Current Report Filing (8-k)
25 Octubre 2022 - 3:01PM
Edgar (US Regulatory)
0001397016
false
0001397016
2022-10-19
2022-10-19
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 19, 2022
OPTEX
SYSTEMS HOLDINGS, INC.
(Exact
Name of Registrant as Specified in Charter)
Delaware |
|
000-54114 |
|
90-0609531 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
1420
Presidential Drive, Richardson, TX |
|
75081-2439 |
(Address of principal executive
offices) |
|
(Zip Code) |
Registrant’s
telephone number, including area code: (972) 644-0722
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:.
Title
of each class |
|
Trading
Symbol |
|
Name
of each exchange on which registered |
None |
|
|
|
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ |
Emerging growth
company |
|
|
☐ |
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to section 13(a) of the Exchange Act. |
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On
October 19, 2022, the Board of Directors (the “Board”) of Optex Systems Holdings, Inc., a Delaware corporation (the “Company”),
expanded the size of the Board from four to five members and elected Mr. Dayton Judd as a director, to hold
office until the Company’s next annual meeting of shareholders and until his successor has been elected and qualified.
Mr.
Judd is the founder and Managing Partner of Sudbury
Capital Management, LLC (“Sudbury”). He also serves as the Chairman and CEO of FitLife Brands, Inc. (OTC: FTLF)(“FitLife”).
He has served as a director of FitLife since June 2017 and Chief Executive Officer since February 2018. Prior to founding Sudbury, Mr.
Judd worked from 2007 through 2011 as a Portfolio Manager at Q Investments, a multi-billion dollar hedge fund in Fort Worth, Texas. Prior
to Q Investments, he worked with McKinsey & Company from 1996 through 1998, and again from 2000 through 2007. He graduated from Brigham
Young University in 1995 with a Bachelor’s Degree, summa cum laude, and a Master’s Degree, both in Accounting. He also earned
an M.B.A. with high distinction from Harvard Business School in 2000, where he was a Baker Scholar. Mr. Judd has previously served on
the board of directors for RLJ Entertainment (NASDAQ: RLJE) from 2015 until the sale of the company in 2018, and for Otelco (NASDAQ:
OTEL) from 2019 until the sale of the company in 2021. He has also served on the board of directors for several private companies. Mr.
Judd is a Certified Public Accountant.
Mr.
Judd is deemed to be the beneficial owner of 829,383 shares of the Company’s common stock, representing 12.3% of its outstanding
shares of common stock, of which he holds 25,000 shares directly, with the remainder held by Sudbury Capital Fund, LP, which Mr. Judd
controls.
Mr.
Judd is expected to be compensated in accordance
with the Company’s non-employee director compensation practices.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
Optex Systems Holdings, Inc. |
|
(Registrant) |
|
|
|
|
By: |
/s/ Karen
Hawkins |
|
Name: |
Karen Hawkins |
|
Title: |
Chief Financial Officer |
Date:
October 25, 2022
Optex Systems (QB) (USOTC:OPXS)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Optex Systems (QB) (USOTC:OPXS)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Optex Systems Holdings Inc (QB) (OTCMarkets): 0 recent articles
Más de Optex Systems Holdings Inc Artículos de Noticias