false 0001282631 NETLIST INC 0001282631 2024-08-14 2024-08-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

August 14, 2024

Date of Report (Date of earliest event reported):

 

 

 

 

 

NETLIST, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-33170   95-4812784
(State or other jurisdiction of   (Commission   (IRS Employer
incorporation)   File Number)   Identification Number)

 

111 Academy, Suite 100

Irvine, California 92617

(Address of principal executive offices)

 

(949) 435-0025

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading
Symbol(s)

   Name of each exchange on which registered
Common stock, par value $0.001 per share   NLST   None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07.Submission of Matters to a Vote of Security Holders.

 

On August 14, 2024, Netlist, Inc. (the “Company”), held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”) in Irvine, California. At the Annual Meeting, the Company’s stockholders voted on the following two proposals and cast their votes as described below.

 

1.Election of one Director.

 

The Company’s stockholders voted on the election of one director nominee to the Board of Directors, to serve until the next annual meeting or until his successor is duly elected or appointed and qualified.

 

Director  For   Withheld   Broker Non-Votes 
Chun K. Hong   44,107,949    2,565,259    92,273,310 

 

Based on the votes set forth above, Mr. Chun K. Hong was duly elected to serve until the Company’s 2025 Annual Meeting of Stockholders or until his successor is duly elected or appointed and qualified.

 

2.Ratification of Appointment of Independent Registered Public Accounting Firm.

 

The Company’s stockholders voted on the ratification of the appointment of Macias Gini & O’Connell LLP as the Company’s independent registered public accounting firm for the fiscal year 2024.

 

For   Against   Abstain   Broker Non-Votes 
135,311,084   1,532,532   2,102,902   — 

 

Based on the votes set forth above, the stockholders ratified the appointment of Macias Gini & O’Connell LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 28, 2024.

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NETLIST, INC.
   
Date: August 16, 2024 By: /s/ Gail M. Sasaki
    Gail M. Sasaki
    Executive Vice President and Chief Financial Officer

 

3

 

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Aug. 14, 2024
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Entity File Number 001-33170
Entity Registrant Name NETLIST INC
Entity Central Index Key 0001282631
Entity Tax Identification Number 95-4812784
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 111 Academy
Entity Address, Address Line Two Suite 100
Entity Address, City or Town Irvine
Entity Address, State or Province CA
Entity Address, Postal Zip Code 92617
City Area Code 949
Local Phone Number 435-0025
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Title of 12(b) Security Common stock, par value $0.001 per share
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