beer$$money
2 días hace
$ASII Look at the impressive group of institutional investors, businesses and the significantly experienced executives setting the stage for the EVCO/ASII deal acquisition!
April 2, 2025 LOI Executed for Nasdaq Listing via SPAC Merger with Everest Consolidator Acquisition Corporation (now EVCO)
https://www.otcmarkets.com/stock/ASII/news/story?e&id=3196475
March 21, 2025 Paving the Way for a Nasdaq Listing
The parties anticipate finalizing a definitive merger agreement within the next 30 days
https://www.otcmarkets.com/stock/ASII/news/story?e&id=3182563
On March 6, 2025, ASII engaged Partner Capital Group to explore strategic options.
Founded in 1996 in New York, Partner Capital Group is a boutique, globally focused, alternative investment placement agent, research, investment banking and advisory firm (the “Company”). Our specialties are alternative investments and direct placements suitable for institutional investors, retained research services for small, high quality public companies, general investment banking, and fairness opinions. Our partners have over 90 years combined of buy and sell side experience in the institutional securities and investment industry with major firms such as J.P. Morgan, Morgan Stanley, Fidelity, and Kidder Peabody. Partner Capital Group’s affiliate, PartnerCap Securities, LLC, is a FINRA-registered broker-dealer. In keeping with the firm name, we are a partnership and we partner with others to achieve the objectives of our clients.
Partner Capital Group, LLC and our affiliated broker-dealer, PartnerCap Securities, LLC are led and managed by the three partners, including two of our original founders. https://www.linkedin.com/company/partner-capital-group-llc/
Philip St. G. Cocke – Founder, Partner, Chairman, CEO
Management/Leadership: Co-managed 25 person $1 billion+ NYC money desk. Interim "crisis" managed their 10 person Washington, DC office. Restructured and led 7-person marketing team of $3.5 billion investment management firm offering traditional and alternative products resulting in growth of AUM to $6.5 billion
https://www.linkedin.com/in/philipcocke/
John C. Van - Co-Founder, Partner, CFO
https://www.linkedin.com/in/johnvan/
John brings over 30 years’ experience in the alternative investment arena in a variety of capacities, including compliance, Financial Operations Principal/CFO, and COO (for investment advisors, broker-dealers, hedge funds, and private companies).
Peter Wright – Partner, President
https://partnercap.com/about-us/
Everest Consolidator Acquisition Corporation
FORM 10-K For the fiscal year ended December 31, 202
https://www.otcmarkets.com/filing/html?id=17451139&guid=och-k6atwjCsB3h
Overview: We are a blank check company incorporated on March 8, 2021 as a Delaware corporation for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses.
Founders: We have assembled a team consisting of our management, board of directors and strategic advisors, which we refer to, collectively, as our Founders, who we believe have deep expertise financial services industry and have collectively grown businesses, scaled technology, developed and marketed new products, and implemented risk management policies. Experience among our Founders includes senior executive management positions at leading wealth management providers including Goldman Sachs Global Private Client, Citigroup Global Private Bank, Envestnet / Yodlee, BNY Mellon, Boston Private Financial Holdings, Fidelity, Hartford Funds, Mercer Advisors, MetLife Investment Management, TIAA, U.S. Trust and the Harvard Management Company Endowment Board. We will seek to capitalize on the decades of industry expertise, deep network of relationships, and significant access to deal flow offered by industry veterans who comprise our Founder group.
Item 10. Directors, Executive Officers and Corporate Governance.
The following table provides information regarding our executive officers and members of our board of directors (ages as of the date of this Annual Report on Form 10-K)
* Member of the audit committee, compensation committee and nominating and corporate governance committee
Adam Dooley Chairman, Chief Executive Officer, President, Treasurer, Secretary and Director
Mr. Dooley has served as our Chief Executive Officer, President, Treasurer and Director since March 2021 as our Secretary since May 2021 and as our Chairman since October 2021. Mr. Dooley has deep expertise in the private wealth management sector and has led international transformation initiatives for several leading publicly traded financial services companies across North America, Europe and the Middle East.
Since January 2021, Mr. Dooley has served as the Founder, Chairman and Chief Executive Officer of Belay International Corporation, a financial sponsor focused on technology enabled companies in the wealth and asset management sector. From December 2019 to December 2020, Mr. Dooley served as President of PREP Securities, a broker-dealer subsidiary of the Prep Property Group, a fully integrated real estate development and management company. From February 2014 to December 2019, Mr. Dooley served as a Managing Director and Partner of CR Capital Group LLC, where he led advisory and joint partnerships with alternative investment managers to create capital raising platforms in the private wealth management sector. From November 2012 to December 2013, Mr. Dooley served as Vice President and National Sales Manager of U.S. Individual Retirement Savings and Structured Product Solutions at MetLife, Inc. From March 2008 to October 2012, Mr. Dooley served as Managing Director and Head of Wealth Management, EMEA at MetLife, where he led wealth management and structured product solutions across Europe and the Middle East with accountability for 12 countries. Mr. Dooley started his career in the Fixed Income Trading Division of Salomon Smith Barney in 1994.
