Form SCHEDULE 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
26 Diciembre 2024 - 6:37PM
Edgar (US Regulatory)
Appendix
A
ADDITIONAL
INFORMATION
Reporting
Person: Beneficient Holdings Inc.
The
name and present principal occupation or employment of each director and executive officer of Beneficient Holdings Inc. (“BHI”)
is set forth below. The Highlands Business Holdings Trust (“HBH”) is the sole controlling person of BHI. The voting and economic
shares of BHI are 100% owned by HBH and therefore, HBH may be deemed to have beneficial ownership of any securities directly held by
BHI. Except as otherwise described herein, the business address of each person named below is 325 N. Saint Paul Street, Suite 4850, Dallas,
Texas 75201. Each natural person named below is a citizen of the United States of America. During the last five years, no person named
below has been convicted in a criminal proceeding, or was a party to a civil proceeding, required to be disclosed herein.
Beneficient
Holdings Inc. |
Name |
|
Title |
|
Principal
Occupation |
|
Citizenship |
Brad
K. Heppner |
|
Director |
|
Chief
Executive Officer and Chairman of
the
Board of Directors of Beneficient |
|
United
States |
Reporting
Person: The Highlands Business Holdings Trust
The
name, present principal occupation or employment, and business address of each trustee of The Highlands Business Holdings Trust is set
forth below. Each natural person named below is a citizen of the United States of America. During the last five years, no person named
below has been convicted in a criminal proceeding, or was a party to a civil proceeding, required to be disclosed herein.
The
Highlands Business Holdings Trust |
Name |
|
Title |
|
Principal
Occupation |
|
Business
Address |
|
Citizenship |
Brad
K. Heppner |
|
Family
Trustee |
|
Chief
Executive Officer and
Chairman
of the Board of
Directors
of Beneficient |
|
325
N. Saint Paul Street, Suite 4850
Dallas,
Texas 75201 |
|
United
States |
|
|
|
|
|
Derek
Fletcher |
|
Independent
Trustee |
|
President
and Chief Fiduciary Officer of Beneficient |
|
325
N. Saint Paul Street, Suite 4850 Dallas, Texas 75201 |
|
United
States |
|
|
|
|
|
U.S.
Trust Company of Delaware |
|
Administrative
Trustee |
|
N/A |
|
2951
Centerville Road
Wilmington,
Delaware 19808 |
|
United
States |
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