Schedule B.

The Surveyed Suppliers responses identified 550 unique facilities of which RMI recognized 513 facilities and categorized 381 as smelters or refiners. Of the 381 smelters or refiners, 58% are conformant to RMAP and another 1% is in progress of the RMAP assessment. This compares to 68% conformance last year. The decline in conformance this year was primarily attributable to 16 of the smelters or refiners who were previously conformant to RMAP and recently lost their certification. We notified the Surveyed Suppliers who included non-conformant smelters or refiners on their CMRT of our expectation for them to use RMAP conformant smelters. We will continue to engage with our direct suppliers and RMI to monitor the RMAP with an objective of transitioning to a higher conformant ratio.

Due to the multiple tiers of suppliers between Otis and the 3TG mines, a CMRT with product-level detail typically is not feasible for the Surveyed Suppliers to provide. As such, despite our due diligence for this reporting period, we were unable to confirm if our Components contain Necessary 3TG sourced from the Covered Countries. We were unable to do so because the information provided was generally at a supplier-company level that described the supplier’s overall potential 3TG sourcing. Of the remaining survey responses providing smelter information, the suppliers were unable to verify whether 3TG from those smelters was used in the Components supplied to Otis. For this reason, with the exception of the smelters described above, we have been unable to identify with confidence the specific facilities used to process Necessary 3TG in our products, the country of origin, or the mine or location of origin of the Necessary 3TG in our products.

B.    Continuous Improvement Efforts to Mitigate Risk

Otis has taken, or intends to take the following steps to improve the due diligence conducted to further mitigate risks associated with the Necessary 3TG used in our Components:

Complete the in-progress due diligence with our Surveyed Suppliers

Continue our participation with RMI, and other trade association and/or industry-wide initiatives to identify opportunities for advancing our Program

Encourage our suppliers who source 3TG from one of the Covered Countries to do so from smelter(s) or refiner(s) validated as conformant with the RMAP

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Cautionary Note Concerning Forward-Looking Statements

This Report contains statements which, to the extent they are not statements of historical or present fact, constitute “forward-looking statements” under the securities laws. From time to time, oral or written forward-looking statements may also be included in other information released to the public. These forward-looking statements are intended to provide management’s current expectations or plans for Otis’ future business practices and performance, based on assumptions currently believed to be valid. Forward-looking statements can be identified by the use of words such as “believe,” “expect,” “expectations,” “plans,” “strategy,” “prospects,” “estimate,” “project,” “target,” “anticipate,” “will,” “should,” “see,” “guidance,” “confident” and other words of similar meaning in connection with a discussion of future financial performance. Forward-looking statements may include, among other things, statements relating to future supply management practices, policies and plans for procurement of materials, risk management practices, supply chain infrastructure and efforts to improve supply chain transparency. All forward-looking statements involve risks, uncertainties and other factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements. For those statements, Otis claims the protection of the safe harbor for forward-looking statements contained in the U.S. Private Securities Litigation Reform Act of 1995. Such risks, uncertainties and other factors include, without limitation, the ability of Otis, its suppliers, industry groups and supplier organizations to obtain reliable information as to the source of purchased production materials; the timing for the development of infrastructure allowing such information to be compiled and shared with others in a cost effective and efficient manner; the impact of changes in laws and regulations, and the interpretation thereof, and in political conditions; the impact of restructuring activities and the reorganizations of our operations; the impact of acquisitions, divestitures, joint ventures and other transactions; and other factors beyond our control. The forward-looking statements speak only as of the date of this Report and we undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by applicable law. Additional information as to factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements is disclosed from time to time in our other filings with the SEC. 
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Schedule A to
Conflict Minerals Report

Smelter NameMetalRMI IDCountry of Origin
8853 S.P.A.GoldCID002763ITALY
ABC REFINERY PTY LTD.GoldCID002920AUSTRALIA
ABINGTON RELDAN METALS, LLCGoldCID002708UNITED STATES OF AMERICA
ADVANCED CHEMICAL COMPANYGoldCID000015UNITED STATES OF AMERICA
AFRICAN GOLD REFINERY*GoldCID003185UGANDA
AGOSI AGGoldCID000035GERMANY
AIDA CHEMICAL INDUSTRIES CO., LTD.GoldCID000019JAPAN
AL ETIHAD GOLD REFINERY DMCCGoldCID002560UNITED ARAB EMIRATES
AL GHAITH GOLDGoldCID002899UNITED ARAB EMIRATES
ALBINO MOUNTINHO LDA.GoldCID002760PORTUGAL
ALEXY METALSGoldCID003500UNITED STATES OF AMERICA
ALMALYK MINING AND METALLURGICAL COMPLEX (AMMC)GoldCID000041UZBEKISTAN
ANGLOGOLD ASHANTI CORREGO DO SITIO MINERACAOGoldCID000058BRAZIL
ARGOR-HERAEUS S.A.GoldCID000077SWITZERLAND
ARY AURUM PLUSGoldCID002596UNITED ARAB EMIRATES
ASAHI PRETEC CORP.GoldCID000082JAPAN
ASAHI REFINING CANADA LTD.GoldCID000924CANADA
ASAHI REFINING USA INC.GoldCID000920UNITED STATES OF AMERICA
ASAKA RIKEN CO., LTD.GoldCID000090JAPAN
ATASAY KUYUMCULUK SANAYI VE TICARET A.S.GoldCID000103TURKEY
AU TRADERS AND REFINERSGoldCID002850SOUTH AFRICA
AUGMONT ENTERPRISES PRIVATE LIMITEDGoldCID003461INDIA
AURUBIS AGGoldCID000113GERMANY
BANGALORE REFINERYGoldCID002863INDIA
BANGKO SENTRAL NG PILIPINAS (CENTRAL BANK OF THE PHILIPPINES)GoldCID000128PHILIPPINES
BOLIDEN ABGoldCID000157SWEDEN
C. HAFNER GMBH + CO. KGGoldCID000176GERMANY
C.I METALES PROCESADOS INDUSTRIALES SASGoldCID003421COLOMBIA
CARIDADGoldCID000180MEXICO
CCR REFINERY - GLENCORE CANADA CORPORATIONGoldCID000185CANADA
CENDRES + METAUX S.A.GoldCID000189SWITZERLAND
CGR METALLOYS PVT LTD.GoldCID003382INDIA
CHIMET S.P.A.GoldCID000233ITALY
CHUGAI MININGGoldCID000264JAPAN
COIMPA INDUSTRIAL LTDAGoldCID004010BRAZIL
DAEJIN INDUS CO., LTD.GoldCID000328KOREA, REPUBLIC OF
DAYE NON-FERROUS METALS MINING LTD.GoldCID000343CHINA
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DEGUSSA SONNE / MOND GOLDHANDEL GMBHGoldCID002867GERMANY
DIJLLAH GOLD REFINERY FZCGoldCID003348UNITED ARAB EMIRATES
DODUCO CONTACTS AND REFINING GMBHGoldCID000362GERMANY
DONGWU GOLD GROUPGoldCID003663CHINA
DOWAGoldCID000401JAPAN
DSC (DO SUNG CORPORATION)GoldCID000359KOREA, REPUBLIC OF
ECO-SYSTEM RECYCLING CO., LTD. EAST PLANTGoldCID000425JAPAN
ECO-SYSTEM RECYCLING CO., LTD. NORTH PLANTGoldCID003424JAPAN
ECO-SYSTEM RECYCLING CO., LTD. WEST PLANTGoldCID003425JAPAN
ELEMETAL REFINING, LLCGoldCID001322UNITED STATES OF AMERICA
EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 1)GoldCID003487INDIA
EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 2)GoldCID003488INDIA
EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 3)GoldCID003489INDIA
EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 4)GoldCID003490INDIA
EMIRATES GOLD DMCCGoldCID002561UNITED ARAB EMIRATES
FIDELITY PRINTERS AND REFINERS LTD.GoldCID002515ZIMBABWE
FUJAIRAH GOLD FZCGoldCID002584UNITED ARAB EMIRATES
GEIB REFINING CORPORATIONGoldCID002459UNITED STATES OF AMERICA
GGC GUJRAT GOLD CENTRE PVT. LTD.GoldCID002852INDIA
GOLD BY GOLD COLOMBIAGoldCID003641COLOMBIA
GOLD COAST REFINERYGoldCID003186GHANA
GOLD REFINERY OF ZIJIN MINING GROUP CO., LTD.GoldCID002243CHINA
GREAT WALL PRECIOUS METALS CO., LTD. OF CBPMGoldCID001909CHINA
GUANGDONG HUA JIAN TRADE CO., LTD.GoldCID000605CHINA
GUANGDONG JINDING GOLD LIMITEDGoldCID002312CHINA
GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SIGoldCID000611CHINA
GUODA SAFINA HIGH-TECH ENVIRONMENTAL REFINERY CO., LTD.GoldCID000651CHINA
HANG SENG TECHNOLOGYGoldCID000670CHINA
HANGZHOU FUCHUNJIANG SMELTING CO., LTD.GoldCID000671CHINA
HEIMERLE + MEULE GMBHGoldCID000694GERMANY
HENAN YUGUANG GOLD & LEAD CO., LTD.GoldCID002519CHINA
HERAEUS GERMANY GMBH CO. KGGoldCID000711GERMANY
HERAEUS METALS HONG KONG LTD.GoldCID000707CHINA
HETAI GOLD MINERAL GUANGDONG CO., LTD.GoldCID000718CHINA
HOP HING ELECTROPLATING FACTORY ZHEJIANGGoldCID002739CHINA
HUNAN CHENZHOU MINING CO., LTD.GoldCID000767CHINA
8


