Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
13 Noviembre 2023 - 12:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
November 13, 2023
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form
40-F ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of November 13, 2023.
EXHIBIT INDEX
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Nancy Jiang
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Name:
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Nancy Jiang |
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Title:
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Senior Assistant Company Secretary
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Date: November 13, 2023
Exhibit 1
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Tadeu Marroco
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2
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Reason for the notification
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a)
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Position/status
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Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Acquisition of shares in the joint names of Tadeu Marroco and Luciana Franco Do Amaral as a result of the reinvestment of dividend income.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£25.583167575
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230
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d)
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Aggregated information
- Aggregated volume
- Price
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230
£5,884.13
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e)
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Date of the transaction
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2023-11-09
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Luciana Franco Do Amaral
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2
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Reason for the notification
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a)
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Position/status
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Person Closely Associated with a person discharging managerial responsibilities; Tadeu Marroco, Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Acquisition of shares in the joint names of Tadeu Marroco and Luciana Franco Do Amaral as a result of the reinvestment of dividend income.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£25.583167575
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230
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d)
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Aggregated information
- Aggregated volume
- Price
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230
£5,884.13
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e)
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Date of the transaction
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2023-11-09
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Nancy Jiang
Date of notification: 13 November 2023
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Exhibit 2
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Holly Keller Koeppel
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2
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Reason for the notification
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a)
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Position/status
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Non-Executive Director
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the
terms of the Reynolds American Inc. Amended and Restated Deferred Compensation Plan.
N/A because the transaction relates to financial instruments linked to the issuer's ADSs
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b)
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Nature of the transaction
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Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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$Nil
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693.04
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d)
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Aggregated information
- Aggregated volume
- Price
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693.04
$Nil
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e)
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Date of the transaction
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2023-11-08
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f)
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Place of the transaction
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Outside a trading venue
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Name of officer of issuer responsible for making notification: Nancy Jiang
Date of notification: 13 November 2023
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