UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________________________________________________________

FORM SD
Specialized Disclosure Report
____________________________________________________________________________________________________________
 
TUPPERWARE BRANDS CORPORATION
(Exact name of the registrant as specified in its charter)
____________________________________________________________________________________________________________
Delaware 1-11657
(State or other jurisdiction of incorporation) (Commission file number)
   
14901 South Orange Blossom TrailOrlandoFL32837
(Address of principal executive offices)(Zip code)
____________________________________________________________________________________________________________

Karen M. Sheehan
Executive Vice President, Chief Legal Officer & Secretary
(407) 847-1917
(Name and telephone number, including area code, of the person to contact in connection with this report.)
____________________________________________________________________________________________________________

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

☒    Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

☐    Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ____.








Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Tupperware Brands Corporation (the “Company”) evaluated its 2023 product offerings and determined that “conflict minerals” (as defined in applicable Securities and Exchange Commission (“SEC”) rules) were necessary to the functionality or production of certain products that the Company manufactured or contracted to have manufactured.

Based on the results of the Company’s good faith reasonable country of origin inquiry and due diligence efforts (including sending to the suppliers of the aforementioned products or components of products the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative (“RMI”) and comparing the smelter information provided by the suppliers against the list of smelter facilities considered to be conformant with the RMI’s Responsible Minerals Assurance Process (“RMAP”) assessment protocols, or obtaining written statements from such suppliers regarding the presence and country of origin of conflict minerals in the products or product components supplied), the Company has determined that, with respect to certain Conflict Minerals necessary to the functionality or production of certain of its products, such Conflict Minerals did not originate from the Democratic Republic of the Congo or an adjoining country, as defined in paragraph (d) (1) of Item 1.01 of Form SD (the “Covered Countries”). With respect to Conflict Minerals necessary to the functionality or production of certain other products, the Company has not been able to determine that such Conflict Minerals did not originate from the Covered Countries. Accordingly, the Company has filed a Conflict Minerals Report with the SEC, a copy of which is provided as Exhibit 1.01 to this Form SD. Such Conflict Minerals Report is also publicly available in the SEC Filings section of the Company’s website at http://ir.tupperwarebrands.com/financial-information/sec-filings. Information on the Company’s website shall not be deemed incorporated into, or to be a part of, this report.

Item 1.02 Exhibit

As an exhibit to this Form SD, the Company has filed the Conflict Minerals Report required by Items 1.01 and 1.02 of this Form.

Section 3 - Exhibits

Item 3.01 Exhibits








SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 TUPPERWARE BRANDS CORPORATION
(Registrant)
Date:May 30, 2024By:/s/ Karen M. Sheehan
 
Name:
Karen M. Sheehan
 
Title:
Executive Vice President, Chief Legal Officer & Secretary



Exhibit 1.01 Conflict Minerals Report for the Year Ended December 31, 2023 SUMMARY Tupperware Brands Corporation (the “Company”) has filed this report in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements mandated by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Rule 13p-1 imposes reporting obligations on public companies, including the Company, whose manufactured final products contain one or more conflict minerals that are necessary to the functionality or production of such products. For purposes of Rule 13p-1 and the related disclosures, the term “conflict minerals” is defined to include columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten. The Company identified several products or components of products that contained or might have contained conflict minerals that are necessary to their functionality or production, and accordingly, the Company was required to and did conduct a good faith Reasonable Country of Origin Inquiry (“RCOI”) and additional due diligence to attempt to determine the country or countries of origin and chain of custody of such conflict minerals. This report is available in the SEC Filings section of the Company’s website at http://ir.tupperwarebrands.com/financial-information/sec-filings. Information on the Company’s website shall not be deemed incorporated into, or to be a part of, this report. COMPANY OVERVIEW Tupperware Brands Corporation is a global consumer products company that designs innovative, functional, and environmentally responsible products. Worldwide, the Company engages in the marketing, manufacture, and sale of design-centric preparation, storage and serving solutions for the kitchen and home through the Tupperware® brand. The Company's stock is listed on the New York Stock Exchange (NYSE: TUP). Product Description The products covered in this report are (i) the Company’s TW Dehumidifier and (ii) the Company’s Alkaline Water Ionizer, due to the potential sources of tantalum, tungsten, tin, and gold in such products that the Company has not been able to determine did not originate from the Democratic Republic of the Congo or adjoining countries (collectively, “Covered Countries”). While the Company has not identified the tin, tantalum, tungsten, or gold contained in its TW Dehumidifier or Alkaline Water Ionizer as having originated from the Covered Countries, the Company has not received sufficient information in order to conclude that such tin, tantalum, tungsten, or gold definitively was not sourced from Covered Countries.