HUNAN GUIYANG YINXING NONFERROUS SMELTING CO., LTD.GoldCID000773CHINA
HUNG CHEONG METAL MANUFACTURING LIMITEDGoldCID002904CHINA
HWASEONG CJ CO., LTD.GoldCID000778KOREA, REPUBLIC OF
INDUSTRIAL REFINING COMPANYGoldCID002587BELGIUM
INNER MONGOLIA QIANKUN GOLD AND SILVER REFINERY SHARE CO., LTD.GoldCID000801CHINA
INTERNATIONAL PRECIOUS METAL REFINERSGoldCID002562UNITED ARAB EMIRATES
ISHIFUKU METAL INDUSTRY CO., LTD.GoldCID000807JAPAN
ISTANBUL GOLD REFINERYGoldCID000814TURKEY
ITALPREZIOSIGoldCID002765ITALY
JALAN & COMPANYGoldCID002893INDIA
JAPAN MINTGoldCID000823JAPAN
JIANGXI COPPER CO., LTD.GoldCID000855CHINA
JIN JINYIN REFINING CO., LTD.GoldCID000884CHINA
JINLONG COPPER CO., LTD.GoldCID000909CHINA
JSC EKATERINBURG NON-FERROUS METAL PROCESSING PLANTGoldCID000927RUSSIAN FEDERATION
JSC NOVOSIBIRSK REFINERYGoldCID000493RUSSIAN FEDERATION
JSC URALELECTROMEDGoldCID000929RUSSIAN FEDERATION
JX NIPPON MINING & METALS CO., LTD.GoldCID000937JAPAN
K.A. RASMUSSENGoldCID003497NORWAY
KALOTI PRECIOUS METALSGoldCID002563UNITED ARAB EMIRATES
KAZAKHMYS SMELTING LLCGoldCID000956KAZAKHSTAN
KAZZINCGoldCID000957KAZAKHSTAN
KENNECOTT UTAH COPPER LLCGoldCID000969UNITED STATES OF AMERICA
KGHM POLSKA MIEDZ SPOLKA AKCYJNAGoldCID002511POLAND
KOJIMA CHEMICALS CO., LTD.GoldCID000981JAPAN
KOREA ZINC CO., LTD.GoldCID002605KOREA, REPUBLIC OF
KOSAK SEIRENGoldCID000991JAPAN
KUNDAN CARE PRODUCTS LTD.GoldCID003463INDIA
KYRGYZALTYN JSCGoldCID001029KYRGYZSTAN
KYSHTYM COPPER-ELECTROLYTIC PLANT ZAOGoldCID002865RUSSIAN FEDERATION
L'AZURDE COMPANY FOR JEWELRYGoldCID001032SAUDI ARABIA
LINGBAO GOLD CO., LTD.GoldCID001056CHINA
LINGBAO JINYUAN TONGHUI REFINERY CO., LTD.GoldCID001058CHINA
L'ORFEBRE S.A.GoldCID002762ANDORRA
LS-NIKKO COPPER INC.GoldCID001078KOREA, REPUBLIC OF
LT METAL LTD.GoldCID000689KOREA, REPUBLIC OF
LUOYANG ZIJIN YINHUI GOLD REFINERY CO., LTD.GoldCID001093CHINA
MARSAM METALSGoldCID002606BRAZIL
MATERIONGoldCID001113UNITED STATES OF AMERICA
MATSUDA SANGYO CO., LTD.GoldCID001119JAPAN
9


