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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM SD

Specialized Disclosure Report

OWENS & MINOR, INC.

(Exact name of registrant as specified in its charter)

Virginia

001-9810

54-1701843

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

9120 Lockwood Boulevard,

Mechanicsville, Virginia

23116

(Address of principal executive offices)

(Zip Code)

Heath H. Galloway

Executive Vice President, General Counsel

& Corporate Secretary

(804) 723-7000

(Name and Telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.


SECTION 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

This Specialized Disclosure Report on Form SD by Owens & Minor, Inc. and subsidiaries (“Owens & Minor,” “Company,” “we,” and “our”) is for the period from January 1 to December 31, 2023.

During 2023, certain of our operations manufactured, or contracted to manufacture, products for which 3TGs, as defined below, are necessary to their functionality or production (“Covered Products”). Conflict minerals are defined in Section 13(p) as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten (together with gold collectively referred to as “3TGs”), or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of Congo (“DRC”) or any adjoining country that shares an internationally recognized border with the DRC. Accordingly, we have conducted a reasonable country of origin inquiry (“RCOI”) that was designed to determine whether any of the 3TGs in our Covered Products originated in the DRC or an adjoining country (Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda or Zambia), or were from recycled or scrap sources.

A summary of our RCOI, as well as the steps taken to exercise due diligence on the source and chain of custody of any 3TGs in our Covered Products, is included in our Conflict Minerals Report (“Report”), which is filed as Exhibit 1.01 to this Form SD. In addition, our Conflict Minerals Policy Statement is publicly available on the Investor page of our Company website at: www.owens-minor.com.

Forward-Looking Statements

The Report contains forward-looking statements that express a belief, expectation or intention, including statements relating to our compliance efforts and expected actions. The words “expects,” “intends,” “plans,” “believes,” “anticipates” and similar expressions can indicate forward- looking statements. These statements are not guarantees of future actions or performance and are subject to various risks, uncertainties and assumptions. Future actions or performance may differ materially from those in the forward-looking statements. Undue reliance should not be placed on these statements, which are only effective as of the date of this Report, and the Company undertakes no obligation to publicly update or revise any forward-looking statement.

Item 1.02 Exhibits.

We have filed our Conflict Minerals Report as Exhibit 1.01 to this Form SD.

SECTION 2 - Resource Extraction Issuer Disclosure

Item 2.01. Resource Extraction Issuer Disclosure and Report

Not applicable

SECTION 3 - Exhibits Item 3.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

OWENS & MINOR, INC.

Date:May 30, 2024

By:

/s/ Heath H. Galloway

Name:

Heath H. Galloway

Title:

Executive Vice President, General Counsel & Corporate Secretary

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EXHIBIT 1.01

Owens & Minor, Inc. Conflict Minerals Report For the Year Ended December 31, 2023

I.Introduction

This Conflict Minerals Report (“Report”) by Owens & Minor, Inc. and subsidiaries (“Owens & Minor,” “Company,” “we,” “us,” and “our”) is for the period from January 1, 2023 to December 31, 2023 (“Reporting Period”).

This Report is intended to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule”). The Rule imposes certain reporting obligations on public companies that manufacture or contract to manufacture products containing conflict minerals that are necessary to the functionality or production of their products. Form SD defines “conflict minerals” as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are currently limited to tin, tantalum and tungsten. We identified tin, tantalum, tungsten and gold (“3TGs”) that are necessary to the functionality or production of certain products that we manufactured or contracted to manufacture during the Reporting Period.

As described in this report, Owens & Minor has reason to believe that some of the 3TGs present in its supply chain may have originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, “Covered Countries”). Therefore, we performed a reasonable country of origin inquiry (“RCOI”) to determine whether any of the 3TGs in our products originated from the Covered Countries and were not from recycled or scrap sources. Based on the RCOI, we determined that we may have some suppliers that sourced 3TGs from the Covered Countries, and we proceeded to conduct due diligence on our supplier base. The results of our due diligence are discussed below.

II.Company Overview

A.Our Business

Owens & Minor, Inc. and subsidiaries, a Fortune 500 company headquartered in Richmond, Virginia, is a global healthcare solutions company that incorporates product manufacturing, distribution support and innovative technology services to deliver significant and sustained value across the breadth of the industry from acute care to patients in their home. Our teammates serve healthcare industry customers in approximately 80 countries, by providing quality products and helping to reduce total costs across the healthcare supply chain by optimizing point-of care performance, freeing up capital and clinical resources and managing contracts to optimize financial performance.