Mr. Dooley received his Bachelor’s degree in Business Administration from the University of Southern California’s Lloyd Greif Center for Entrepreneurial Studies. He also received an MBA from IMD University in Switzerland, where he was awarded the prestigious International Consulting Project Award for his work with Swiss Life and Bain Consulting analyzing Europe’s retail financial advice sector. https://www.linkedin.com/in/adamjdooley/
Jacqueline S. Shoback, Chief Operating Officer and Director
Ms. Shoback has served as our Chief Operating Officer since March 2021 and as a Director since September 2021. Ms. Shoback brings extensive experience in executive leadership of wealth management companies and direct investments experience, and she has served on the board of directors of leading financial services companies.
In January 2020, Ms. Shoback co-founded and currently serves as Managing Director of 1414 Ventures, a venture capital firm focused on investing in early-stage companies in the digital identity sector. From February 2015 to January 2020, Ms. Shoback worked at Boston Private Financial Holdings, a wealth, trust and private banking services company which was publicly-traded until it was acquired by SVB Financial Group in June 2021. She held several C-suite roles during her tenure including Chief Executive Officer of the Emerging Businesses & Client Experience at Boston Private Bank & Trust Company, or Boston Private Bank, a wholly- owned private banking and trust company subsidiary of Boston Private Financial Holdings. Ms. Shoback was also an Executive Director on the board of directors of the Boston Private Bank from October 2017 until January 2020. From December 2010 to January 2015, Ms. Shoback served as Senior Vice President and Head of Retail and Individual Marketing at Teachers Insurance and Annuity Association of America, or TIAA, a wealth management and financial services provider. From 2006 to 2009, Ms. Shoback served as Senior Vice President and Head of High Net Worth and Mass Affluent Marketing segments at Fidelity Investments, two segments where she restructured the offering and sales and service models which drove increased loyalty and asset consolidation. Ms. Shoback also served as Senior Vice President of National Sales and Service Distribution at Fidelity Investments, from January 2004 to December 2006. Ms. Shoback previously has held various roles at Staples, including Vice President and Head of Opportunity Markets of its U.S. Retail Division.
In addition, since 2017, Ms. Shoback has served as a member of the Board of Directors and both the Audit & Human Resources and Compensation Committees of CUNA Mutual Group, a mutual insurance company that provides financial services to cooperatives, credit unions and their members, and other customers in the United States. Ms. Shoback received an MBA from Harvard Business School and her Bachelor’s degree in Economics and Political Science from Wellesley College. https://www.linkedin.com/in/jackie-shoback/
Rebecca Macieira-Kaufmann* Director
Ms. Macieira-Kaufmann has served as a director since May 2023. Ms. Macieira-Kaufmann is a seasoned Chief Executive Officer with broad leadership experience in sales, marketing, risk management and international business operations.
She is the founding member of the RMK Group, LLC, an advisory and consulting service focused on fintech, digital currency and payment systems, which was formed in June 2020. Previously, she served in various senior leadership roles at Citibank from 2008 until June 2020 and at Wells Fargo from 1996 until 2008. Ms. Macieira-Kaufmann currently serves as a board member of Blockchain Coinvestors Acquisition Corp. (Nasdaq: BCSA), a special purpose acquisition company. Ms. Macieira-Kaufmann previously served as a non-executive director of Flutterwave, a provider of commercial financing and mobile payment services, from February 2022 to February 2023, on the board of Revolut USA, a global financial technology company, from October 2020 to June 2022, and as a chair of the board of Banamex USA/Servicing Inc. from April 2016 to March 2020 and as a director from 2013 to 2020. She has also served since October 202 as an Executive Mentor at The ExCo Group, has served on the advisory board of DigitalDX Ventures, a majority women-owned impact fund focused on leveraging AI and big data to solve global health issues, since February 2021, as an advisor to Notabene, a privacy-preserving compliance platform for digital currency companies, since December 2020, and as the Growth Advisory Council of Duco, which provides data management for financial services firms, from September 2020 until August 2021. She also is an advisor to Banyan and Kapitalwise along with multiple other companies. In addition, Ms. Macieira-Kaufmann serves as Interim Audit Chair of the San Francisco Symphony Board of Governors.