MD OVERSEASGoldCID003548INDIA
METAL CONCENTRATORS SA (PTY) LTD.GoldCID003575SOUTH AFRICA
METALLIX REFINING INC.GoldCID003557UNITED STATES OF AMERICA
METALOR TECHNOLOGIES (HONG KONG) LTD.GoldCID001149CHINA
METALOR TECHNOLOGIES (SINGAPORE) PTE., LTD.GoldCID001152SINGAPORE
METALOR TECHNOLOGIES (SUZHOU) LTD.GoldCID001147CHINA
METALOR TECHNOLOGIES S.A.GoldCID001153SWITZERLAND
METALOR USA REFINING CORPORATIONGoldCID001157UNITED STATES OF AMERICA
METALURGICA MET-MEX PENOLES S.A. DE C.V.GoldCID001161MEXICO
MITSUBISHI MATERIALS CORPORATIONGoldCID001188JAPAN
MITSUI MINING AND SMELTING CO., LTD.GoldCID001193JAPAN
MKS PAMP SAGoldCID001352SWITZERLAND
MMTC-PAMP INDIA PVT., LTD.GoldCID002509INDIA
MODELTECH SDN BHDGoldCID002857MALAYSIA
MORRIS AND WATSONGoldCID002282NEW ZEALAND
MORRIS AND WATSON GOLD COASTGoldCID002866AUSTRALIA
MOSCOW SPECIAL ALLOYS PROCESSING PLANTGoldCID001204RUSSIAN FEDERATION
NADIR METAL RAFINERI SAN. VE TIC. A.S.GoldCID001220TURKEY
NAVOI MINING AND METALLURGICAL COMBINATGoldCID001236UZBEKISTAN
NH RECYTECH COMPANYGoldCID003189KOREA, REPUBLIC OF
NIHON MATERIAL CO., LTD.GoldCID001259JAPAN
NIHON MATERIAL CORPORATIONGoldCID002285JAPAN
NIHON SUPERIOR CO., LTD.GoldCID001252JAPAN
NYRSTAR METALSGoldCID001313UNITED STATES OF AMERICA
OGUSSA OSTERREICHISCHE GOLD- UND SILBER-SCHEIDEANSTALT GMBHGoldCID002779AUSTRIA
OHURA PRECIOUS METAL INDUSTRY CO., LTD.GoldCID001325JAPAN
OJSC "THE GULIDOV KRASNOYARSK NON-FERROUS METALS PLANT" (OJSC KRASTSVETMET)GoldCID001326RUSSIAN FEDERATION
PEASE & CURRENGoldCID002872UNITED STATES OF AMERICA
PENGLAI PENGGANG GOLD INDUSTRY CO., LTD.GoldCID001362CHINA
PLANTA RECUPERADORA DE METALES SPAGoldCID002919CHILE
PRECIOUS METALS SALES CORP.GoldCID002581UNITED STATES OF AMERICA
PRIOKSKY PLANT OF NON-FERROUS METALSGoldCID001386RUSSIAN FEDERATION
PT ANEKA TAMBANG (PERSERO) TBKGoldCID001397INDONESIA
PX PRECINOX S.A.GoldCID001498SWITZERLAND
QG REFINING, LLCGoldCID003324UNITED STATES OF AMERICA
RAND REFINERY (PTY) LTD.GoldCID001512SOUTH AFRICA
REALIZED THE ENTERPRISE CO., LTD.GoldCID001515CHINA
REFINERY OF SEEMINE GOLD CO., LTD.GoldCID000522CHINA
REMONDIS PMR B.V.GoldCID002582NETHERLANDS
10


REPUBLIC METALS CORPORATIONGoldCID002510UNITED STATES OF AMERICA
RIO TINTO GROUPGoldCID002914UNITED STATES OF AMERICA
ROYAL CANADIAN MINTGoldCID001534CANADA
SAAMPGoldCID002761FRANCE
SABIN METAL CORP.GoldCID001546UNITED STATES OF AMERICA
SAFIMET S.P.AGoldCID002973ITALY
SAFINA A.S.GoldCID002290CZECHIA
SAI REFINERYGoldCID002853INDIA
SAM PRECIOUS METALSGoldCID003666UNITED ARAB EMIRATES
SAMDUCK PRECIOUS METALSGoldCID001555KOREA, REPUBLIC OF
SAMWON METALS CORP.GoldCID001562KOREA, REPUBLIC OF
SANCUS ZFS (L’ORFEBRE, SA)GoldCID003529COLOMBIA
SAXONIA EDELMETALLE GMBHGoldCID002777GERMANY
SCHONE EDELMETAAL B.V.GoldCID001573NETHERLANDS
SELLEM INDUSTRIES LTD.GoldCID003540MAURITANIA
SEMPSA JOYERIA PLATERIA S.A.GoldCID001585SPAIN
SHAN DONG HUANGJINGoldCID001604CHINA
SHAN TOU SHI YONG YUAN JIN SHU ZAI SHENG CO., LTD.GoldCID001605CHINA
SHANDON JIN JINYIN REFINING LIMITEDGoldCID001607CHINA
SHANDONG GOLD SMELTING CO., LTD.GoldCID001916CHINA
SHANDONG HENGBANG SMELTER CO., LTD.GoldCID001612CHINA
SHANDONG HUMON SMELTING CO., LTD.GoldCID002525CHINA
SHANDONG PENGLAI GOLD SMELTERGoldCID001616CHINA
SHANDONG TIANCHENG BIOLOGICAL GOLD INDUSTRIAL CO., LTD.GoldCID001619CHINA
SHANDONG YANGGU XIANGGUANG CO., LTD.GoldCID002614CHINA
SHANDONG ZHAOJIN GOLD & SILVER REFINERY CO., LTD.GoldCID001622CHINA
SHENZHEN CUILU GOLD CO., LTD.GoldCID002750CHINA
SHENZHEN HENG ZHONG INDUSTRY CO., LTD.GoldCID001692CHINA
SHENZHEN ZHONGHENGLONG REAL INDUSTRY CO., LTD.GoldCID002527CHINA
SHIRPUR GOLD REFINERY LTD.GoldCID002588INDIA
SICHUAN TIANZE PRECIOUS METALS CO., LTD.GoldCID001736CHINA
SINGWAY TECHNOLOGY CO., LTD.GoldCID002516TAIWAN, PROVINCE OF CHINA
SINO-PLATINUM METALS CO., LTD.GoldCID001745CHINA
SO ACCURATE GROUP, INC.GoldCID001754UNITED STATES OF AMERICA
SOE SHYOLKOVSKY FACTORY OF SECONDARY PRECIOUS METALSGoldCID001756RUSSIAN FEDERATION
SOLAR APPLIED MATERIALS TECHNOLOGY CORP.GoldCID001761TAIWAN, PROVINCE OF CHINA
SOVEREIGN METALSGoldCID003383INDIA
STATE RESEARCH INSTITUTE CENTER FOR PHYSICAL SCIENCES AND TECHNOLOGYGoldCID003153LITHUANIA
11