B.Business Segments

During the Reporting Period, Owens & Minor was organized into two operating segments: Products & Healthcare Services and Patient Direct. The principal sources of revenue in each segment are described below:

The Products & Healthcare Services segment includes our United States distribution division (Medical Distribution), outsourced logistics and value-added services, and Global Products division which manufactures and sources medical surgical products through our production and kitting operations. Medical Distribution does not manufacture or contract to manufacture products and thus does not have any in-scope products under the Rule.
The Patient Direct segment includes our home healthcare divisions (Byram and Apria). Patient Direct does not manufacture or contract to manufacture products that require conflict minerals for their production or functionality and thus, does not have any in-scope products under the Rule.
C.Our Products

For the Reporting Period, we conducted an analysis of our products to determine which, if any, were likely to contain 3TGs. The analysis identified that 3TGs were necessary to the functionality or production of certain products that we manufactured or contracted to manufacture during the Reporting Period.

III.Description of Reasonable Country of Origin Inquiry (“RCOI”)

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We began our scoping process by developing a list of our suppliers that provide us with products that may contain one or more of the 3TGs. We then populated the list with contact information and provided it to our third party service provider (“Service Provider”). The supplier list was then uploaded to our Service Provider’s software tool that allows us to store and manage supplier requests and documentation.

From there, we removed from the list service providers, indirect materials suppliers, and other suppliers who are inactive. This helped ensure that all suppliers surveyed provided items to Owens & Minor that were used in final products in 2023.

Our Service Provider then conducted the supplier survey portion of the RCOI. Utilizing the Conflict Minerals Reporting Template (“CMRT”), version 6.31 developed by the Responsible Business Alliance (RBA)® and The Responsible Minerals Initiative (RMI)®, the suppliers on the final supplier list were surveyed on their sourcing of the 3TGs that we identified in our products. The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a direct supplier’s conflict minerals policy, due diligence process, and supply chain, including such supply chain information as the names and locations of smelters or refiners.

As part of the supplier survey, suppliers were asked to complete the CMRT. All communications were tracked and monitored in the Service Provider’s software tool. Non-responsive suppliers were contacted a minimum of three times. Any suppliers that continued to be non-responsive were advanced to an escalation phase and further contacted on an individual basis.

The RCOI also included automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions. All submitted CMRTs were classified as valid or invalid. All suppliers who submitted CMRTs that were classified as “invalid” were contacted to address items such as incomplete data, missing smelter information, or inconsistent answers. All of these communications were monitored and tracked in our Service Provider’s software system. As of May 13, 2024, there were 2 invalid submissions that had not been corrected by suppliers.

Based on the RCOI, we determined that we may have some suppliers that sourced 3TGs from the Covered Countries; therefore, in an effort to locate mines with the greatest possible specificity, we then conducted due diligence on our supplier base.

IV.Due Diligence

A.Design of Due Diligence

We designed our due diligence procedures to conform, in all material respects, with the due diligence framework presented by the Organization for Economic Co-operation and Development (“OECD”) in the publication OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High-Risk Areas and the related Supplements for tin, tantalum, tungsten and gold.

Our conflict minerals due diligence process includes the five steps described in the Guidance: 1) establishing strong company management systems, 2) identifying and assessing risks in our supply chain, 3) designing and implementing a strategy to respond to identified risks, 4) utilizing independent third party audits, and 5) publicly reporting on our supply chain due diligence. A summary of our due diligence measures is outlined below.

B.Performance of Due Diligence

Step 1.Establishing Strong Company Management Systems

a.Internal Team

We organized a Conflict Minerals Committee comprised of individuals in management positions across multiple departments, namely Legal, Supply Chain, and Compliance. The Committee members are the (1) Executive Vice President, General Counsel and Corporate Secretary, (2) Vice President, Manufacturing & Procurement, (3) Vice President, Associate General Counsel, Products & Healthcare Services, and (4) Vice President, Ethics, Compliance and Privacy. The Committee leads our conflict minerals compliance effort and is responsible for implementing our conflict minerals compliance strategy and for overseeing the program.

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b.Control Systems

We have applicable policies and statements such as a Code of Honor that outlines expected behaviors for all Owens & Minor employees, a Supplier Social Compliance Standard that outlines expected behaviors for all Owens & Minor vendors, and a Conflict Minerals Policy Statement (“Statement”). All three items are available on our website. The Statement, in particular, can be found at https://compliance.owens-minor.com/EthicsAndCompliance.html#en-US.

c.Supplier Engagement

We utilized the CMRT version 6.31 and our Service Provider’s software reporting tool for collecting Conflict Minerals declarations from our supply base. Using these tools has allowed us to assist our suppliers in understanding our expectations and requirements and increase the rate of responses we have received from our suppliers to our survey requests. We have also communicated with relevant suppliers our expectation that they assist us in complying with our efforts related to our conflict minerals program. This includes obtaining information from them to support the chain of custody of the 3TGs identified in our products.

d.Grievance Mechanisms

We have several mechanisms that allow people to alert Company management about any concerns they may have about our compliance or ethics. Our Code of Honor sets out ways to report concerns, including a Code of Conduct Hotline and Online Reporting tool, which both allow reports, in any language, to be made confidentially and anonymously at the election of the person making the report. We also have made publicly available on our website policies for communicating with our Board of Directors and with our compliance-oversight Committees of the Board, namely the Audit Committee and the Governance & Nominating Committee. These mechanisms are available to people who may be concerned about compliance with our conflict minerals program or with any other compliance matter.

e.Maintain Records

We maintain a company-wide document retention policy. The policy extends to the documents accumulated in performing our due diligence for this Report and requires that the documents be retained for a period of ten years. In addition, our Service Provider stores all of the information and findings from this process in a database that can be audited by internal or external parties.