 
The supplier of the TW Dehumidifier listed 56 smelters that sourced some of its tin, tungsten, tantalum, and gold in Covered Countries, all of such smelters being on the RMAP’s conformant smelters list. The supplier of the Alkaline Water Ionizer listed one smelter that sourced some of its tin from one of the Covered Countries (Rwanda), such smelter being on the RMAP’s conformant smelters list. DUE DILIGENCE Due Diligence Framework & Design The Company’s due diligence framework and processes were developed based on the globally recognized Organisation for Economic Co-operation and Development’s OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas (the “OECD Guidance”). Due Diligence Steps Taken In accordance with the OECD Guidance, the Company’s due diligence measures included the following steps: 1) Established a strong management system The Company established an internal management team to support supply chain due diligence. This internal management team includes persons with oversight responsibility in the Company’s supply chain, regulatory compliance and law departments. The results generated by this internal management team are reported to the Audit and Finance Committee of the Company’s Board of Directors on a regular basis. The Company used the template developed by the Responsible Minerals Initiative (“RMI”), the Conflict Minerals Reporting Template (“CMRT”), to conduct the required due diligence, including a good faith RCOI reasonably designed to determine whether any of the conflict minerals necessary to the functionality or production of the identified products or components of products originated in any of the Covered Countries, or were 100% from recycled or scrap sources (as defined in Item 1.01 of Form SD). The Company also compared the conflict minerals smelter/refiner information provided by the suppliers against the RMI’s Responsible Minerals Assurance Process (“RMAP”) list of smelter facilities designated as conformant. In addition, the Company has adopted a Conflict Minerals Policy supplementing its previously existing policies regarding social responsibility, which can be found on the Company’s website at https://www.tupperwarebrands.com/our-impact/supply-chain/conflict-minerals-policy. The Company also utilizes in its control system its Code of Conduct and Supplier Code of Conduct, conflict minerals compliance requirements in its supplier contract templates, and the Company has various grievance mechanisms whereby employees and suppliers can report violations of the Company’s policies. 2) Identify and Assess Risk in the Supply Chain Because the Company is several steps removed from the original sources of any conflict minerals contained in its products, the Company relies on its direct suppliers to provide information on the origin of any conflict minerals contained in the products or components of products that they supply. In some instances the Company’s direct suppliers are similarly reliant upon information provided to them by their suppliers. Also, some of the Company’s direct suppliers are not themselves subject to SEC reporting and due diligence requirements, which in some cases increases the difficulty of obtaining information about the original sources of the conflict minerals contained in the products or components of products.


 
3) Audit of Supply Chain Due Diligence To the best of its knowledge, the Company did not source any conflict minerals directly from mines, smelters or refiners. Consequently, the Company does not have a direct relationship with conflict minerals smelters and refiners, and is unable to perform or direct audits of these entities within the Company’s supply chain. Request Information The Company reviewed the suppliers in its supply chain and identified suppliers that, during the calendar year 2023, provided it with products or components of products that contained or might have contained conflict minerals. The Company conducted an RCOI by having a member of the Company’s Procurement team and/or local management team, by email and/or telephone, explain to such suppliers the SEC’s requirement that the Company report conflict minerals necessary to the functionality or production of its products or components of products, and request that such suppliers complete the CMRT. The CMRT included questions regarding the supplier’s use and the source of conflict minerals necessary to the functionality or production of the products or components of products supplied, and regarding the supplier’s own policies and due diligence efforts with respect to its suppliers. As necessary, the Company followed up by email and telephone to the suppliers, and offered assistance and further explanations to those suppliers in order to complete the CMRT. If a supplier or the manufacturer of a product or product component does not complete a CMRT, the Company obtains a written statement from the supplier regarding its use of and country of origin of any conflict mineral(s) contained in the product or product component. The Company reviewed and analyzed the CMRT responses and written statements to interpret the responses and statements, and to determine whether further engagement with any of the suppliers was warranted. The Company requested additional information and/or clarifications (by email and/or telephone) where the CMRT or written statement was incomplete, or where any responses or written statements provided were contradictory or unclear. The Company made repeated additional follow-up efforts, by email and/or telephone, to ensure that the identified suppliers responded to its inquiries. CMRT and Written Statement Responses The Company has received responses from its suppliers identified as supplying, during 2023, products or components of products that contained or might have contained conflict minerals. After due diligence and analysis, the Company has not been able to determine with reasonable certainty the country or countries of origin or chain of custody of all of the tantalum, tin, gold or tungsten necessary to the functionality or production of the TW Dehumidifier and Alkaline Water Ionizer. Efforts to Determine Mine or Location of Origin The Company’s ability to determine the mine or location of origin of the tantalum, tin, gold and tungsten necessary to the functionality or production of the Company’s TW Dehumidifier and Alkaline Water Ionizer is based upon information the Company has received from the suppliers of such products in its due diligence processes. Despite its good faith efforts, the Company has been unable to determine the country or countries of origin or chain of custody of all of the tantalum, tin, gold and tungsten necessary to the functionality or production of the TW Dehumidifier and the Alkaline Water Ionizer and consequently all of the facilities used to process such tantalum, gold, tin and tungsten. The Company has attached as Annex I to this Exhibit a copy of the list of smelters provided by the supplier of the TW Dehumidifier. The Company has attached as Annex II to this Exhibit a copy of the list of smelters provided by the supplier of the Alkaline Water Ionizer.


