Annual Statement of Changes in Beneficial Ownership (5)
09 Enero 2017 - 4:53PM
Edgar (US Regulatory)
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden
hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Spinner Peter
|
2. Issuer Name
and
Ticker or Trading Symbol
Mojo Organics, Inc. [MOJO]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Operating Owner
|
(Last)
(First)
(Middle)
101 HUDSON STREET, 21ST FLOOR
|
3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2016
|
(Street)
JERSEY CITY, NJ 07302
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, $0.001 par value
|
9/5/2014
|
|
P
|
2660
|
A
|
$.2
|
1577660
|
D
|
|
Common Stock, $0.001 par value
|
9/16/2014
|
|
P
|
34000
|
A
|
$0.2
|
1611660
|
D
|
|
Common Stock, $0.001 par value
|
9/16/2014
|
|
P
|
9000
|
A
|
$0.19
|
1620660
|
D
|
|
Common Stock, $0.001 par value
|
9/25/2014
|
|
P
|
6000
|
A
|
$0.2
|
1626660
|
D
|
|
Common Stock, $0.001 par value
|
10/2/2014
|
|
P
|
6000
|
A
|
$.2
|
1632660
|
D
|
|
Common Stock, $0.001 par value
|
1/3/2015
|
|
P
|
25000
|
A
|
$0.2
|
1657660
|
D
|
|
Common Stock, $0.001 par value
|
3/5/2015
|
|
P
|
6690
|
A
|
$0.2
|
1664350
|
D
|
|
Common Stock, $0.001 par value
|
3/26/2015
|
|
P
|
16410
|
A
|
$0.3
|
1680760
|
D
|
|
Common Stock, $0.001 par value
|
3/26/2015
|
|
P
|
2600
|
A
|
$0.24
|
1683360
|
D
|
|
Common Stock, $0.001 par value
|
7/14/2015
|
|
P
|
27420
|
A
|
$0.6
|
1710780
|
D
|
|
Common Stock, $0.001 par value
|
7/14/2015
|
|
P
|
20230
|
A
|
$0.55
|
1731010
|
D
|
|
Common Stock, $0.001 par value
|
7/15/2016
|
|
P
|
2000
|
A
|
$0.6
|
1733000
|
D
|
|
Common Stock, $0.001 par value
|
7/15/2016
|
|
P
|
9000
|
A
|
$0.59
|
1742010
|
D
|
|
Common Stock, $0.001 par value
|
7/15/2016
|
|
P
|
7123
|
A
|
$0.55
|
1749133
|
D
|
|
Common Stock, $0.001 par value
|
7/18/2016
|
|
P
|
2000
|
A
|
$0.06
|
1751133
|
D
|
|
Common Stock, $0.001 par value
|
7/25/2016
|
|
P
|
91
|
A
|
$0.53
|
1751226
|
D
|
|
Common Stock, $0.001 par value
|
7/25/2016
|
|
P
|
3000
|
A
|
$0.5
|
1754226
|
D
|
|
Common Stock, $0.001 par value
|
8/9/2016
|
|
P
|
7006
|
A
|
$0.6
|
1761232
|
D
|
|
Common Stock, $0.001 par value
|
8/9/2016
|
|
P
|
18600
|
A
|
$0.45
|
1779832
|
D
|
|
Common Stock, $0.001 par value
|
8/11/2016
|
|
P
|
1000
|
A
|
$0.61
|
1780832
|
D
|
|
Common Stock, $0.001 par value
|
11/11/2016
|
|
P
|
24272
|
A
|
$0.49
|
1805104
|
D
|
|
Common Stock, $0.001 par value
|
12/19/2016
|
|
P
|
2500
|
A
|
$0.4
|
1807604
|
D
|
|
Common Stock, $0.001 par value
|
|
|
|
|
|
|
10000
|
I
|
Stephanie Spinner IRA
(1)
|
Common Stock, $0.001 par value
|
|
|
|
|
|
|
150000
|
I
|
Peter & Stephanie Spinner JTTF
|
Common Stock, $0.001 par value
|
|
|
|
|
|
|
2398352
|
I
|
Wyatts Torch Equity Partners LP
(2)
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Common Stock Purchase Warrant
|
$0.4
|
8/13/2015
|
|
P
|
1500000
|
|
8/13/2015
|
8/13/2020
|
Common Stock, par value $0.001
|
1500000
|
$0.4
|
1500000
|
I
|
Wyatts Torch Equity Partners LP
|
Common Stock Purchase Warrant
|
$0.91
|
3/13/2014
|
|
P
|
732905
|
|
3/13/2014
|
3/13/2019
|
Common Stock, pay value $0.001
|
732905
|
$0.91
|
732905
|
I
|
Wyatts Torch Equity Partners LP
|
Stock Options
|
$0.255
|
8/14/2016
|
|
P
|
192000
|
|
8/14/2016
|
8/14/2019
|
Common Stock, par value $0.001
|
192000
|
$0.255
|
192000
|
D
|
|
Explanation of Responses:
|
(
1)
|
Mr. Spinner disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Spinner is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
|
(
2)
|
Mr. Spinner is the portfolio manager and also the managing member of the general partner of Wyatts Torch Equity Partners LP, and as such, controls the voting and disposition of such shares. Mr. Spinner disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Spinner is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Spinner Peter
101 HUDSON STREET
21ST FLOOR
JERSEY CITY, NJ 07302
|
X
|
X
|
Chief Operating Owner
|
|
Signatures
|
/s/ Peter Spinner
|
|
1/9/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Equator Beverage (QB) (USOTC:MOJO)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Equator Beverage (QB) (USOTC:MOJO)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Equator Beverage Company (QB) (OTCMarkets): 0 recent articles
Más de Mojo Organics, Inc. Artículos de Noticias