Ms. Macieira-Kaufmann received her B.A. in semiotics from Brown University and an MBA from Stanford Graduate School of Business was a Fulbright Scholar at the University of Helsinki. We believe Ms. Macieira-Kaufmann is qualified to serve on our board of directors due to her deep regulatory experience and network in the financial services sector. https://www.linkedin.com/in/r-m-k/
Elizabeth Mora* Director
Ms. Mora has served as a Director since September 2021. Ms. Mora has more than 30 years of leadership experience in financial operations and corporate governance.
From August 2008 to August 2020, Ms. Mora served as Chief Administrative Officer, Vice President for Finance and Administration, and Treasurer at Charles Stark Draper Laboratory, a $750 million research and development innovation laboratory spun out of the Massachusetts Institute of Technology. From 2006 to 2008, Ms. Mora served as Chief Financial Officer of Harvard University, where she served on the Harvard Management Company Endowment Board which managed approximately $35 billion in assets at the time. From 1997 to 2006, Ms. Mora served as the Associate Vice President of Research and Administration of Harvard University. Ms. Mora is a former Senior Manager of the National Regulatory Consulting Practice at PriceWaterhouseCoopers.
Ms. Mora currently serves as a board member of Nuburu, Inc. (NYSE American: BURU), a publicly-traded company developing advanced lasers for industrial applications, MKS Instruments, Inc. (Nasdaq: MKSI), a publicly-traded semi-conductor and advanced market technology company, Inogen, Inc. (Nasdaq: INGN), a publicly-traded medical technology company that primarily develops, manufactures and markets portable oxygen concentrators; and Limoneira Company (Nasdaq: LMNR), a publicly-traded agribusiness, rental operations and real estate development company. In addition, since October 2018, Ms. Mora has served as an Advisory Board member at Cambridge Trust Company, a publicly-traded local wealth management bank with $4 billion in assets. From February 2016 to June 2020, she served as Chair of the Board of Directors of GCP Applied Technologies, a publicly-traded manufacturer of chemicals and materials used in construction.
Ms. Mora is a Certified Public Accountant in Massachusetts and received an MBA from Simmons University and a Bachelor’s degree in Political Science from the University of California, Berkeley. https://www.linkedin.com/in/elizabeth-mora-9966ba25/
Peter K. Scaturro* Director
Mr. Scaturro has served as our Lead Independent Director since September 2021. Mr. Scaturro has extensive senior executive leadership experience at leading global financial institutions, with a focus on wealth management and private banking.
Since 2010, Mr. Scaturro has served as a Private Investor for PKS LLC, a private investment firm that he founded. From 2007 to 2009, Mr. Scaturro served as a Partner at Goldman Sachs’ Global Private Client business. During his time at Goldman Sachs, he was a member of the firm-wide Goldman Sachs Business Practices Committee and served on the Investment Management Division Operating Committee. From 2005 to 2007, Mr. Scaturro served as the Chief Executive Officer of U.S. Trust, where he added significant depth to the management team, increased the size of the sales force and introduced an open architecture capability. While at U.S. Trust, Mr. Scaturro was a member of the Executive Committee of Charles Schwab, which owned U.S. Trust at the time. Mr. Scaturro also served as Chief Executive Officer of Citigroup Global Private Bank from 1999 to 2004. He is a former Partner at Bankers Trust, which was acquired by Deutsche Bank in 1999.
In addition, since June 2022, Mr. Scaturro has served as Managing Partner of the Regenerative SportsCare Institute, a pioneer in using regenerative medicine and interventional orthobiologics to treat spine and joint disorders. Since September 2020, Mr. Scaturro has served as member of the Board of Advisors of Electus Global Education Co., a developer and manufacturer of youth financial literacy, entrepreneurship and career education technology. Since June 2014, Mr. Scaturro has also served as a Director and Vice Chairman of Orthobond Corporation, a biotechnology company focused on developing antimicrobial surface technology, where he also served as Non-Executive Chairman from 2016 to 2020. https://www.linkedin.com/in/peter-k-scaturro-sr-29037913b/
Stock Beneficially Owned Class A common stock
Everest Consolidator Sponsor (our sponsor) (2) (3) 4,312,500 36.8%
Adam Dooley (2) (3) 4,312,500
All officers, directors and director nominees as a group (2) 4,312,500 36.8%
(2) Interests shown consist solely of founder shares, classified as Class B common stock. Such shares will automatically convert into Class A common stock at the time of our initial business combination.