Step 2.Identify and Assess Risks in the Supply Chain

Due to the complexity of our products and supply chain, it is difficult for us to identify indirect suppliers. We have relied on responses from our direct suppliers to provide us with information about the source of conflict minerals contained in the parts and components they supply to us.

Similarly, our direct suppliers also rely on information provided to them by their suppliers. This chain of information creates a level of uncertainty and risk about the accuracy of the information. We will continue to monitor, adapt, and modify our due diligence practices to conform to recognized industry best practices.

In accordance with the Guidance, it is important to understand risk levels associated with conflict minerals in the supply chain. Each facility that meets the Responsible Minerals Initiative (“RMI”) definition of a smelter or refiner of a 3TG mineral is assigned a risk of high, medium or low based on three scoring criteria, namely: (1) geographic proximity to the DRC and covered countries; (2) Responsible Minerals Assurance Process (RMAP) audit status; and (3) known or plausible evidence of unethical or conflict sourcing.

Based on these criteria, the following facilities have been identified with high risks in their supply chain:

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

Yunnan Copper Industry Co., Ltd.

CID000197

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

Samduck Precious Metals

CID001555

3


Solikamsk Magnesium Works OAO

CID001769

VQB Mineral and Trading Group JSC

CID002015

Fidelity Printers and Refiners Ltd.

CID002515

Emirates Gold DMCC

CID002561

Sudan Gold Refinery

CID002567

Hydrometallurg, JSC

CID002649

AU Traders and Refiners

CID002850

African Gold Refinery

CID003185

If any of these facilities were reported on a CMRT by one of our suppliers, our Service Provider initiated risk mitigation activities, including instructing the supplier to submit a product-specific CMRT to better identify any connection between the facilities and our products, and escalating up to requesting removal of these high-risk smelters from their supply chain.

As per the OECD Guidance, risk mitigation will depend on the supplier’s specific context. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these red flags from the supply chain. In addition, suppliers are guided to the Service Provider’s online learning platform to engage in educational materials on mitigating the risk of smelters or refiners on the supply chain.

Additionally, we evaluated suppliers on their conflict minerals program strength. Many companies continue to develop their programs and still provide an answer of “unknown” in response to our survey questions. We used the following criteria to evaluate the strength of their programs, with the capital letters, below, corresponding to the ones in the CMRT declaration tab:

A. Have you established a responsible minerals sourcing policy?

D. Have you implemented due diligence measures for responsible sourcing?

F. Do you review due diligence information received from your suppliers against your company's expectations?

G. Does your review process include corrective action management?

When suppliers meet or exceed those criteria (Yes to A, D, F, G), they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program.

Our identification and risk assessment process also involves: (1) seeking information about 3TG smelters or refiners in our supply chain by requesting that our suppliers complete the CMRT, (2) verifying those smelters or refiners with RMI lists, (3) conducting the due diligence review, and (4) obtaining additional documentation and verification, as applicable. We believe that the inquiries and analysis described above represent a reasonable effort to determine the mines or locations of origin of the 3TGs in our Covered Products.

Step 3.Design and Implement a Strategy to Respond to Identified Risks

Our Supplier Social Compliance Standards and Conflict Minerals Policy Statement set out our expectations for our suppliers. If these expectations are not met, the business relationship between us and the supplier will be evaluated. For example, if we find that we source 3TGs that directly or indirectly finance or benefit armed groups in the Covered Countries, we will encourage the applicable supplier to establish an alternative source of the minerals that does not support such conflict. If an alternative source cannot be found or the supplier chooses not to respond to this risk, we will assess whether or not we can replace the supplier. We have found no instance to date where we believed it was necessary to implement such risk mitigation efforts.

Step 4.Utilize Independent Third Party Audits

We do not have a direct relationship with smelters or refiners (“SORs”) and do not perform or direct audits of these entities. Instead, we rely on third party assurances and certifications such as from the RMI’s Responsible Minerals Assurance Process, which uses independent private sector auditors to audit the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters or refiners that agree to participate in the program.

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Step 5.Publicly Report on Supply Chain Due Diligence

This Report, which constitutes our annual report on our due diligence efforts, is filed as Exhibit 1.01 to our Form SD which is available on our website in the Investor Relations section, under SEC Filings, at www.owens-minor.com.

