Specialized Disclosure Report (sd)
24 Mayo 2023 - 2:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM SD
Specialized Disclosure
Report
Shell plc
(Exact name of registrant as specified in its
charter)
England and Wales
(State or other jurisdiction of
incorporation or organization)
1-32575
(Commission
File Number)
Shell Centre, London, SE1 7NA, United Kingdom
(Address of principal executive offices) (Zip
Code)
Caroline J.M. Omloo, Company Secretary
Tel No: 0044-20-7934-1234
(Name and telephone number, including area code,
of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant
to which this form is being filed:
☒ Rule 13p-1 under the Securities
Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
☐ Rule 13q-1 under the Securities Exchange
Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2022.
Section I – Conflict Minerals Disclosure
Conflict Minerals Disclosure for the year ended
December 31, 2022:
Item 1.01 Conflict Minerals Disclosure
Section 1502 of the Dodd Frank Wall Street Reform
and Consumer Protection Act defines conflict minerals as cassiterite (tin), columbite-tantalite (tantalum), gold, wolframite (tungsten),
or their derivatives (“Conflict Minerals”). In 2022, Shell plc and its subsidiaries (“Shell”) manufactured and
sold the following products that contained Conflict Minerals: catalysts, Ubitricity electric vehicle charge points, EV charging stations
(Shell Recharge Solutions (SRS)), battery storage systems (sonnenBatteries), and EV charging converters (sonnenChargers). Other than the
noted products, Shell does not believe any of its other products manufactured and sold in 2022 contained any Conflict Minerals.
Shell’s Relationship with Its Suppliers
Our approach to suppliers and contractors is set
out in our Shell General Business Principles and Shell Supplier Principles, which outline what we expect from suppliers. These principles
cover requirements such as business integrity, health and safety, and human rights.
Shell aims to work with suppliers that behave
in an economically, environmentally and socially responsible manner. We seek to develop and strengthen
relationships with suppliers who are committed to the principles set out in our Shell General Business Principles and Shell Supplier
Principles or to similar standards through their own activities and the management of their own
suppliers. Building strong relationships with our contractors and suppliers is essential to delivering new projects and running our operations.
In our model procurement contracts, suppliers
agree to adhere to our general business principles and supplier principles. Suppliers are required to comply with all applicable laws
and regulations of the country or countries in which they do business and agree to provide and maintain safe and healthy working conditions
for all supplier personnel.
Parts of our supply chain may pose higher risk
due to the location and type of goods and services procured. We carry out risk assessments of our supply chain based on the location and
type of goods and services procured. For example, for certain locations we use external risk indices to check potential risks in areas
such as health and safety, and human rights. For types of goods and services, we identify sectors where there may be higher risks of unethical
labour practices for migrant workers.
Our Reasonable Country of Origin Inquiry
(“RCOI”)
We conducted a good faith RCOI with our suppliers
regarding the Conflict Minerals contained in the products identified above to determine whether any Conflict Minerals originated in the
Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”) and/or may have been from
recycled or scrap sources. This inquiry included obtaining from suppliers of the Conflict Minerals certifications regarding the origin
of such Conflict Minerals.
• | For the catalysts and Ubitricity electric vehicle charge points,
we requested certifications from a total of 5 suppliers and received responses from all. |
| |
• | For EV charging stations (SRS), we requested certifications from 3 suppliers and received responses from all. |
| • | For the sonnenBatteries and sonnenChargers, sonnen, a Shell subsidiary, requested certifications from
67 (2021: 53) suppliers of Conflict Minerals, covering 99% (2021: 95%) of sonnen’s hardware spend in 2022. Of these 67 suppliers,
64 responded, representing 98% of sonnen’s hardware spend in 2022. sonnen took follow-up
actions by repeatedly contacting suppliers for which no response had been received. |
Supplier responses were reviewed for completeness.
Follow-up action with a supplier was conducted where necessary to seek clarification and request updating of the certification if the
initial certification submitted was incomplete or contained unclear information.
Results of our Country of Origin Inquiry
Following the RCOI, based on the supplier
certifications received:
| • | For the catalysts and EV charging stations (SRS) we have concluded that the Conflict Minerals contained
in those products did not come from the Covered Countries. |
| • | For the Ubitricity electric vehicle charge points, battery storage systems (sonnenBatteries) and EV charging
converters (sonnenChargers), based on the certifications received from certain suppliers, we concluded that these products contain Conflict
Minerals that either did originate in the Covered Countries or the supplier is unable to determine if the Conflict Minerals originated
in the Covered Countries. In 2023 sonnen and Ubitricity plan to continue raising awareness of Conflict Minerals across its supply chain,
driving transparency with its suppliers, and managing risks accordingly. |
We are relying on the Updated Statement on the
Effect of the Court of Appeals Decision on the Conflict Minerals Rule issued by the Division of Corporation Finance of the Securities
and Exchange Commission (“SEC”) on April 7, 2017 (the “April 2017 Guidance”). Pursuant to the April 2017 Guidance,
we have provided only the disclosure required under paragraphs (a) and (b) of Item 1.01 of Form SD.
This Conflict Minerals Disclosure is also
available on Shell’s website:
http://www.shell.com/sustainability/sustainability-reporting-and-performance-data/conflict-minerals-disclosure.html.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Shell plc
(Registrant)
/s/ Sinead Gorman | |
May 24, 2023 |
Name: Sinead Gorman | |
(Date) |
Title: Chief Financial Officer | |
|
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