Amended Statement of Beneficial Ownership (sc 13d/a)
23 Noviembre 2022 - 4:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
NeuroPace,
Inc.
(Name of Issuer)
Common stock, $0.001 par value per share
(Title of Class of Securities)
641288105
(CUSIP Number)
Accelmed Partners II, LP
Ugland House, South Church Street
PO Box 309
Grand Cayman KY1-1104, Cayman Islands
Attn: Uri Geiger
(305) 854-6815
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
November 21, 2022
(Date of Event Which Requires Filing of this Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e),
13d-1(f) or 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities
Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
CUSIP: 641288105
Page: Page
2
of 7
|
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Accelmed Partners II LP |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
|
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
AF (See Item 3) |
5 |
|
CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ |
6 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman
Islands |
|
|
|
|
|
|
|
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
4,432,948 |
|
8 |
|
SHARED VOTING POWER
0 |
|
9 |
|
SOLE DISPOSITIVE POWER
4,432,948 |
|
10 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,432,948 |
12 |
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ |
13 |
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 17.8% |
14 |
|
TYPE OF REPORTING
PERSON PN |
CUSIP: 641288105
Page: Page
3
of 7
|
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Accelmed Partners II GP, L.P. |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
|
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
AF (See Item 3) |
5 |
|
CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ |
6 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman
Islands |
|
|
|
|
|
|
|
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
4,432,948 |
|
8 |
|
SHARED VOTING POWER
0 |
|
9 |
|
SOLE DISPOSITIVE POWER
4,432,948 |
|
10 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,432,948 |
12 |
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ |
13 |
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 17.8% |
14 |
|
TYPE OF REPORTING
PERSON PN |
CUSIP: 641288105
Page: Page
4
of 7
|
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Accelmed Partners II, LLC |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
|
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
AF (See Item 3) |
5 |
|
CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ |
6 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
|
|
|
|
|
|
|
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
4,432,948 |
|
8 |
|
SHARED VOTING POWER
0 |
|
9 |
|
SOLE DISPOSITIVE POWER
4,432,948 |
|
10 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,432,948 |
12 |
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ |
13 |
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 17.8% |
14 |
|
TYPE OF REPORTING
PERSON OO |
CUSIP: 641288105
Page: Page
5
of 7
|
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Uri Geiger |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
|
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
AF (See Item 3) |
5 |
|
CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ |
6 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Israel |
|
|
|
|
|
|
|
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
4,432,948 |
|
8 |
|
SHARED VOTING POWER
0 |
|
9 |
|
SOLE DISPOSITIVE POWER
4,432,948 |
|
10 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,432,948 |
12 |
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ |
13 |
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 17.8% |
14 |
|
TYPE OF REPORTING
PERSON IN |
CUSIP: 641288105
Page: Page
6
of 7
The Schedule 13D filed with the U.S. Securities and Exchange Commission (SEC) on
November 21, 2022 (the Initial 13D) is hereby amended to furnish the additional information set forth in this Amendment No. 1 to the Initial 13D. All capitalized terms contained herein but not otherwise defined shall have the
meanings ascribed to such terms in the Initial 13D.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 is hereby amended to add the following at the end:
Between November 21, 2022 and November 22, 2022, the Reporting Persons purchased the additional 390,291 shares of the Common
Stock disclosed in this Amendment No. 1 to the Initial 13D (which shall be part of the Shares for purposes of this Schedule 13D). These acquisitions were funded with the working capital funds of Accelmed LP for an aggregate
purchase price of approximately $585,000.
Item 5. Interest in Securities of the Issuer
Items 5(a), 5(b) and 5(c) of the Initial 13D are hereby amended and restated as follows:
The information set forth in or incorporated by reference in Items 2, 3, 4 and on the cover pages of this Schedule 13D is incorporated by
reference in its entirety into this Item 5.
(a) and (b) As of the date hereof, the Reporting Persons hold 4,432,948
shares of the Common Stock, representing approximately 17.8% of the outstanding shares of the Common Stock, based on 24,903,146 shares of the Common Stock outstanding as of November 4, 2022, as disclosed by the Issuer in its Form 10-Q for the quarterly period ended September 30, 2022.
(c) The following
table sets forth all transactions with respect to shares of the Common Stock effected by the Reporting Persons, or, to the knowledge of the Reporting Persons, by any of the persons listed on Schedule A hereto, during the past sixty
(60) days by any of the Reporting Persons and not previously reported on Schedule 13D.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name of Reporting Person |
|
Date of Transaction |
|
|
Type of Transaction |
|
|
Number of Shares of Common Stock |
|
|
Price per Share of Common Stock |
|
Accelmed LP |
|
|
11/21/2022 |
|
|
|
Purchase |
|
|
|
327,893 |
|
|
$ |
1.499 |
|
Accelmed LP |
|
|
11/22/2022 |
|
|
|
Purchase |
|
|
|
62,398 |
|
|
$ |
1.499 |
|
CUSIP: 641288105
Page: Page
7
of 7
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth
in this statement is true, complete and correct.
Dated: November 23, 2022
|
|
|
ACCELMED PARTNERS II LP |
|
By Accelmed Partners II GP, L.P., its general partner |
|
By Accelmed Partners II, LLC, its general partner |
|
|
By: |
|
/s/ Uri Geiger |
|
|
Name: Uri Geiger |
|
|
Title: Managing Partner |
|
ACCELMED PARTNERS II GP, L.P. |
|
By Accelmed Partners II, LLC, its general partner |
|
|
By: |
|
/s/ Uri Geiger |
|
|
Name: Uri Geiger |
|
|
Title: Managing Partner |
|
ACCELMED PARTNERS II, LLC |
|
|
By: |
|
/s/ Uri Geiger |
|
|
Name: Uri Geiger |
|
|
Title: Managing Partner |
|
/s/ Uri Geiger |
Uri Geiger, an adult individual |
Neuropace (NASDAQ:NPCE)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Neuropace (NASDAQ:NPCE)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024