V.Results of Due Diligence

A.Survey Results

As of May 13, 2024, we received responses from 76% of our 197 surveyed suppliers. Of those, 135 suppliers claimed no 3TGs in their products, and 12 claimed that they did have 3TGs. (The numbers do not sum to 197 because not all surveyed suppliers responded.)

As described above, we surveyed our supply chain and reviewed the responses to determine whether further engagement with them was required. The determination to further engage with them was based on criteria such as untimely responses, incomplete responses, and inconsistencies within the data reported. Suppliers who provided a CMRT were asked to submit SOR information. The results are discussed in the Smelters or Refiners section below.

B.Efforts to Determine Mine or Location of Origin

Because we do not have relationships with the smelters or refiners, we relied on requests to our suppliers that they complete the RMI template. We believe that process suffices as a good faith effort to determine the identity of the mines or the locations of origin of 3TGs in our supply chain.

C.Smelters or Refiners

Of the suppliers we surveyed, many completed the RMI template at the company or business unit level, and they were unable to represent that 3TGs from the processing facilities they listed were in components they supplied to us. The quality of the responses we received from suppliers varied.

Many responses provided via the CMRT included the names of facilities listed by the suppliers as SORs. The CMRT responses that did not list at least one smelter for each 3TG were considered invalid, and our Service Provider followed up on these responses, urging suppliers to resubmit the form and include the smelter information. There are still suppliers that were unable to provide SORs used for the materials supplied to us.

For all the CMRT responses that indicated a smelter, our Service Provider compared them to the list of smelters maintained by the RMI. As of May 13, 2024, we validated 354 SORs in our supply chain, and we are working to validate the additional SOR entries. Appendix A lists only the SORs that our suppliers reported as being in their supply chains and that we validated. Appendix B is a compilation of countries of origin, setting out the countries from which the reported facilities source their conflict minerals.

As our suppliers have been largely unable to provide us with the information necessary to determine country of origin at the product level, we are unable to provide additional SOR names or country of origin information at this time. We will continue to work with our suppliers to obtain smelter information at the product level.

VI.Future Steps to be Taken

We are committed to complying with the provisions of the Rule and expect to continue our efforts to improve our conflict minerals program. As we further develop our program, we intend to take the following steps to mitigate the risk that any of the 3TGs contained in our products could benefit armed groups in the Covered Countries. These may include, but are not limited to, the following:

Further engage with suppliers and direct them to training resources to increase our survey response rate and improve the content of the responses;
Continue to invest in due diligence tools for our conflict minerals program;
If applicable, engage any of our suppliers found to be supplying us with 3TGs from sources that support conflict in the Covered Countries to establish an alternative source of 3TGs that does not support such

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conflict;

Continue to respond to industry trends and legal requirements to improve the traceability of 3TGs in our supply chain; and
Further encourage suppliers to provide responses at the product level to enable us to determine which smelters or refiners actually process 3TGs contained in our products.

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APPENDIX A

The table below lists, the smelters or refiners (“SORs”) identified by our direct suppliers that may have been used to process 3TGs necessary to the functionality or production of our products in 2023.

Metal

Standard Smelter Name

Smelter ID

Gold

8853 S.p.A.

CID002763

Gold

ABC Refinery Pty Ltd.

CID002920

Gold

Abington Reldan Metals, LLC

CID002708

Gold

Advanced Chemical Company

CID000015

Gold

African Gold Refinery

CID003185

Gold

Agosi AG

CID000035

Gold

Aida Chemical Industries Co., Ltd.

CID000019

Gold

Al Etihad Gold Refinery DMCC

CID002560

Gold

Albino Mountinho Lda.

CID002760

Gold

Alexy Metals

CID003500

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

CID000041

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

CID000058

Gold

Argor-Heraeus S.A.

CID000077

Gold

Asahi Pretec Corp.

CID000082

Gold

Asahi Refining Canada Ltd.

CID000924

Gold

Asahi Refining USA Inc.

CID000920

Gold

Asaka Riken Co., Ltd.

CID000090

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

CID000103

Gold

AU Traders and Refiners

CID002850

Gold

Augmont Enterprises Private Limited

CID003461

Gold

Aurubis AG

CID000113

Gold

Bangalore Refinery

CID002863

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000128

Gold

Boliden AB

CID000157

Gold

C. Hafner GmbH + Co. KG

CID000176

Gold

Caridad

CID000180

Gold

CCR Refinery - Glencore Canada Corporation

CID000185

7


Metal

Standard Smelter Name

Smelter ID

Gold

Cendres + Metaux S.A.

CID000189

Gold

CGR Metalloys Pvt Ltd.

CID003382

Gold

Chimet S.p.A.

