Specialized Disclosure Report (sd)
26 Mayo 2021 - 8:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
|
|
|
Carnival Corporation
|
|
Carnival plc
|
(Exact name of registrant as specified in its charter)
|
|
(Exact name of registrant as specified in its charter)
|
|
|
Republic of Panama
|
|
England and Wales
|
(State or other jurisdiction of incorporation)
|
|
(State or other jurisdiction of incorporation)
|
|
|
001-9610
|
|
001-15136
|
(Commission File Number)
|
|
(Commission File Number)
|
|
|
59-1562976
|
|
98-0357772
|
I.R.S. Employer Identification No.)
|
|
(I.R.S. Employer Identification No.)
|
|
|
3655 N.W. 87th Avenue
Miami, Florida 33178-2428
|
|
Carnival House, 100 Harbour Parade,
Southampton SO15 1ST, United Kingdom
|
(Address of principal executive offices)
(Zip code)
|
|
(Address of principal executive offices)
(Zip code)
|
|
|
(305) 599-2600
|
|
011 44 23 8065 5000
|
(Registrants telephone number, including area code)
|
|
(Registrants telephone number, including area code)
|
|
|
None
|
|
None
|
(Former name or former address, if changed since last report.)
|
|
(Former name or former address, if changed since last report.)
|
Enrique Miguez
Tel 305-599-2600 Ext. 18029
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form
applies:
☒
|
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
|
Section 1Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This is the Form SD of Carnival Corporation and Carnival plc (together, the Corporation) for the calendar year 2020. Certain terms in this report
are defined in Rule 13p-1 under the Securities Exchange Act of 1934 (Rule 13p-1).
In accordance with
Rule 13p-1, the Corporation undertook inquiries to determine whether there was reason to believe that any conflict minerals that are necessary to the functionality or production of its products
originated in the Democratic Republic of the Congo (DRC) or an adjoining country (together with the DRC, the Covered Countries). Conflict minerals are defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform
and Consumer Protection Act as columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted) or
their derivatives.
Description of process followed including Reasonable Country of Origin Inquiry (RCOI)
The Corporation implemented a process that is intended to ensure compliance with Rule 13p-1. The Corporation has
undertaken to review products that it contracts to manufacture in order to identify any that contain conflict minerals. The outcome of this review was that gold (which is a conflict mineral) was detected in certain jewelry items it contracted for
manufacture in 2020, which are sold onboard ships and online. The gold supplier provided a certification that confirmed that none of its gold products contain conflict minerals that come from the Covered Countries.
Based on its RCOI, the Corporation has no reason to believe its necessary conflict minerals may have originated in the Covered Countries for products
manufactured in the calendar year 2020.
Section 2Exhibits
Item 2.01 Exhibits
Based on the above no Conflict
Minerals Report is required.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
|
Carnival Corporation
|
|
Carnival plc
|
By: /s/ Enrique
Miguez
Name: Enrique Miguez
Title: General Counsel
Date: May 26, 2021
|
|
By: /s/ Enrique
Miguez
Name: Enrique Miguez
Title: General Counsel
Date: May 26, 2021
|
Carnival (PK) (USOTC:CUKPF)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Carnival (PK) (USOTC:CUKPF)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Carnival Plc (PK) (OTCMarkets): 0 recent articles
Más de Carnival Plc Artículos de Noticias