(3) shares reported are held in the name of our sponsor. Certain of our directors, officers and their affiliates hold membership interests in our sponsor. Our sponsor is controlled by Belay Associates, LLC. Adam Dooley is the manager of Belay Associates, LLC. As such, Adam Dooley may be deemed to have beneficial ownership of the Class B common stock held directly by our sponsor. www.belayoneverest.com.
Other Shareholders Less than 5%
Jacqueline Shoback
Rebecca Macieira-Kaufmann
Elizabeth Mora
Peter Scaturro
Meteora Capital, LLC (4) + 1,290,124 11.0%
(4) Based solely a Schedule 13G filed on February 14, 2024 by Meteora Capital, LLC and Vik Mittal https://meteoracapital.com/team/
https://meteoracapital.com/
Calamos $15.8 Billion As of 3/31/25
Calamos Funds Portfolio Data as of 12/31/24
https://www.calamos.com/globalassets/media/shared/funds/schedule-of-investments/mf/marketneutralincome_scheduleofinvestments.pdf
SCHEDULE 13G/A 12/31/2024 Calamos Market Neutral Income Fund Everest Consolidator Acquisition Corp
Aggregate Amount Beneficially Owned by Each Reporting Person 1,250,000.00
Date: 02/12/2025
https://www.otcmarkets.com/filing/html?id=18180934&guid=lrh-kKRdcsWWdth
SCHEDULE 13G/A 03/31/2025 Calamos Market Neutral Income Fund Everest Consolidator Acquisition Corp
Aggregate Amount Beneficially Owned by Each Reporting Person 1,250,000.00
Calamos Market Neutral Income Fund, a series of Calamos Investment Trust
Date: 04/04/2025
https://www.otcmarkets.com/filing/html?id=18346482&guid=lrh-kKRdcsWWdth
First Trust Capital Management, L.P. (6) + 1,146,713 9.8%
(6) Based solely a Schedule 13G filed on February 14, 2024 by First Trust
Assets $11.3B https://www.firsttrustcapital.com/
Fir Tree Capital Management, LP (7) + 1,082,094 9.2%
(7) Based solely a Schedule 13G filed on February 14, 2024 by Fir Tree Capital Management, LP (“Fir Tree”)
https://whalewisdom.com/filer/fir-tree-inc
Wolverine Asset Management LLC (8) + 864,639 7.4%
(8 )Based solely a Schedule 13G filed on February 1, 2024 by Wolverine Asset Management LLC (“WAM”), Wolverine Holdings, L.P. (“Wolverine Holdings”) https://www.wolvefunds.com/
Cowen and Company, LLC (9) + 698,401 6.0%
(9) Based solely a Schedule 13G filed on February 5, 2024 by Cowen and Company, LLC
https://finance.yahoo.com/news/cowen-company-llcs-strategic-acquisition-230228189.html
Saba Capital Management, L.P. (10) + 668,580 5.7%
(10) Based solely on a Schedule 13G/A filed on February 8, 2024 by Saba Capital Management, L.P. (“Saba Capital”)
https://www.sabacapital.com/our-firm/
beer$$money
2 días hace
$ASII OS Updated 04/11/2025 No Change!
Outstanding Shares 3,527,621,888 04/11/2025
Restricted 104,905,224 04/11/2025
Unrestricted 3,422,716,664 04/11/2025
Authorized Shares 5,000,000,000 03/28/2025
Outstanding Shares 3,527,621,888 03/28/2025
Restricted 104,905,224 03/28/2025
Unrestricted 3,422,716,664 03/28/2025
Authorized Shares 5,000,000,000 03/14/2025
Outstanding Shares 3,527,621,888 03/14/2025
Restricted 104,905,224 03/14/2025
Unrestricted 3,422,716,664 03/14/2025
Held at DTC 3,422,709,190 03/14/2025
Authorized Shares 5,000,000,0000 3/07/2025
Outstanding Shares 3,290,121,888 03/07/2025
Restricted 104,905,224 03/07/2025
Unrestricted 3,185,216,664 03/07/2025
Authorized Shares 5,000,000,000 02/28/2025
Outstanding Shares 3,290,121,888 02/28/2025
Restricted 104,905,224 02/28/2025
Unrestricted 3,185,216,664 02/28/2025
Held at DTC 3,185,209,190 02/28/2025
Authorized Shares 5,000,000,000 12/13/2024
Outstanding Shares 2,888,787,714 12/13/2024
Restricted 104,909,628 12/13/2024
Unrestricted 2,783,878,086 12/13/2024
Held at DTC 2,783,875,016 12/13/2024