CID000233

Gold

Chugai Mining

CID000264

Gold

Coimpa Industrial LTDA

CID004010

Gold

Daye Non-Ferrous Metals Mining Ltd.

CID000343

Gold

Degussa Sonne / Mond Goldhandel GmbH

CID002867

Gold

Dijllah Gold Refinery FZC

CID003348

Gold

Dongwu Gold Group

CID003663

Gold

Dowa

CID000401

Gold

DSC (Do Sung Corporation)

CID000359

Gold

Eco-System Recycling Co., Ltd. East Plant

CID000425

Gold

Eco-System Recycling Co., Ltd. North Plant

CID003424

Gold

Eco-System Recycling Co., Ltd. West Plant

CID003425

Gold

Emerald Jewel Industry India Limited (Unit 1)

CID003487

Gold

Emerald Jewel Industry India Limited (Unit 2)

CID003488

Gold

Emerald Jewel Industry India Limited (Unit 3)

CID003489

Gold

Emerald Jewel Industry India Limited (Unit 4)

CID003490

Gold

Emirates Gold DMCC

CID002561

Gold

Fidelity Printers and Refiners Ltd.

CID002515

Gold

Fujairah Gold FZC

CID002584

Gold

GG Refinery Ltd.

CID004506

Gold

GGC Gujrat Gold Centre Pvt. Ltd.

CID002852

Gold

Gold by Gold Colombia

CID003641

Gold

Gold Coast Refinery

CID003186

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CID002243

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CID001909

Gold

Guangdong Jinding Gold Limited

CID002312

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CID000651

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CID000671

Gold

Heimerle + Meule GmbH

CID000694

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Metal

Standard Smelter Name

Smelter ID

Gold

Heraeus Germany GmbH Co. KG

CID000711

Gold

Heraeus Metals Hong Kong Ltd.

CID000707

Gold

Hunan Chenzhou Mining Co., Ltd.

CID000767

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CID000773

Gold

HwaSeong CJ CO., LTD.

CID000778

Gold

Impala Refineries Base Metals Refinery (BMR)

CID004604

Gold

Impala Rustenburg

CID004610

Gold

Industrial Refining Company

CID002587

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000801

Gold

International Precious Metal Refiners

CID002562

Gold

Ishifuku Metal Industry Co., Ltd.

CID000807

Gold

Istanbul Gold Refinery

CID000814

Gold

Italpreziosi

CID002765

Gold

JALAN & Company

CID002893

Gold

Japan Mint

CID000823

Gold

Jiangxi Copper Co., Ltd.

CID000855

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

CID000927

Gold

JSC Novosibirsk Refinery

CID000493

Gold

JSC Uralelectromed

CID000929

Gold

JX Nippon Mining & Metals Co., Ltd.

CID000937

Gold

K.A. Rasmussen

CID003497

Gold

Kaloti Precious Metals

CID002563

Gold

Kazakhmys Smelting LLC

CID000956

Gold

Kazzinc

CID000957

Gold

Kennecott Utah Copper LLC

CID000969

Gold

KGHM Polska Miedz Spolka Akcyjna

CID002511

Gold

Kojima Chemicals Co., Ltd.

CID000981

Gold

Korea Zinc Co., Ltd.

CID002605

Gold

Kundan Care Products Ltd.

CID003463

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Metal

Standard Smelter Name

Smelter ID

Gold

Kyrgyzaltyn JSC

CID001029

Gold

Kyshtym Copper-Electrolytic Plant ZAO

CID002865

Gold

L'azurde Company For Jewelry

CID001032

Gold

Lingbao Gold Co., Ltd.

CID001056

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CID001058

Gold

L'Orfebre S.A.

CID002762

Gold

LS-NIKKO Copper Inc.

CID001078

Gold

LT Metal Ltd.

CID000689

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CID001093

Gold

Marsam Metals

CID002606

Gold

Materion

CID001113

Gold

Matsuda Sangyo Co., Ltd.

CID001119

Gold

MD Overseas

CID003548

Gold

Metal Concentrators SA (Pty) Ltd.

CID003575

Gold

Metallix Refining Inc.

CID003557

Gold

Metalor Technologies (Hong Kong) Ltd.

CID001149

Gold

Metalor Technologies (Singapore) Pte., Ltd.

CID001152

Gold

Metalor Technologies (Suzhou) Ltd.

CID001147

Gold

Metalor Technologies S.A.

CID001153

Gold

Metalor USA Refining Corporation

CID001157

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

CID001161

Gold

Mitsubishi Materials Corporation

CID001188

Gold

Mitsui Mining and Smelting Co., Ltd.

CID001193

Gold

MKS PAMP SA

CID001352

Gold

MMTC-PAMP India Pvt., Ltd.