SUDAN GOLD REFINERYGoldCID002567SUDAN
SUMITOMO METAL MINING CO., LTD.GoldCID001798JAPAN
SUNGEEL HIMETAL CO., LTD.GoldCID002918KOREA, REPUBLIC OF
SUNTAIN CO., LTD.GoldCID001808TAIWAN, PROVINCE OF CHINA
SUPER DRAGON TECHNOLOGY CO., LTD.GoldCID001810TAIWAN, PROVINCE OF CHINA
SUZHOU SHENCHUANG RECYCLING LTD.GoldCID002743CHINA
T.C.A S.P.AGoldCID002580ITALY
TAIWAN TOTAI CO., LTD.GoldCID001857TAIWAN, PROVINCE OF CHINA
TANAKA KIKINZOKU KOGYO K.K.GoldCID001875JAPAN
TOKURIKI HONTEN CO., LTD.GoldCID001938JAPAN
TONGLING NONFERROUS METALS GROUP CO., LTD.GoldCID001947CHINA
TOO TAU-KEN-ALTYNGoldCID002615KAZAKHSTAN
TORECOMGoldCID001955KOREA, REPUBLIC OF
TSAI BROTHER INDUSTRIESGoldCID002745TAIWAN, PROVINCE OF CHINA
TSK PRETECHGoldCID003195KOREA, REPUBLIC OF
UMICORE BRASIL LTDA.GoldCID001977BRAZIL
UMICORE PRECIOUS METALS THAILANDGoldCID002314THAILAND
UMICORE S.A. BUSINESS UNIT PRECIOUS METALS REFININGGoldCID001980BELGIUM
UNITED PRECIOUS METAL REFINING, INC.GoldCID001993UNITED STATES OF AMERICA
UNIVERSAL PRECIOUS METALS REFINING ZAMBIAGoldCID002854ZAMBIA
VALCAMBI S.A.GoldCID002003SWITZERLAND
VIAGRA DI PRECIOUS METALS (ZHAOYUAN) CO., LTD.GoldCID002009CHINA
WANG TINGGoldCID002023CHINA
WEEEREFININGGoldCID003615FRANCE
WESTERN AUSTRALIAN MINT (T/A THE PERTH MINT)GoldCID002030AUSTRALIA
WIELAND EDELMETALLE GMBHGoldCID002778GERMANY
WUZHONG GROUPGoldCID002063CHINA
XIAMEN JINBO METAL CO., LTD.GoldCID002076CHINA
YAMAKIN CO., LTD.GoldCID002100JAPAN
YAMATO DENKI IND. CO., LTD.GoldCID002102JAPAN
YOKOHAMA METAL CO., LTD.GoldCID002129JAPAN
YUNNAN COPPER INDUSTRY CO., LTD.GoldCID000197CHINA
YUNNAN GOLD MINING GROUP CO., LTD. (YGMG)GoldCID002491CHINA
ZHAOJUN MAIFUGoldCID002201CHINA
ZHE JIANG GUANG YUAN NOBLE METAL SMELTING FACTORYGoldCID002205CHINA
ZHONGKUANG GOLD INDUSTRY CO., LTD.GoldCID002214CHINA
ZHONGSHAN HYPER-TOXIC SUBSTANCE MONOPOLIZED CO., LTD.GoldCID002219CHINA
12


ZHONGSHAN POISON MATERIAL PROPRIETARY CO., LTD.GoldCID002221CHINA
ZHONGYUAN GOLD SMELTER OF ZHONGJIN GOLD CORPORATIONGoldCID002224CHINA
ZHUHAI TOXIC MATERIALS MONOPOLY LTD.GoldCID002231CHINA
ZHUZHOU SMELTING GROUP CO., LTDGoldCID002529CHINA
5D PRODUCTION OUTantalumCID003926ESTONIA
AMG BRASILTantalumCID001076BRAZIL
ANHUI HERRMAN IMPEX CO.TantalumCID000059CHINA
ASAKA RIKEN CO., LTD.TantalumCID000092JAPAN
CHANGSHA SOUTH TANTALUM NIOBIUM CO., LTD.TantalumCID000211CHINA
CP METALS INC.TantalumCID003402UNITED STATES OF AMERICA
D BLOCK METALS, LLCTantalumCID002504UNITED STATES OF AMERICA
DUOLUOSHANTantalumCID000410CHINA
EXOTECH INC.TantalumCID000456UNITED STATES OF AMERICA
F&X ELECTRO-MATERIALS LTD.TantalumCID000460CHINA
FIR METALS & RESOURCE LTD.TantalumCID002505CHINA
GLOBAL ADVANCED METALS AIZUTantalumCID002558JAPAN
GLOBAL ADVANCED METALS BOYERTOWNTantalumCID002557UNITED STATES OF AMERICA
GUANGDONG RISING RARE METALS-EO MATERIALS LTD.TantalumCID000291CHINA
H.C. STARCK SURFACE TECHNOLOGY AND CERAMIC POWDERS GMBHTantalumCID002546GERMANY
HENGYANG KING XING LIFENG NEW MATERIALS CO., LTD.TantalumCID002492CHINA
HI-TEMP SPECIALTY METALS, INC.TantalumCID000731UNITED STATES OF AMERICA
JIANGXI DINGHAI TANTALUM & NIOBIUM CO., LTD.TantalumCID002512CHINA
JIANGXI TUOHONG NEW RAW MATERIALTantalumCID002842CHINA
JIUJIANG JANNY NEW MATERIAL CO., LTD.TantalumCID003191CHINA
JIUJIANG JINXIN NONFERROUS METALS CO., LTD.TantalumCID000914CHINA
JIUJIANG TANBRE CO., LTD.TantalumCID000917CHINA
JIUJIANG ZHONGAO TANTALUM & NIOBIUM CO., LTD.TantalumCID002506CHINA
KEMET BLUE POWDERTantalumCID002568UNITED STATES OF AMERICA
KEMET DE MEXICOTantalumCID002539MEXICO
KING-TAN TANTALUM INDUSTRY LTD.TantalumCID000973CHINA
MATERION NEWTON INC.TantalumCID002548UNITED STATES OF AMERICA
META MATERIALSTantalumCID002847MACEDONIA
METALLURGICAL PRODUCTS INDIA PVT., LTD.TantalumCID001163INDIA
MINERACAO TABOCA S.A.TantalumCID001175BRAZIL
MITSUI MINING AND SMELTING CO., LTD.TantalumCID001192JAPAN
NANTONG TONGJIE ELECTRICAL CO., LTD.TantalumCID002386CHINA
NINGXIA ORIENT TANTALUM INDUSTRY CO., LTD.TantalumCID001277CHINA
NPM SILMET ASTantalumCID001200ESTONIA
13


