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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

June 5, 2024

 

SURO CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

Maryland 1-35156 27-4443543
(State or other jurisdiction of
incorporation)		 (Commission File Number) (I.R.S. Employer Identification No.)

 

640 Fifth Avenue

12th Floor

New York, NY 10019

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (212) 931-6331

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class: Trading symbol: Name of each exchange on which
registered:
Common Stock, par value $0.01 per share SSSS Nasdaq Global Select Market
6.00% Notes due 2026 SSSSL Nasdaq Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On June 5, 2024, SuRo Capital Corp. (the “Company”) held its 2024 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on the following three proposals and cast their votes as described below.

 

  1. A proposal to re-elect one member to the board of directors of the Company, Leonard A. Potter, who will serve for a term of three years expiring at the 2027 annual meeting of stockholders or until his successor is duly elected and qualified, as described in the Company’s proxy materials for the Annual Meeting. This proposal was approved by the Company’s stockholders based on the following votes taken in connection therewith:

 

Director  Votes For  Votes Withheld  Broker Non-Votes
Leonard A. Potter  6,184,969  789,395  8,926,226

 

  2. A proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s proxy materials for the Annual Meeting. This proposal was approved by the Company’s stockholders based on the following votes taken in connection therewith:

 

For  Against  Abstain  Broker Non-Votes
5,834,478  984,504  155,382  8,926,226

 

  3. A proposal to ratify the selection of Marcum LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024, as described in the Company’s proxy materials for the Annual Meeting. This proposal was approved by the Company’s stockholders based on the following votes taken in connection therewith:

  

For  Against  Abstain
15,415,773  346,983  137,834

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 6, 2024 SURO CAPITAL CORP.
   
   
  By: /s/ Allison Green
    Allison Green
Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary  

 

 

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Jun. 05, 2024
Document Information [Line Items]  
Document Type 8-K
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Document Period End Date Jun. 05, 2024
Entity File Number 1-35156
Entity Registrant Name SURO CAPITAL CORP.
Entity Central Index Key 0001509470
Entity Tax Identification Number 27-4443543
Entity Incorporation, State or Country Code MD
Entity Address, Address Line One 640 Fifth Avenue
Entity Address, Address Line Two 12th Floor
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10019
City Area Code 212
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Title of 12(b) Security Common Stock, par value $0.01 per share
Trading Symbol SSSS
Security Exchange Name NASDAQ
Sec 6. 00 Notes Due 2026 [Member]  
Document Information [Line Items]  
Title of 12(b) Security 6.00% Notes due 2026
Trading Symbol SSSSL
Security Exchange Name NASDAQ
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