CID002509

Gold

Modeltech Sdn Bhd

CID002857

Gold

Morris and Watson

CID002282

Gold

Moscow Special Alloys Processing Plant

CID001204

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

CID001220

Gold

Navoi Mining and Metallurgical Combinat

CID001236

Gold

NH Recytech Company

CID003189

10


Metal

Standard Smelter Name

Smelter ID

Gold

Nihon Material Co., Ltd.

CID001259

Gold

Ogussa Osterreichische Gold- und Silber- Scheideanstalt GmbH

CID002779

Gold

Ohura Precious Metal Industry Co., Ltd.

CID001325

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

Gold

Pease & Curren

CID002872

Gold

Penglai Penggang Gold Industry Co., Ltd.

CID001362

Gold

Planta Recuperadora de Metales SpA

CID002919

Gold

Prioksky Plant of Non-Ferrous Metals

CID001386

Gold

PT Aneka Tambang (Persero) Tbk

CID001397

Gold

PX Precinox S.A.

CID001498

Gold

QG Refining, LLC

CID003324

Gold

Rand Refinery (Pty) Ltd.

CID001512

Gold

Refinery of Seemine Gold Co., Ltd.

CID000522

Gold

REMONDIS PMR B.V.

CID002582

Gold

Royal Canadian Mint

CID001534

Gold

SAAMP

CID002761

Gold

Sabin Metal Corp.

CID001546

Gold

Safimet S.p.A

CID002973

Gold

SAFINA A.S.

CID002290

Gold

Sai Refinery

CID002853

Gold

Sam Precious Metals

CID003666

Gold

Samduck Precious Metals

CID001555

Gold

Samwon Metals Corp.

CID001562

Gold

SEMPSA Joyeria Plateria S.A.

CID001585

Gold

Shandong Gold Smelting Co., Ltd.

CID001916

Gold

Shandong Humon Smelting Co., Ltd.

CID002525

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CID001619

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CID001622

Gold

Shenzhen CuiLu Gold Co., Ltd.

CID002750

11


Metal

Standard Smelter Name

Smelter ID

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CID002527

Gold

Shirpur Gold Refinery Ltd.

CID002588

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CID001736

Gold

Singway Technology Co., Ltd.

CID002516

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

CID001756

Gold

Solar Applied Materials Technology Corp.

CID001761

Gold

Sovereign Metals

CID003383

Gold

State Research Institute Center for Physical Sciences and Technology

CID003153

Gold

Sudan Gold Refinery

CID002567

Gold

Sumitomo Metal Mining Co., Ltd.

CID001798

Gold

SungEel HiMetal Co., Ltd.

CID002918

Gold

Super Dragon Technology Co., Ltd.

CID001810

Gold

T.C.A S.p.A

CID002580

Gold

Tanaka Kikinzoku Kogyo K.K.

CID001875

Gold

Tokuriki Honten Co., Ltd.

CID001938

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CID001947

Gold

TOO Tau-Ken-Altyn

CID002615

Gold

Torecom

CID001955

Gold

Umicore Precious Metals Thailand

CID002314

Gold

Umicore S.A. Business Unit Precious Metals Refining

CID001980

Gold

United Precious Metal Refining, Inc.

CID001993

Gold

Valcambi S.A.

CID002003

Gold

WEEEREFINING

CID003615

Gold

Western Australian Mint (T/a The Perth Mint)

CID002030

Gold

WIELAND Edelmetalle GmbH

CID002778

Gold

Yamakin Co., Ltd.

CID002100

Gold

Yokohama Metal Co., Ltd.

CID002129

Gold

Yunnan Copper Industry Co., Ltd.

CID000197

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CID002224

12


Metal

Standard Smelter Name

Smelter ID

Tantalum

5D Production OU

CID003926

Tantalum

AMG Brasil

CID001076

Tantalum

D Block Metals, LLC

CID002504

Tantalum

F&X Electro-Materials Ltd.

CID000460

Tantalum

FIR Metals & Resource Ltd.

CID002505

Tantalum

Global Advanced Metals Aizu

CID002558

Tantalum

Global Advanced Metals Boyertown

CID002557

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CID000291

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CID002492

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CID002512

Tantalum

Jiangxi Tuohong New Raw Material

CID002842

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CID000914

Tantalum

Jiujiang Tanbre Co., Ltd.

CID000917

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CID002506

Tantalum

KEMET de Mexico

CID002539

Tantalum

Materion Newton Inc.

CID002548

Tantalum

Metallurgical Products India Pvt., Ltd.

CID001163

Tantalum

Mineracao Taboca S.A.

CID001175

Tantalum

Mitsui Mining and Smelting Co., Ltd.

CID001192

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CID001277

Tantalum

NPM Silmet AS

CID001200

Tantalum

PowerX Ltd.

CID004054

Tantalum

QuantumClean

CID001508

Tantalum

Resind Industria e Comercio Ltda.

CID002707

Tantalum

RFH Yancheng Jinye New Material Technology Co., Ltd.