 
Steps the Company Is Taking to Mitigate Risk The Company has taken, and is taking, the following steps to mitigate the risk that conflict minerals necessary to the functionality or production of its products could benefit armed groups in the Covered Countries: • Incorporated conflict minerals compliance requirements into its supplier contract templates. • Adopted a Conflict Minerals Policy. • Engaging with suppliers to improve the quality and completeness of their due diligence responses. • Requiring suppliers to provide full and accurate reporting with respect to Conflict Minerals. • Providing regular updates to senior management and to the Audit & Finance Committee of the Company’s Board of Directors. • Utilizing in its control system its Code of Conduct and Supplier Code of Conduct, that outline expected behaviors for the Company’s employees and suppliers. • Utilizing various grievance mechanisms whereby employees and suppliers can report violations of the Company’s policies.


 
Annex I Smelter List Provided by Supplier of TW Dehumidifier Metal Smelter Look-up /Name Smelter Country Smelter-ID Gold Aida Chemical Industries Co., Ltd. JAPAN CID000019 Gold Agosi AG GERMANY CID000035 Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN CID000041 Gold AngloGold Ashanti Corrego do Sitio Mineracao BRAZIL CID000058 Gold Argor-Heraeus S.A. SWITZERLAND CID000077 Gold Asahi Pretec Corp. JAPAN CID000082 Gold Asaka Riken Co., Ltd. JAPAN CID000090 Gold Aurubis AG GERMANY CID000113 Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES CID000128 Gold Boliden AB SWEDEN CID000157 Gold C. Hafner GmbH + Co. KG GERMANY CID000176 Gold CCR Refinery - Glencore Canada Corporation CANADA CID000185 Gold Chimet S.p.A. ITALY CID000233 Gold Chugai Mining JAPAN CID000264 Gold DSC (Do Sung Corporation) KOREA, REPUBLIC OF CID000359 Gold Dowa JAPAN CID000401 Gold Eco-System Recycling Co., Ltd. East Plant JAPAN CID000425 Gold LT Metal Ltd. KOREA, REPUBLIC OF CID000689 Gold Heimerle + Meule GmbH GERMANY CID000694 Gold Heraeus Metals Hong Kong Ltd. CHINA CID000707 Gold Heraeus Germany GmbH Co. KG GERMANY CID000711 Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CHINA CID000801 Gold Ishifuku Metal Industry Co., Ltd. JAPAN CID000807 Gold Istanbul Gold Refinery TURKEY CID000814 Gold Japan Mint JAPAN CID000823 Gold Jiangxi Copper Co., Ltd. CHINA CID000855 Gold Asahi Refining USA Inc. UNITED STATES OF AMERICA CID000920 Gold Asahi Refining Canada Ltd. CANADA CID000924 Gold JX Nippon Mining & Metals Co., Ltd. JAPAN CID000937 Gold Kazzinc KAZAKHSTAN CID000957 Gold Kennecott Utah Copper LLC UNITED STATES OF AMERICA CID000969 Gold Kojima Chemicals Co., Ltd. JAPAN CID000981 Gold LS-NIKKO Copper Inc. KOREA, REPUBLIC OF CID001078 Gold Materion UNITED STATES OF AMERICA CID001113 Gold Matsuda Sangyo Co., Ltd. JAPAN CID001119 Gold Metalor Technologies (Suzhou) Ltd. CHINA CID001147 Gold Metalor Technologies (Hong Kong) Ltd. CHINA CID001149 Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE CID001152