PLANSEE SE LIEZENTantalumCID002540AUSTRIA
PLANSEE SE REUTTETantalumCID002556AUSTRIA
PM KALCO INCTantalumCID003396UNITED STATES OF AMERICA
POWERX LTD.TantalumCID004054RWANDA
QSIL METALS HERMSDORF GMBHTantalumCID002547GERMANY
QUANTUMCLEANTantalumCID001508UNITED STATES OF AMERICA
RESIND INDUSTRIA E COMERCIO LTDA.TantalumCID002707BRAZIL
RFH RECYCLING METALS CO., LTD.TantalumCID003159CHINA
RFH YANCHENG JINYE NEW MATERIAL TECHNOLOGY CO., LTD.TantalumCID003583CHINA
SHANGHAI JIANGXI METALS CO., LTD.TantalumCID001634CHINA
SOLIKAMSK MAGNESIUM WORKS OAOTantalumCID001769RUSSIAN FEDERATION
TAIKE TECHNOLOGY (SUZHOU) CO.,LTD.TantalumCID002566CHINA
TAKI CHEMICAL CO., LTD.TantalumCID001869JAPAN
TANIOBIS CO., LTD.TantalumCID002544THAILAND
TANIOBIS GMBHTantalumCID002545GERMANY
TANIOBIS JAPAN CO., LTD.TantalumCID002549JAPAN
TANIOBIS SMELTING GMBH & CO. KGTantalumCID002550GERMANY
TELEX METALSTantalumCID001891UNITED STATES OF AMERICA
TRANZACT, INC.TantalumCID002571UNITED STATES OF AMERICA
ULBA METALLURGICAL PLANT JSCTantalumCID001969KAZAKHSTAN
V&D NEW MATERIALS (JIANGSU) CO., LTD.TantalumCID003498CHINA
XIMEI RESOURCES (GUANGDONG) LIMITEDTantalumCID000616CHINA
XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD.TantalumCID003973CHINA
XINXING HAORONG ELECTRONIC MATERIAL CO., LTD.TantalumCID002508CHINA
YANLING JINCHENG TANTALUM & NIOBIUM CO., LTD.TantalumCID001522CHINA
YICHUN JIN YANG RARE METAL CO., LTD.TantalumCID002307CHINA
ZHUZHOU CEMENTED CARBIDE GROUP CO., LTD.TantalumCID002232CHINA
ALPHATinCID000292UNITED STATES OF AMERICA
AN THAI MINERALS CO., LTD.TinCID002825VIETNAM
AN VINH JOINT STOCK MINERAL PROCESSING COMPANYTinCID002703VIETNAM
ARCO ALLOYSTinCID002809UNITED STATES OF AMERICA
AURUBIS BEERSETinCID002773BELGIUM
AURUBIS BERANGOTinCID002774SPAIN
CHENZHOU YUNXIANG MINING AND METALLURGY CO., LTD.TinCID000228CHINA
CHIFENG DAJINGZI TIN INDUSTRY CO., LTD.TinCID003190CHINA
CHINA TIN GROUP CO., LTD.TinCID001070CHINA
CHOFU WORKSTinCID002786CHINA
CNMC (GUANGXI) PGMA CO., LTD.TinCID000278CHINA
COOPERATIVA METALURGICA DE RONDONIA LTDA.TinCID000295BRAZIL
14


CRM FUNDICAO DE METAIS E COMERCIO DE EQUIPAMENTOS ELETRONICOS DO BRASIL LTDATinCID003486BRAZIL
CRM SYNERGIESTinCID003524SPAIN
CV AYI JAYATinCID002570INDONESIA
CV DUA SEKAWANTinCID002592INDONESIA
CV GITA PESONATinCID000306INDONESIA
CV UNITED SMELTINGTinCID000315INDONESIA
CV VENUS INTI PERKASATinCID002455INDONESIA
DONGGUAN CIEXPO ENVIRONMENTAL ENGINEERING CO., LTD.TinCID003356CHINA
DONGGUAN CITY XIDA SOLDERING TIN PRODUCTS CO.TinCID000376CHINA
DOWATinCID000402JAPAN
DRAGON SILVER HOLDINGS LIMITEDTinCID003579CHINA
DS MYANMARTinCID003831MYANMAR
ELECTRO-MECHANICAL FACILITY OF THE CAO BANG MINERALS & METALLURGY JOINT STOCK COMPANYTinCID002572VIETNAM
EM VINTOTinCID000438BOLIVIA
ESTANHO DE RONDONIA S.A.TinCID000448BRAZIL
FABRICA AURICCHIO INDUSTRIA E COMERCIO LTDA.TinCID003582BRAZIL
FEINHUTTE HALSBRUCKE GMBHTinCID000466GERMANY
FENIX METALSTinCID000468POLAND
FUJI METAL MINING CORP.TinCID000498JAPAN
GEJIU CITY FUXIANG INDUSTRY AND TRADE CO., LTD.TinCID003410CHINA
GEJIU FENGMING METALLURGY CHEMICAL PLANTTinCID002848CHINA
GEJIU JINYE MINERAL COMPANYTinCID002859CHINA
GEJIU KAI MENG INDUSTRY AND TRADE LLCTinCID000942CHINA
GEJIU NON-FERROUS METAL PROCESSING CO., LTD.TinCID000538CHINA
GEJIU YUNXI GROUP CORP.TinCID000553CHINA
GEJIU YUNXIN NONFERROUS ELECTROLYSIS CO., LTD.TinCID001908CHINA
GEJIU ZILI MINING AND METALLURGY CO., LTD.TinCID000555CHINA
GUANGDONG HANHE NON-FERROUS METAL CO., LTD.TinCID003116CHINA
GUANGXI HUA TIN GOLD MINUTE FEE, LTD.TinCID002274CHINA
GUANGXI NONFERROUS METALS GROUPTinCID000626CHINA
GUANGXI ZHONGSHAN JIN YI SMELTING CO., LTD.TinCID000628CHINA
GUANYANG GUIDA NONFERROUS METAL SMELTING PLANTTinCID002849CHINA
HEZHOU JINWEI TIN CO., LTD.TinCID000720CHINA
HONGQIAO METALS (KUNSHAN) CO., LTD.TinCID002635CHINA
HUICHANG HILL TIN INDUSTRY CO., LTD.TinCID002844CHINA
15