CID003583

Tantalum

Solikamsk Magnesium Works OAO

CID001769

Tantalum

Taki Chemical Co., Ltd.

CID001869

Tantalum

TANIOBIS Co., Ltd.

CID002544

Tantalum

TANIOBIS GmbH

CID002545

Tantalum

TANIOBIS Japan Co., Ltd.

CID002549

13


Metal

Standard Smelter Name

Smelter ID

Tantalum

TANIOBIS Smelting GmbH & Co. KG

CID002550

Tantalum

Telex Metals

CID001891

Tantalum

Ulba Metallurgical Plant JSC

CID001969

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

CID000616

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CID002508

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CID001522

Tin

Alpha

CID000292

Tin

An Vinh Joint Stock Mineral Processing Company

CID002703

Tin

Aurubis Beerse

CID002773

Tin

Aurubis Berango

CID002774

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000228

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CID003190

Tin

China Tin Group Co., Ltd.

CID001070

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

CID003486

Tin

CRM Synergies

CID003524

Tin

CV Ayi Jaya

CID002570

Tin

CV Venus Inti Perkasa

CID002455

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CID003356

Tin

Dowa

CID000402

Tin

DS Myanmar

CID003831

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

CID002572

Tin

EM Vinto

CID000438

Tin

Estanho de Rondonia S.A.

CID000448

Tin

Fabrica Auricchio Industria e Comercio Ltda.

CID003582

Tin

Fenix Metals

CID000468

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CID003410

Tin

Gejiu Kai Meng Industry and Trade LLC

CID000942

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000538

14


Metal

Standard Smelter Name

Smelter ID

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CID001908

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CID003116

Tin

HuiChang Hill Tin Industry Co., Ltd.

CID002844

Tin

Jiangxi New Nanshan Technology Ltd.

CID001231

Tin

Luna Smelter, Ltd.

CID003387

Tin

Ma'anshan Weitai Tin Co., Ltd.

CID003379

Tin

Magnu's Minerais Metais e Ligas Ltda.

CID002468

Tin

Malaysia Smelting Corporation (MSC)

CID001105

Tin

Malaysia Smelting Corporation Berhad (Port Klang)

CID004434

Tin

Melt Metais e Ligas S.A.

CID002500

Tin

Metallic Resources, Inc.

CID001142

Tin

Mineracao Taboca S.A.

CID001173

Tin

Mining Minerals Resources SARL

CID004065

Tin

Minsur

CID001182

Tin

Mitsubishi Materials Corporation

CID001191

Tin

Modeltech Sdn Bhd

CID002858

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

CID002573

Tin

Novosibirsk Tin Combine

CID001305

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

CID001314

Tin

O.M. Manufacturing Philippines, Inc.

CID002517

Tin

Operaciones Metalurgicas S.A.

CID001337

Tin

Pongpipat Company Limited

CID003208

Tin

Precious Minerals and Smelting Limited

CID003409

Tin

PT Aries Kencana Sejahtera

CID000309

Tin

PT Artha Cipta Langgeng

CID001399

Tin

PT ATD Makmur Mandiri Jaya

CID002503

Tin

PT Babel Inti Perkasa

CID001402

Tin

PT Babel Surya Alam Lestari

CID001406

Tin

PT Bangka Prima Tin

CID002776

15


Metal

Standard Smelter Name

Smelter ID

Tin

PT Bangka Serumpun

CID003205

Tin

PT Bangka Tin Industry

CID001419

Tin

PT Belitung Industri Sejahtera

CID001421

Tin

PT Bukit Timah

CID001428

Tin

PT Cipta Persada Mulia

CID002696

Tin

PT Menara Cipta Mulia

CID002835

Tin

PT Mitra Stania Prima

CID001453

Tin

PT Mitra Sukses Globalindo

CID003449

Tin

PT Panca Mega Persada

CID001457

Tin

PT Premium Tin Indonesia

CID000313

Tin

PT Prima Timah Utama

CID001458

Tin

PT Putera Sarana Shakti (PT PSS)

CID003868

Tin

PT Rajawali Rimba Perkasa

CID003381

Tin

PT Rajehan Ariq

CID002593

Tin

PT Refined Bangka Tin

CID001460

Tin

PT Sariwiguna Binasentosa

CID001463

Tin

PT Stanindo Inti Perkasa

CID001468

Tin

PT Sukses Inti Makmur

CID002816

Tin

PT Timah Nusantara

CID001486

Tin

PT Timah Tbk Kundur

CID001477

Tin

PT Timah Tbk Mentok

CID001482

Tin

PT Tinindo Inter Nusa

CID001490

Tin

PT Tirus Putra Mandiri

CID002478

Tin

PT Tommy Utama

CID001493

Tin

Resind Industria e Comercio Ltda.

CID002706

Tin

Rui Da Hung

CID001539

Tin

Super Ligas

CID002756

Tin

Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.