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Gold Metalor Technologies S.A. SWITZERLAND CID001153 Gold Metalor USA Refining Corporation UNITED STATES OF AMERICA CID001157 Gold Metalurgica Met-Mex Penoles S.A. De C.V. MEXICO CID001161 Gold Mitsubishi Materials Corporation JAPAN CID001188 Gold Mitsui Mining and Smelting Co., Ltd. JAPAN CID001193 Gold Nadir Metal Rafineri San. Ve Tic. A.S. TURKEY CID001220 Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN CID001236 Gold Nihon Material Co., Ltd. JAPAN CID001259 Gold Ohura Precious Metal Industry Co., Ltd. JAPAN CID001325 Gold MKS PAMP SA SWITZERLAND CID001352 Gold PT Aneka Tambang (Persero) Tbk INDONESIA CID001397 Gold PX Precinox S.A. SWITZERLAND CID001498 Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA CID001512 Gold Royal Canadian Mint CANADA CID001534 Gold SEMPSA Joyeria Plateria S.A. SPAIN CID001585 Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CHINA CID001622 Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA CID001736 Gold Solar Applied Materials Technology Corp. TAIWAN, PROVINCE OF CHINA CID001761 Gold Sumitomo Metal Mining Co., Ltd. JAPAN CID001798 Gold Tanaka Kikinzoku Kogyo K.K. JAPAN CID001875 Gold Shandong Gold Smelting Co., Ltd. CHINA CID001916 Gold Tokuriki Honten Co., Ltd. JAPAN CID001938 Gold Torecom KOREA, REPUBLIC OF CID001955 Gold Umicore S.A. Business Unit Precious Metals Refining BELGIUM CID001980 Gold United Precious Metal Refining, Inc. UNITED STATES OF AMERICA CID001993 Gold Valcambi S.A. SWITZERLAND CID002003 Gold Western Australian Mint (T/a The Perth Mint) AUSTRALIA CID002030 Gold Yamakin Co., Ltd. JAPAN CID002100 Gold Yokohama Metal Co., Ltd. JAPAN CID002129 Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA CID002224 Gold Gold Refinery of Zijin Mining Group Co., Ltd. CHINA CID002243 Gold SAFINA A.S. CZECHIA CID002290 Gold MMTC-PAMP India Pvt., Ltd. INDIA CID002509 Gold KGHM Polska Miedz Spolka Akcyjna POLAND CID002511 Gold T.C.A S.p.A ITALY CID002580 Gold REMONDIS PMR B.V. NETHERLANDS CID002582 Gold Korea Zinc Co., Ltd. KOREA, REPUBLIC OF CID002605 Gold TOO Tau-Ken-Altyn KAZAKHSTAN CID002615 Gold Abington Reldan Metals, LLC UNITED STATES OF AMERICA CID002708 Gold L'Orfebre S.A. ANDORRA CID002762 Gold Italpreziosi ITALY CID002765 Gold WIELAND Edelmetalle GmbH GERMANY CID002778


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Gold Ogussa Osterreichische Gold- und Silber- Scheideanstalt GmbH AUSTRIA CID002779 Gold SungEel HiMetal Co., Ltd. KOREA, REPUBLIC OF CID002918 Gold Planta Recuperadora de Metales SpA CHILE CID002919 Gold NH Recytech Company KOREA, REPUBLIC OF CID003189 Gold Eco-System Recycling Co., Ltd. North Plant JAPAN CID003424 Gold Eco-System Recycling Co., Ltd. West Plant JAPAN CID003425 Gold Metal Concentrators SA (Pty) Ltd. SOUTH AFRICA CID003575 Gold Gold by Gold Colombia COLOMBIA CID003641 Tantalum F&X Electro-Materials Ltd. CHINA CID000460 Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED CHINA CID000616 Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA CID000914 Tantalum Jiujiang Tanbre Co., Ltd. CHINA CID000917 Tantalum AMG Brasil BRAZIL CID001076 Tantalum Metallurgical Products India Pvt., Ltd. INDIA CID001163 Tantalum Mineracao Taboca S.A. BRAZIL CID001175 Tantalum Mitsui Mining and Smelting Co., Ltd. JAPAN CID001192 Tantalum NPM Silmet AS ESTONIA CID001200 Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA CID001277 Tantalum QuantumClean UNITED STATES OF AMERICA CID001508 Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. CHINA CID001522 Tantalum Taki Chemical Co., Ltd. JAPAN CID001869 Tantalum Telex Metals UNITED STATES OF AMERICA CID001891 Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN CID001969 Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CHINA CID002492 Tantalum D Block Metals, LLC UNITED STATES OF AMERICA CID002504 Tantalum FIR Metals & Resource Ltd. CHINA CID002505 Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CHINA CID002506 Tantalum XinXing HaoRong Electronic Material Co., Ltd. CHINA CID002508 Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA CID002512 Tantalum KEMET de Mexico MEXICO CID002539 Tantalum TANIOBIS Co., Ltd. THAILAND CID002544 Tantalum TANIOBIS GmbH GERMANY CID002545 Tantalum Materion Newton Inc. UNITED STATES OF AMERICA CID002548 Tantalum TANIOBIS Japan Co., Ltd. JAPAN CID002549 Tantalum TANIOBIS Smelting GmbH & Co. KG GERMANY CID002550 Tantalum Global Advanced Metals Boyertown UNITED STATES OF AMERICA CID002557 Tantalum Global Advanced Metals Aizu JAPAN CID002558 Tantalum Resind Industria e Comercio Ltda. BRAZIL CID002707 Tantalum Jiangxi Tuohong New Raw Material CHINA CID002842 Tantalum RFH Yancheng Jinye New Material Technology Co., Ltd. CHINA CID003583 Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CHINA CID000228