HUICHANG JINSHUNDA TIN CO., LTD.TinCID000760CHINA
HULTERWORTH SMELTERTinCID002365CHINA
JIANG JIA WANG TECHNOLOGY CO.TinCID000840CHINA
JIANG XI JIA WANG TECHNOLOGY TIN PRODUCTS ENVIRONMENTAL LTD.TinCID000841CHINA
JIANGXI KETAI ADVANCED MATERIAL CO., LTD.TinCID000244CHINA
JIANGXI NEW NANSHAN TECHNOLOGY LTD.TinCID001231CHINA
JIANGXI YAOSHENG TUNGSTEN CO., LTD.TinCID002819CHINA
JU TAI INDUSTRIAL CO., LTD.TinCID000934CHINA
LIAN JINGTinCID002281CHINA
LINQU XIANGGUI SMELTER CO., LTD.TinCID001063CHINA
LUNA SMELTER, LTD.TinCID003387RWANDA
M/S ECO TROPICAL RESOURCESTinCID002382SINGAPORE
MA AN SHAN SHU GUANG SMELTER CORP.TinCID001098CHINA
MA'ANSHAN WEITAI TIN CO., LTD.TinCID003379CHINA
MAGNU'S MINERAIS METAIS E LIGAS LTDA.TinCID002468BRAZIL
MALAYSIA SMELTING CORPORATION (MSC)TinCID001105MALAYSIA
MATERIALS ECO-REFINING CO., LTD.TinCID001112JAPAN
MELT METAIS E LIGAS S.A.TinCID002500BRAZIL
METAHUB INDUSTRIES SDN. BHD.TinCID001136MALAYSIA
METALLIC RESOURCES, INC.TinCID001142UNITED STATES OF AMERICA
METALLUM GROUP HOLDING NVTinCID001143BELGIUM
MINCHALI METAL INDUSTRY CO., LTD.TinCID001172TAIWAN, PROVINCE OF CHINA
MINERACAO TABOCA S.A.TinCID001173BRAZIL
MING LI JIA SMELT METAL FACTORYTinCID001177CHINA
MINING MINERALS RESOURCES SARLTinCID004065CONGO, DEMOCRATIC REPUBLIC OF THE
MINSURTinCID001182PERU
MITSUBISHI MATERIALS CORPORATIONTinCID001191JAPAN
MODELTECH SDN BHDTinCID002858MALAYSIA
NEY METALS AND ALLOYSTinCID001246UNITED STATES OF AMERICA
NGHE TINH NON-FERROUS METALS JOINT STOCK COMPANYTinCID002573VIETNAM
NOVOSIBIRSK TIN COMBINETinCID001305RUSSIAN FEDERATION
O.M. MANUFACTURING (THAILAND) CO., LTD.TinCID001314THAILAND
O.M. MANUFACTURING PHILIPPINES, INC.TinCID002517PHILIPPINES
OLD CITY METALS PROCESSING CO., LTD.TinCID001332CHINA
OMODEO A. E S. METALLEGHE SRLTinCID003395CHINA
OPERACIONES METALURGICAS S.A.TinCID001337BOLIVIA
PAN LIGHT CORPORATIONTinCID001356TAIWAN, PROVINCE OF CHINA
PONGPIPAT COMPANY LIMITEDTinCID003208MYANMAR
PRECIOUS MINERALS AND SMELTING LIMITEDTinCID003409INDIA
PT ARIES KENCANA SEJAHTERATinCID000309INDONESIA
16


PT ARTHA CIPTA LANGGENGTinCID001399INDONESIA
PT ATD MAKMUR MANDIRI JAYATinCID002503INDONESIA
PT BABEL INTI PERKASATinCID001402INDONESIA
PT BABEL SURYA ALAM LESTARITinCID001406INDONESIA
PT BANGKA KUDAI TINTinCID001409INDONESIA
PT BANGKA PRIMA TINTinCID002776INDONESIA
PT BANGKA SERUMPUNTinCID003205INDONESIA
PT BANGKA TIMAH UTAMA SEJAHTERATinCID001416INDONESIA
PT BANGKA TIN INDUSTRYTinCID001419INDONESIA
PT BELITUNG INDUSTRI SEJAHTERATinCID001421INDONESIA
PT BILLITIN MAKMUR LESTARITinCID001424INDONESIA
PT BUKIT TIMAHTinCID001428INDONESIA
PT CIPTA PERSADA MULIATinCID002696INDONESIA
PT DS JAYA ABADITinCID001434INDONESIA
PT EUNINDO USAHA MANDIRITinCID001438INDONESIA
PT INTI STANIA PRIMATinCID002530INDONESIA
PT JUSTINDOTinCID000307INDONESIA
PT KARIMUN MININGTinCID001448INDONESIA
PT KIJANG JAYA MANDIRITinCID002829INDONESIA
PT LAUTAN HARMONIS SEJAHTERATinCID002870INDONESIA
PT MASBRO ALAM STANIATinCID003380INDONESIA
PT MENARA CIPTA MULIATinCID002835INDONESIA
PT MITRA STANIA PRIMATinCID001453INDONESIA
PT MITRA SUKSES GLOBALINDOTinCID003449INDONESIA
PT NATARITinCID001456INDONESIA
PT O.M. INDONESIATinCID002757INDONESIA
PT PANCA MEGA PERSADATinCID001457INDONESIA
PT PREMIUM TIN INDONESIATinCID000313INDONESIA
PT PRIMA TIMAH UTAMATinCID001458INDONESIA
PT PUTERA SARANA SHAKTI (PT PSS)TinCID003868INDONESIA
PT RAJAWALI RIMBA PERKASATinCID003381INDONESIA
PT RAJEHAN ARIQTinCID002593INDONESIA
PT REFINED BANGKA TINTinCID001460INDONESIA
PT SARIWIGUNA BINASENTOSATinCID001463INDONESIA
PT STANINDO INTI PERKASATinCID001468INDONESIA
PT SUKSES INTI MAKMURTinCID002816INDONESIA
PT SUMBER JAYA INDAHTinCID001471INDONESIA
PT TIMAH NUSANTARATinCID001486INDONESIA
PT TIMAH TBK KUNDURTinCID001477INDONESIA
PT TIMAH TBK MENTOKTinCID001482INDONESIA
PT TININDO INTER NUSATinCID001490INDONESIA
PT TIRUS PUTRA MANDIRITinCID002478INDONESIA
PT TOMMY UTAMATinCID001493INDONESIA
PT WAHANA PERKIT JAYATinCID002479INDONESIA
RESIND INDUSTRIA E COMERCIO LTDA.TinCID002706BRAZIL
17