CID004403

Tin

Thaisarco

CID001898

Tin

Tin Smelting Branch of Yunnan Tin Co., Ltd.

CID002180

16


Metal

Standard Smelter Name

Smelter ID

Tin

Tin Technology & Refining

CID003325

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

CID002574

Tin

VQB Mineral and Trading Group JSC

CID002015

Tin

White Solder Metalurgia e Mineracao Ltda.

CID002036

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CID002158

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CID003397

Tungsten

A.L.M.T. Corp.

CID000004

Tungsten

ACL Metais Eireli

CID002833

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

CID003427

Tungsten

Artek LLC

CID003553

Tungsten

Asia Tungsten Products Vietnam Ltd.

CID002502

Tungsten

China Molybdenum Tungsten Co., Ltd.

CID002641

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CID000258

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CID000281

Tungsten

Cronimet Brasil Ltda

CID003468

Tungsten

DONGKUK INDUSTRIES CO., LTD.

CID004060

Tungsten

Fujian Xinlu Tungsten Co., Ltd.

CID003609

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CID002315

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CID002494

Tungsten

Global Tungsten & Powders LLC

CID000568

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CID000218

Tungsten

H.C. Starck Tungsten GmbH

CID002541

Tungsten

HANNAE FOR T Co., Ltd.

CID003978

Tungsten

Hubei Green Tungsten Co., Ltd.

CID003417

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CID000766

Tungsten

Hunan Jintai New Material Co., Ltd.

CID000769

Tungsten

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

CID002513

Tungsten

Hydrometallurg, JSC

CID002649

Tungsten

Japan New Metals Co., Ltd.

CID000825

17


Metal

Standard Smelter Name

Smelter ID

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CID002551

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CID002313

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CID002318

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CID002317

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CID002316

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

CID003408

Tungsten

Kenee Mining Corporation Vietnam

CID004619

Tungsten

Kennametal Fallon

CID000966

Tungsten

Kennametal Huntsville

CID000105

Tungsten

Lianyou Metals Co., Ltd.

CID003407

Tungsten

Lianyou Resources Co., Ltd.

CID004397

Tungsten

LLC Vostok

CID003643

Tungsten

MALAMET SMELTING SDN. BHD.

CID004056

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CID002319

Tungsten

Masan High-Tech Materials

CID002543

Tungsten

Moliren Ltd.

CID002845

Tungsten

Nam Viet Cromit Joint Stock Company

CID004034

Tungsten

Niagara Refining LLC

CID002589

Tungsten

NPP Tyazhmetprom LLC

CID003416

Tungsten

OOO “Technolom” 1

CID003614

Tungsten

OOO “Technolom” 2

CID003612

Tungsten

Philippine Chuangxin Industrial Co., Inc.

CID002827

Tungsten

Shinwon Tungsten (Fujian Shanghang) Co., Ltd.

CID004430

Tungsten

TANIOBIS Smelting GmbH & Co. KG

CID002542

Tungsten

Tungsten Vietnam Joint Stock Company

CID003993

Tungsten

Unecha Refractory metals plant

CID002724

Tungsten

Wolfram Bergbau und Hutten AG

CID002044

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CID002320

Tungsten

Xiamen Tungsten Co., Ltd.

CID002082

18


Metal

Standard Smelter Name

Smelter ID

Tungsten

YUDU ANSHENG TUNGSTEN CO., LTD.

CID003662

19


APPENDIX B

This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.

Albania, Andorra, Angola, Argentina, Armenia, Australia, Austria, Azerbaijan, Belarus, Belgium, Benin, Bermuda, Bolivia (Plurinational State of), Botswana, Brazil, Bulgaria, Burkina Faso, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Congo, Cyprus, Democratic Republic of Congo, Djibouti, Dominica, Dominican Republic, Ecuador, Egypt, El Salvador, Eritrea, Estonia, Ethiopia, Fiji, Finland, France, Georgia, Germany, Ghana, Guam, Guatemala, Guinea, Guyana, Honduras, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Jersey, Kazakhstan, Kenya, Republic of Korea, Kyrgyzstan, Liberia, Liechtenstein, Lithuania, Luxembourg, Madagascar, Malaysia, Mali, Mauritania, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Nicaragua, Niger, Nigeria, Norway, Oman, Panama, Papua New Guinea, Peru, Philippines, Poland, Portugal, Russian Federation, Rwanda, Saudi Arabia, Senegal, Serbia, Sierra Leone, Singapore, Slovakia, South Africa, South Sudan, Spain, Sudan, Suriname, Sweden, Switzerland, Taiwan (Province of China), Tajikistan, United Republic of Tanzania, Thailand, Togo, Turkey, Uganda, United Arab Emirates, United Kingdom, United States of America, Uruguay, Uzbekistan, Viet Nam, Zambia.

20



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