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Tin Alpha UNITED STATES OF AMERICA CID000292 Tin PT Aries Kencana Sejahtera INDONESIA CID000309 Tin PT Premium Tin Indonesia INDONESIA CID000313 Tin Dowa JAPAN CID000402 Tin EM Vinto BOLIVIA (PLURINATIONAL STATE OF) CID000438 Tin Estanho de Rondonia S.A. BRAZIL CID000448 Tin Fenix Metals POLAND CID000468 Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CHINA CID000538 Tin China Tin Group Co., Ltd. CHINA CID001070 Tin Malaysia Smelting Corporation (MSC) MALAYSIA CID001105 Tin Metallic Resources, Inc. UNITED STATES OF AMERICA CID001142 Tin Mineracao Taboca S.A. BRAZIL CID001173 Tin Minsur PERU CID001182 Tin Mitsubishi Materials Corporation JAPAN CID001191 Tin Jiangxi New Nanshan Technology Ltd. CHINA CID001231 Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND CID001314 Tin Operaciones Metalurgicas S.A. BOLIVIA (PLURINATIONAL STATE OF) CID001337 Tin PT Artha Cipta Langgeng INDONESIA CID001399 Tin PT Babel Inti Perkasa INDONESIA CID001402 Tin PT Babel Surya Alam Lestari INDONESIA CID001406 Tin PT Bukit Timah INDONESIA CID001428 Tin PT Mitra Stania Prima INDONESIA CID001453 Tin PT Prima Timah Utama INDONESIA CID001458 Tin PT Refined Bangka Tin INDONESIA CID001460 Tin PT Sariwiguna Binasentosa INDONESIA CID001463 Tin PT Stanindo Inti Perkasa INDONESIA CID001468 Tin PT Timah Tbk Kundur INDONESIA CID001477 Tin PT Timah Tbk Mentok INDONESIA CID001482 Tin PT Timah Nusantara INDONESIA CID001486 Tin PT Tinindo Inter Nusa INDONESIA CID001490 Tin PT Tommy Utama INDONESIA CID001493 Tin Rui Da Hung TAIWAN, PROVINCE OF CHINA CID001539 Tin Thaisarco THAILAND CID001898 Tin White Solder Metalurgia e Mineracao Ltda. BRAZIL CID002036 Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CHINA CID002158 Tin CV Venus Inti Perkasa INDONESIA CID002455 Tin Magnu's Minerais Metais e Ligas Ltda. BRAZIL CID002468 Tin PT ATD Makmur Mandiri Jaya INDONESIA CID002503 Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES CID002517 Tin CV Ayi Jaya INDONESIA CID002570 Tin PT Cipta Persada Mulia INDONESIA CID002696


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Tin Resind Industria e Comercio Ltda. BRAZIL CID002706 Tin Aurubis Beerse BELGIUM CID002773 Tin Aurubis Berango SPAIN CID002774 Tin PT Bangka Prima Tin INDONESIA CID002776 Tin PT Sukses Inti Makmur INDONESIA CID002816 Tin PT Menara Cipta Mulia INDONESIA CID002835 Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CHINA CID003116 Tin Chifeng Dajingzi Tin Industry Co., Ltd. CHINA CID003190 Tin PT Bangka Serumpun INDONESIA CID003205 Tin Tin Technology & Refining UNITED STATES OF AMERICA CID003325 Tin PT Rajawali Rimba Perkasa INDONESIA CID003381 Tin Luna Smelter, Ltd. RWANDA CID003387 Tin PT Mitra Sukses Globalindo INDONESIA CID003449 Tin CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda BRAZIL CID003486 Tin CRM Synergies SPAIN CID003524 Tin Fabrica Auricchio Industria e Comercio Ltda. BRAZIL CID003582 Tin PT Putera Sarana Shakti (PT PSS) INDONESIA CID003868 Tungsten A.L.M.T. Corp. JAPAN CID000004 Tungsten Kennametal Huntsville UNITED STATES OF AMERICA CID000105 Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA CID000218 Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA CID000258 Tungsten Global Tungsten & Powders Corp. UNITED STATES OF AMERICA CID000568 Tungsten Hunan Chenzhou Mining Co., Ltd. CHINA CID000766 Tungsten Japan New Metals Co., Ltd. JAPAN CID000825 Tungsten Kennametal Fallon UNITED STATES OF AMERICA CID000966 Tungsten Wolfram Bergbau und Hutten AG AUSTRIA CID002044 Tungsten Xiamen Tungsten Co., Ltd. CHINA CID002082 Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA CID002315 Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA CID002316 Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA CID002317 Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CHINA CID002318 Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA CID002319 Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA CID002320 Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA CID002321 Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA CID002494 Tungsten Asia Tungsten Products Vietnam Ltd. VIET NAM CID002502 Tungsten Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch CHINA CID002513 Tungsten H.C. Starck Tungsten GmbH GERMANY CID002541 Tungsten TANIOBIS Smelting GmbH & Co. KG GERMANY CID002542 Tungsten Masan High-Tech Materials VIET NAM CID002543 Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CHINA CID002551