RIAN RESOURCES SDN. BHD.TinCID003581MALAYSIA
RUI DA HUNGTinCID001539TAIWAN, PROVINCE OF CHINA
SHAN TOU SHI YONG YUAN JIN SHU ZAI SHENG CO., LTD.TinCID001606CHINA
SHENZHEN HONG CHANG METAL MANUFACTURING FACTORYTinCID001694CHINA
SICHUAN GUANGHAN JIANGNAN CASTING SMELTERSTinCID001731CHINA
SIGMA TIN ALLOY CO., LTD.TinCID002408CHINA
SOFT METAIS LTDA.TinCID001758BRAZIL
SOLDER COURT LTD.TinCID002436CHINA
SPECTRO ALLOYS CORP.TinCID002411UNITED STATES OF AMERICA
SUPER LIGASTinCID002756BRAZIL
SUZHOU NUONENGDA CHEMICAL CO., LTD.TinCID001822CHINA
TAICANG CITY NANCANG METAL MATERIAL CO., LTD.TinCID001845CHINA
TAIWAN HIGH-TECH CO., LTD.TinCID001851TAIWAN, PROVINCE OF CHINA
TAIWAN HUANLIANGTinCID001852TAIWAN, PROVINCE OF CHINA
TAIWAN'S LOFTY ENTERPRISES LTD.TinCID001859TAIWAN, PROVINCE OF CHINA
TENNESSEE ALUMINUM PROCESSORSTinCID001882UNITED STATES OF AMERICA
THAI NGUYEN MINING AND METALLURGY CO., LTD.TinCID002834VIETNAM
THAILAND MINE FACTORYTinCID001897THAILAND
THAISARCOTinCID001898THAILAND
THREE GREEN SURFACE TECHNOLOGY LIMITED COMPANYTinCID001920CHINA
TIANSHUI LING BO TECHNOLOGY CO., LTD.TinCID001929CHINA
TIN PLATING GEJIUTinCID001932CHINA
TIN SMELTING BRANCH OF YUNNAN TIN CO., LTD.TinCID002180CHINA
TIN TECHNOLOGY & REFININGTinCID003325UNITED STATES OF AMERICA
TONG LONGTinCID001943CHINA
TOP-TEAM TECHNOLOGY (SHENZHEN) LTD.TinCID001954CHINA
TRATHO METAL QUIMICATinCID003474BRAZIL
TUYEN QUANG NON-FERROUS METALS JOINT STOCK COMPANYTinCID002574VIETNAM
ULTRACORE CO., LTD.TinCID001998THAILAND
VQB MINERAL AND TRADING GROUP JSCTinCID002015VIETNAM
WELLEYTinCID002027TAIWAN, PROVINCE OF CHINA
WHITE SOLDER METALURGIA E MINERACAO LTDA.TinCID002036BRAZIL
WUJIANG CITY LUXE TIN FACTORYTinCID002057CHINA
XIAMEN HONGLU TUNGSTEN MOLYBDENUM CO., LTD.TinCID002428KOREA, REPUBLIC OF
XIANGHUALING TIN INDUSTRY CO., LTD.TinCID002946CHINA
XIN FURUKAWA METAL ( WUXI ) CO., LTD.TinCID002090CHINA
18


XURITinCID002099CHINA
YIFENG TINTinCID002121CHINA
YIQUAN MANUFACTURINGTinCID002123CHINA
YUECHENG TIN CO., LTD.TinCID002147CHINA
YUNNAN CHENGFENG NON-FERROUS METALS CO., LTD.TinCID002158CHINA
YUNNAN CHENGO ELECTRIC SMELTING PLANTTinCID002162CHINA
YUNNAN COPPER ZINC INDUSTRY CO., LTD.TinCID002164CHINA
YUNNAN GEIJU SMELTING CORP.TinCID002166CHINA
YUNNAN INDUSTRIAL CO., LTD.TinCID002173CHINA
YUNNAN MALIPO BAIYI KUANGYE CO.TinCID002309CHINA
YUNNAN YUNFAN NON-FERROUS METALS CO., LTD.TinCID003397CHINA
ZHONGSHAN JINYE SMELTING CO.,LTDTinCID002220CHINA
A.L.M.T. CORP.TungstenCID000004JAPAN
ACL METAIS EIRELITungstenCID002833BRAZIL
ALBASTEEL INDUSTRIA E COMERCIO DE LIGAS PARA FUNDICAO LTD.TungstenCID003427BRAZIL
ARTEK LLCTungstenCID003553RUSSIAN FEDERATION
ASIA TUNGSTEN PRODUCTS VIETNAM LTD.TungstenCID002502VIETNAM
AVON SPECIALTY METALS LTDTungstenCID002704UNITED KINGDOM
CHINA MOLYBDENUM TUNGSTEN CO., LTD.TungstenCID002641CHINA
CHONGYI ZHANGYUAN TUNGSTEN CO., LTD.TungstenCID000258CHINA
CNMC (GUANGXI) PGMA CO., LTD.TungstenCID000281CHINA
CP METALS INC.TungstenCID003448UNITED STATES OF AMERICA
CRONIMET BRASIL LTDATungstenCID003468BRAZIL
DAIDO STEELTungstenCID002349JAPAN
DONGKUK INDUSTRIES CO., LTD.TungstenCID004060KOREA, REPUBLIC OF
FUJIAN GANMIN RAREMETAL CO., LTD.TungstenCID003401CHINA
FUJIAN JINXIN TUNGSTEN CO., LTD.TungstenCID000499CHINA
FUJIAN XINLU TUNGSTEN CO., LTD.TungstenCID003609CHINA
GANZHOU BESEEM FERROTUNGSTEN CO., LTD.TungstenCID002644CHINA
GANZHOU HAICHUANG TUNGSTEN CO., LTD.TungstenCID002645CHINA
GANZHOU HUAXING TUNGSTEN PRODUCTS CO., LTD.TungstenCID000875CHINA
GANZHOU JIANGWU FERROTUNGSTEN CO., LTD.TungstenCID002315CHINA
GANZHOU NON-FERROUS METALS SMELTING CO., LTD.TungstenCID000868CHINA
GANZHOU SEADRAGON W & MO CO., LTD.TungstenCID002494CHINA
GANZHOU SUNNY NON-FERROUS METALS CO., LTD.TungstenCID003580CHINA
GANZHOU YATAI TUNGSTEN CO., LTD.TungstenCID002536CHINA
GLOBAL TUNGSTEN & POWDERS LLCTungstenCID000568UNITED STATES OF AMERICA
GUANGDONG XIANGLU TUNGSTEN CO., LTD.TungstenCID000218CHINA
H.C. STARCK TUNGSTEN GMBHTungstenCID002541GERMANY
19


