UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 000-23970

FALCONSTOR SOFTWARE, INC.

(Exact name of registrant as specified in its charter)

501 Congress Avenue, Suite 150

Austin, TX 78701

(631) 777-5188

(Address, including zip code, and telephone number, including area code, of
registrant’s principal executive offices)

Common Stock, par value $0.001

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

  Rule 12g-4(a)(1)  ☒
  Rule 12g-4(a)(2)  ☐
  Rule 12h-3(b)(1)(i)  ☒
  Rule 12h-3(b)(1)(ii)  ☐
  Rule 15d-6  ☐
  Rule 15d-22(b)  ☐

 

Approximate number of holders of record as of the certification or notice date: 41

Pursuant to the requirements of the Securities Exchange Act of 1934, FalconStor Software, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

  FALCONSTOR SOFTWARE, INC.
     
Date:  July 12, 2023 By: /s/ Vincent Sita
  Name: Vincent Sita
  Title: Chief Financial Officer and Treasurer

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