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Tungsten Niagara Refining LLC UNITED STATES OF AMERICA CID002589 Tungsten China Molybdenum Tungsten Co., Ltd. CHINA CID002641 Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES CID002827 Tungsten Lianyou Metals Co., Ltd. TAIWAN, PROVINCE OF CHINA CID003407 Tungsten Hubei Green Tungsten Co., Ltd. CHINA CID003417 Tungsten Cronimet Brasil Ltda BRAZIL CID003468 Tungsten Fujian Xinlu Tungsten Co., Ltd. CHINA CID003609


 
Annex II Smelter List Provided by Supplier of Alkaline Water Ioniozer Metal Smelter Look-up /Name Smelter Country Smelter-ID Gold Aida Chemical Industries Co., Ltd. JAPAN CID000019 Gold Agosi AG GERMANY CID000035 Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN CID000041 Gold AngloGold Ashanti Corrego do Sitio Mineracao BRAZIL CID000058 Gold Argor-Heraeus S.A. SWITZERLAND CID000077 Gold Asahi Pretec Corp. JAPAN CID000082 Gold Asaka Riken Co., Ltd. JAPAN CID000090 Gold Aurubis AG GERMANY CID000113 Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES CID000128 Gold Boliden AB SWEDEN CID000157 Gold C. Hafner GmbH + Co. KG GERMANY CID000176 Gold CCR Refinery - Glencore Canada Corporation CANADA CID000185 Gold Chimet S.p.A. ITALY CID000233 Gold Chugai Mining JAPAN CID000264 Gold DSC (Do Sung Corporation) KOREA, REPUBLIC OF CID000359 Gold Dowa JAPAN CID000401 Gold Eco-System Recycling Co., Ltd. East Plant JAPAN CID000425 Gold LT Metal Ltd. KOREA, REPUBLIC OF CID000689 Gold Heimerle + Meule GmbH GERMANY CID000694 Gold Heraeus Metals Hong Kong Ltd. CHINA CID000707 Gold Heraeus Germany GmbH Co. KG GERMANY CID000711 Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CHINA CID000801 Gold Ishifuku Metal Industry Co., Ltd. JAPAN CID000807 Gold Istanbul Gold Refinery TURKEY CID000814 Gold Japan Mint JAPAN CID000823 Gold Jiangxi Copper Co., Ltd. CHINA CID000855 Gold Asahi Refining USA Inc. UNITED STATES OF AMERICA CID000920 Gold Asahi Refining Canada Ltd. CANADA CID000924 Gold JX Nippon Mining & Metals Co., Ltd. JAPAN CID000937 Gold Kazzinc KAZAKHSTAN CID000957 Gold Kennecott Utah Copper LLC UNITED STATES OF AMERICA CID000969 Gold Kojima Chemicals Co., Ltd. JAPAN CID000981


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Gold LS-NIKKO Copper Inc. KOREA, REPUBLIC OF CID001078 Gold Materion UNITED STATES OF AMERICA CID001113 Gold Matsuda Sangyo Co., Ltd. JAPAN CID001119 Gold Metalor Technologies (Suzhou) Ltd. CHINA CID001147 Gold Metalor Technologies (Hong Kong) Ltd. CHINA CID001149 Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE CID001152 Gold Metalor Technologies S.A. SWITZERLAND CID001153 Gold Metalor USA Refining Corporation UNITED STATES OF AMERICA CID001157 Gold Metalurgica Met-Mex Penoles S.A. De C.V. MEXICO CID001161 Gold Mitsubishi Materials Corporation JAPAN CID001188 Gold Mitsui Mining and Smelting Co., Ltd. JAPAN CID001193 Gold Nadir Metal Rafineri San. Ve Tic. A.S. TURKEY CID001220 Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN CID001236 Gold Nihon Material Co., Ltd. JAPAN CID001259 Gold Ohura Precious Metal Industry Co., Ltd. JAPAN CID001325 Gold MKS PAMP SA SWITZERLAND CID001352 Gold PT Aneka Tambang (Persero) Tbk INDONESIA CID001397 Gold PX Precinox S.A. SWITZERLAND CID001498 Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA CID001512 Gold Royal Canadian Mint CANADA CID001534 Gold SEMPSA Joyeria Plateria S.A. SPAIN CID001585 Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CHINA CID001622 Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA CID001736 Gold Solar Applied Materials Technology Corp. TAIWAN, PROVINCE OF CHINA CID001761 Gold Sumitomo Metal Mining Co., Ltd. JAPAN CID001798 Gold Tanaka Kikinzoku Kogyo K.K. JAPAN CID001875 Gold Shandong Gold Smelting Co., Ltd. CHINA CID001916 Gold Tokuriki Honten Co., Ltd. JAPAN CID001938 Gold Torecom KOREA, REPUBLIC OF CID001955 Gold Umicore S.A. Business Unit Precious Metals Refining BELGIUM CID001980 Gold United Precious Metal Refining, Inc. UNITED STATES OF AMERICA CID001993 Gold Valcambi S.A. SWITZERLAND CID002003 Gold Western Australian Mint (T/a The Perth Mint) AUSTRALIA CID002030 Gold Yamakin Co., Ltd. JAPAN CID002100 Gold Yokohama Metal Co., Ltd. JAPAN CID002129 Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA CID002224