HANNAE FOR T CO., LTD.TungstenCID003978KOREA, REPUBLIC OF
HUBEI GREEN TUNGSTEN CO., LTD.TungstenCID003417CHINA
HUNAN CHENZHOU MINING CO., LTD.TungstenCID000766CHINA
HUNAN CHUANGDA VANADIUM TUNGSTEN CO., LTD. WUJITungstenCID002579CHINA
HUNAN JINTAI NEW MATERIAL CO., LTD.TungstenCID000769CHINA
HUNAN LITIAN TUNGSTEN INDUSTRY CO., LTD.TungstenCID003182CHINA
HUNAN SHIZHUYUAN NONFERROUS METALS CO., LTD. CHENZHOU TUNGSTEN PRODUCTS BRANCHTungstenCID002513CHINA
HYDROMETALLURG, JSCTungstenCID002649RUSSIAN FEDERATION
JAPAN NEW METALS CO., LTD.TungstenCID000825JAPAN
JIANGWU H.C. STARCK TUNGSTEN PRODUCTS CO., LTD.TungstenCID002551CHINA
JIANGXI GAN BEI TUNGSTEN CO., LTD.TungstenCID002321CHINA
JIANGXI MINMETALS GAO'AN NON-FERROUS METALS CO., LTD.TungstenCID002313CHINA
JIANGXI TONGGU NON-FERROUS METALLURGICAL & CHEMICAL CO., LTD.TungstenCID002318CHINA
JIANGXI XIANGLU TUNGSTEN CO., LTD.TungstenCID002647CHINA
JIANGXI XINSHENG TUNGSTEN INDUSTRY CO., LTD.TungstenCID002317CHINA
JIANGXI XIUSHUI XIANGGAN NONFERROUS METALS CO., LTD.TungstenCID002535CHINA
JIANGXI YAOSHENG TUNGSTEN CO., LTD.TungstenCID002316CHINA
JSC "KIROVGRAD HARD ALLOYS PLANT"TungstenCID003408RUSSIAN FEDERATION
KENNAMETAL FALLONTungstenCID000966UNITED STATES OF AMERICA
KENNAMETAL HUNTSVILLETungstenCID000105UNITED STATES OF AMERICA
KGETS CO., LTD.TungstenCID003388KOREA, REPUBLIC OF
LIANYOU METALS CO., LTD.TungstenCID003407TAIWAN, PROVINCE OF CHINA
LLC VOSTOKTungstenCID003643RUSSIAN FEDERATION
MALIPO HAIYU TUNGSTEN CO., LTD.TungstenCID002319CHINA
MASAN HIGH-TECH MATERIALSTungstenCID002543VIETNAM
MEHRA FERRO-ALLOYS PVT. LTD.TungstenCID002652INDIA
MOLIREN LTD.TungstenCID002845RUSSIAN FEDERATION
NAM VIET CROMIT JOINT STOCK COMPANYTungstenCID004034CHINA
NIAGARA REFINING LLCTungstenCID002589UNITED STATES OF AMERICA
NPP TYAZHMETPROM LLCTungstenCID003416RUSSIAN FEDERATION
OOO “TECHNOLOM” 1TungstenCID003614RUSSIAN FEDERATION
OOO “TECHNOLOM” 2TungstenCID003612RUSSIAN FEDERATION
PHILIPPINE CHUANGXIN INDUSTRIAL CO., INC.TungstenCID002827PHILIPPINES
SANHER TUNGSTEN VIETNAM CO., LTD.TungstenCID002538VIETNAM
SHINWON TUNGSTEN (FUJIAN SHANGHANG) CO., LTD.TungstenCID004430CHINA
SOUTH-EAST NONFERROUS METAL COMPANY LIMITED OF HENGYANG CITYTungstenCID002815CHINA
TANIOBIS SMELTING GMBH & CO. KGTungstenCID002542GERMANY
20


TEJING (VIETNAM) TUNGSTEN CO., LTD.TungstenCID001889VIETNAM
TOSHIBA MATERIAL CO., LTD.TungstenCID002423JAPAN
TUNGSTEN DIVERSIFIED INDUSTRIES LLCTungstenCID002659UNITED STATES OF AMERICA
TUNGSTEN VIETNAM JOINT STOCK COMPANYTungstenCID003993VIETNAM
UNECHA REFRACTORY METALS PLANTTungstenCID002724RUSSIAN FEDERATION
VIETNAM YOUNGSUN TUNGSTEN INDUSTRY CO., LTD.TungstenCID002011VIETNAM
WOLFRAM BERGBAU UND HUTTEN AGTungstenCID002044AUSTRIA
WOLTECH KOREA CO., LTD.TungstenCID002843KOREA, REPUBLIC OF
XIAMEN TUNGSTEN (H.C.) CO., LTD.TungstenCID002320CHINA
XIAMEN TUNGSTEN CO., LTD.TungstenCID002082CHINA
XINFENG HUARUI TUNGSTEN & MOLYBDENUM NEW MATERIAL CO., LTD.TungstenCID002830CHINA
XINHAI RENDAN SHAOGUAN TUNGSTEN CO., LTD.TungstenCID002095CHINA
YUDU ANSHENG TUNGSTEN CO., LTD.TungstenCID003662CHINA
ZHANGZHOU CHUEN BAO APT SMELTERY CO., LTD.TungstenCID002195CHINA

* The United States Department of Treasury, Office of Foreign Assets Control (“OFAC”) designated African Gold Refinery (“AGR”) as a Specially Designated National (“SDN”) on March 17, 2022. It is Otis’ policy to comply with applicable sanctions laws. Otis does not have knowledge of any of its direct suppliers utilizing AGR in providing 3TG to Otis.

Each smelter or refiner identified above was included on the RMI Smelters & Refiners Database.

21


Schedule B to
Conflict Minerals Report

Possible Countries of Origin

ANDORRAJAPANSAUDI ARABIA
AUSTRALIAKAZAKHSTANSINGAPORE
AUSTRIAKOREA, REPUBLIC OFSOUTH AFRICA
BELGIUMKYRGYZSTANSPAIN
BOLIVIALITHUANIASUDAN
BRAZILMACEDONIASWEDEN
CANADAMALAYSIASWITZERLAND
CHILEMAURITANIATAIWAN, PROVINCE OF CHINA
CHINAMEXICOTHAILAND
COLOMBIAMYANMARTURKEY
CONGO, DEMOCRATIC REPUBLIC OF THENETHERLANDSUGANDA
CZECHIANEW ZEALANDUNITED ARAB EMIRATES
ESTONIANORWAYUNITED KINGDOM
FRANCEPERUUNITED STATES OF AMERICA
GERMANYPHILIPPINESUZBEKISTAN
GHANAPOLANDVIETNAM
INDIAPORTUGALZAMBIA
INDONESIARUSSIAN FEDERATIONZIMBABWE
ITALYRWANDA






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