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Gold Gold Refinery of Zijin Mining Group Co., Ltd. CHINA CID002243 Gold SAFINA A.S. CZECHIA CID002290 Gold MMTC-PAMP India Pvt., Ltd. INDIA CID002509 Gold KGHM Polska Miedz Spolka Akcyjna POLAND CID002511 Gold T.C.A S.p.A ITALY CID002580 Gold REMONDIS PMR B.V. NETHERLANDS CID002582 Gold Korea Zinc Co., Ltd. KOREA, REPUBLIC OF CID002605 Gold TOO Tau-Ken-Altyn KAZAKHSTAN CID002615 Gold L'Orfebre S.A. ANDORRA CID002762 Gold Italpreziosi ITALY CID002765 Gold WIELAND Edelmetalle GmbH GERMANY CID002778 Gold Ogussa Osterreichische Gold- und Silber- Scheideanstalt GmbH AUSTRIA CID002779 Gold SungEel HiMetal Co., Ltd. KOREA, REPUBLIC OF CID002918 Gold Planta Recuperadora de Metales SpA CHILE CID002919 Gold NH Recytech Company KOREA, REPUBLIC OF CID003189 Gold Eco-System Recycling Co., Ltd. North Plant JAPAN CID003424 Gold Eco-System Recycling Co., Ltd. West Plant JAPAN CID003425 Gold Metal Concentrators SA (Pty) Ltd. SOUTH AFRICA CID003575 Tantalum F&X Electro-Materials Ltd. CHINA CID000460 Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED CHINA CID000616 Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA CID000914 Tantalum Jiujiang Tanbre Co., Ltd. CHINA CID000917 Tantalum AMG Brasil BRAZIL CID001076 Tantalum Metallurgical Products India Pvt., Ltd. INDIA CID001163 Tantalum Mineracao Taboca S.A. BRAZIL CID001175 Tantalum Mitsui Mining and Smelting Co., Ltd. JAPAN CID001192 Tantalum NPM Silmet AS ESTONIA CID001200 Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA CID001277 Tantalum QuantumClean UNITED STATES OF AMERICA CID001508 Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. CHINA CID001522 Tantalum Taki Chemical Co., Ltd. JAPAN CID001869 Tantalum Telex Metals UNITED STATES OF AMERICA CID001891 Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN CID001969 Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CHINA CID002492 Tantalum D Block Metals, LLC UNITED STATES OF AMERICA CID002504 Tantalum FIR Metals & Resource Ltd. CHINA CID002505 Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CHINA CID002506


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA CID002512 Tantalum KEMET de Mexico MEXICO CID002539 Tantalum TANIOBIS Co., Ltd. THAILAND CID002544 Tantalum TANIOBIS GmbH GERMANY CID002545 Tantalum Materion Newton Inc. UNITED STATES OF AMERICA CID002548 Tantalum TANIOBIS Japan Co., Ltd. JAPAN CID002549 Tantalum TANIOBIS Smelting GmbH & Co. KG GERMANY CID002550 Tantalum Global Advanced Metals Boyertown UNITED STATES OF AMERICA CID002557 Tantalum Global Advanced Metals Aizu JAPAN CID002558 Tantalum Resind Industria e Comercio Ltda. BRAZIL CID002707 Tantalum Jiangxi Tuohong New Raw Material CHINA CID002842 Tantalum RFH Yancheng Jinye New Material Technology Co., Ltd. CHINA CID003583 Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CHINA CID000228 Tin Alpha UNITED STATES OF AMERICA CID000292 Tin PT Aries Kencana Sejahtera INDONESIA CID000309 Tin Dowa JAPAN CID000402 Tin EM Vinto BOLIVIA (PLURINATIONAL STATE OF) CID000438 Tin Estanho de Rondonia S.A. BRAZIL CID000448 Tin Fenix Metals POLAND CID000468 Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CHINA CID000538 Tin China Tin Group Co., Ltd. CHINA CID001070 Tin Malaysia Smelting Corporation (MSC) MALAYSIA CID001105 Tin Metallic Resources, Inc. UNITED STATES OF AMERICA CID001142 Tin Mineracao Taboca S.A. BRAZIL CID001173 Tin Minsur PERU CID001182 Tin Mitsubishi Materials Corporation JAPAN CID001191 Tin Jiangxi New Nanshan Technology Ltd. CHINA CID001231 Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND CID001314 Tin Operaciones Metalurgicas S.A. BOLIVIA (PLURINATIONAL STATE OF) CID001337 Tin PT Artha Cipta Langgeng INDONESIA CID001399 Tin PT Babel Inti Perkasa INDONESIA CID001402 Tin PT Babel Surya Alam Lestari INDONESIA CID001406 Tin PT Bukit Timah INDONESIA CID001428


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Tin PT Mitra Stania Prima INDONESIA CID001453 Tin PT Prima Timah Utama INDONESIA CID001458 Tin PT Refined Bangka Tin INDONESIA CID001460 Tin PT Sariwiguna Binasentosa INDONESIA CID001463 Tin PT Stanindo Inti Perkasa INDONESIA CID001468 Tin PT Timah Tbk Kundur INDONESIA CID001477 Tin PT Timah Tbk Mentok INDONESIA CID001482 Tin Rui Da Hung TAIWAN, PROVINCE OF CHINA CID001539 Tin Thaisarco THAILAND CID001898 Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CHINA CID002158 Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. CHINA CID002180 Tin CV Venus Inti Perkasa INDONESIA CID002455 Tin Magnu's Minerais Metais e Ligas Ltda. BRAZIL CID002468 Tin PT ATD Makmur Mandiri Jaya INDONESIA CID002503 Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES CID002517 Tin CV Ayi Jaya INDONESIA CID002570 Tin PT Cipta Persada Mulia INDONESIA CID002696 Tin Resind Industria e Comercio Ltda. BRAZIL CID002706 Tin Aurubis Beerse BELGIUM CID002773 Tin Aurubis Berango SPAIN CID002774 Tin PT Sukses Inti Makmur INDONESIA CID002816 Tin PT Menara Cipta Mulia INDONESIA CID002835 Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CHINA CID003116 Tin Chifeng Dajingzi Tin Industry Co., Ltd. CHINA CID003190 Tin PT Bangka Serumpun INDONESIA CID003205 Tin Tin Technology & Refining UNITED STATES OF AMERICA CID003325 Tin PT Rajawali Rimba Perkasa INDONESIA CID003381 Tin Luna Smelter, Ltd. RWANDA CID003387 Tin PT Mitra Sukses Globalindo INDONESIA CID003449 Tin CRM Synergies SPAIN CID003524 Tin Fabrica Auricchio Industria e Comercio Ltda. BRAZIL CID003582 Tin PT Putera Sarana Shakti (PT PSS) INDONESIA CID003868 Tungsten A.L.M.T. Corp. JAPAN CID000004 Tungsten Kennametal Huntsville UNITED STATES OF AMERICA CID000105 Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA CID000218 Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA CID000258 Tungsten Global Tungsten & Powders Corp. UNITED STATES OF AMERICA CID000568 Tungsten Hunan Chenzhou Mining Co., Ltd. CHINA CID000766


 
Metal Smelter Look-up /Name Smelter Country Smelter-ID Tungsten Japan New Metals Co., Ltd. JAPAN CID000825 Tungsten Kennametal Fallon UNITED STATES OF AMERICA CID000966 Tungsten Wolfram Bergbau und Hutten AG AUSTRIA CID002044 Tungsten Xiamen Tungsten Co., Ltd. CHINA CID002082 Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA CID002315 Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA CID002316 Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA CID002317 Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CHINA CID002318 Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA CID002319 Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA CID002320 Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA CID002321 Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA CID002494 Tungsten Asia Tungsten Products Vietnam Ltd. VIET NAM CID002502 Tungsten Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch CHINA CID002513 Tungsten H.C. Starck Tungsten GmbH GERMANY CID002541 Tungsten TANIOBIS Smelting GmbH & Co. KG GERMANY CID002542 Tungsten Masan High-Tech Materials VIET NAM CID002543 Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CHINA CID002551 Tungsten Niagara Refining LLC UNITED STATES OF AMERICA CID002589 Tungsten China Molybdenum Tungsten Co., Ltd. CHINA CID002641 Tungsten Ganzhou Haichuang Tungsten Co., Ltd. CHINA CID002645 Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES CID002827 Tungsten Lianyou Metals Co., Ltd. TAIWAN, PROVINCE OF CHINA CID003407 Tungsten Hubei Green Tungsten Co., Ltd. CHINA CID003417 Tungsten Cronimet Brasil Ltda BRAZIL CID003468 Tungsten Fujian Xinlu Tungsten Co., Ltd. CHINA CID003609


 

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