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11 años hace
Rebecca S. Green | The Journal Gazette
Four months after state gaming agents raided a local internet café, the businesses owners and some employees are charged with running a professional gambling racket and money laundering.
In late December, Indiana Gaming Commission agents raided Lincoln Plaza Internet Sensations in New Haven and Wrigley Field Bar and Grill, removing a total of 51 machines after two undercover investigations.
On Friday, Allen County prosecutors charged Fort Wayne residents Edward G. Miers, 26, of the 2600 block of Kingston Place, and Matthew Rae, 28, of the 6300 block of Kiwanis Drive, with corrupt business influence, promoting professional gambling, professional gambling and money laundering. The two men operated Lincoln Plaza Internet Sensations, according to court documents.
The money laundering charge alleges they acquired, received, possessed or transferred the proceeds of the illegal professional gambling operation, according to court documents.
Prosecutors also charged Florida-resident Stephen W. Carnes, 48, with the same charges. Court documents identify Carnes as the managing member of Buckwheat Holdings, LLC and Lincoln Plaza Internet Sensations, which share the same address on file with the Indiana Secretary of State.
The two companies are also charged with promoting professional gambling and professional gambling. Charging the companies allows the state, if it receives a conviction, to collect a fine from them, said Allen County Chief Deputy Prosecutor Michael McAlexander.
A fourth man, 36-year-old Jared Hochstedler, of the 700 block of Misty Court, is charged with professional gambling and money laundering.
According to court documents, Lincoln Plaza Internet Sensations sold “internet air time” for $5 an hour. For each hour purchased, customers received five free sweepstakes credits, which could then be used to place bets on “Vegas style games” accessed from Lincoln Plaza Internet Sensations computers.
Winners received $1 a winning credit, according to court documents.
Gaming agents conducted undercover investigations at the internet café, as well as at Wrigley Field Bar and Grill – where similar machines were placed.
The machines were all owned, according to court documents, by Carnes, but were installed at Wrigley Field Bar and Grill and other bars by Hochstedler and Rae.
In September, the state’s Alcohol and Tobacco Commission issued a notice declaring “sweepstakes machines” to be “electronic gaming devices,” according to court documents.
Another memo was issued Dec. 19, saying “sweepstakes machines” popping up in bars, restaurants, convenience stores and other premises that sold alcohol were not allowed, even for businesses authorized to have pull-tab-type games. State officials said at the time of the raids that Internet sweepstakes machines can quickly become a problem and already have become prevalent in states such as Ohio, North Carolina and Florida.
But those who run such cafes say the machines are analogous to McDonald Restaurant’s “Monopoly” game, where customers buy food, get a ticket and have a chance to win.
“Simply put, the sweepstakes machines are our Monopoly game and the Internet or phone time is our cheeseburger. This makes it legal,” said court documents quoting a website selling sweepstakes machines.
Since the December raid, attorneys representing Buckwheat Holdings filed a lawsuit in Marion County Superior Court, seeking a determination against the Indiana Alcohol and Tobacco Commission that the machines are not electronic gaming devices.
According to court documents, a Marion Superior Court judge ruled against Buckwheat Holdings, saying that the customers are paying for gambling games whether they receive internet time with their purchase.
In January, Buckwheat Holdings’ attorneys filed a federal lawsuit in the U.S. District Court in Fort Wayne, asking a judge to find the gaming agents reliance on the state’s gaming laws are misguided, and to determine the seizure of the machines violated the company’s constitutional rights.
That case is still pending, with attorneys for the State of Indiana asking for a delay to allow the issues to be decided in a state court, according to federal court records.
In January 2011, Edward G. Miers’ father, Edward Miers, received a sentence of probation for his connection to an illegal charity gaming operation – the Parnell Poker Palace. Edward Miers was originally charged with a felony charge of professional gambling.
Edward R. Miers and Carnes have another business together – using the same 160 East Lake Brantley Drive, Longwood, Fla. address as Buckwheat Holdings and Lincoln Plaza Internet Sensations. That one, called “Kryptos” offers an application for Blackberry, iPhone and Android smart phones that purports to offer an encrypted voice services, according to the company’s website.
On his own website, in a picture posing in front of an FBI building, Carnes said he is president and CEO of Kryptos Communications.
rgreen@jg.net
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12 años hace
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U.S. District Court
Middle District of Florida (Orlando)
CIVIL DOCKET FOR CASE #: 6:09-cv-01638-GAP-KRS
United States Securities and Exchange Commission v. K & L International Enterprises, Inc. et al
Assigned to: Judge Gregory A. Presnell
Referred to: Magistrate Judge Karla R. Spaulding
Cause: 15:0077 Securities Fraud
Date Filed: 09/24/2009
Date Terminated: 01/05/2011
Jury Demand: Both
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Date Filed # Docket Text
09/24/2009 1 COMPLAINT against all defendants filed by United States Securities and Exchange Commission. (Attachments: # 1 Civil Cover Sheet)(LAK) (Entered: 09/24/2009)
09/24/2009 2 MOTION for temporary restraining order, MOTION for preliminary injunction by United States Securities and Exchange Commission. (Attachments: # 1 Exhibits in support)(LAK) (Entered: 09/24/2009)
09/24/2009 3 DECLARATION of Norman H. Jones in support of 1 Complaint, 2 MOTION by United States Securities and Exchange Commission. (2 volumes of exhibits supporting the declaration are in hard copy on the shelf) (LAK) (Entered: 09/24/2009)
09/24/2009 4 NOTICE of Appearance by Jonathan Stephen Polish on behalf of United States Securities and Exchange Commission (LAK) (Entered: 09/24/2009)
09/24/2009 5 NOTICE of Appearance by Thomas J. Meier by United States Securities and Exchange Commission (LAK) (Entered: 09/24/2009)
09/24/2009 6 NOTICE of Appearance by Margaret Gembala Nelson on behalf of United States Securities and Exchange Commission (LAK) (Entered: 09/24/2009)
09/24/2009 7 CERTIFICATE OF SERVICE by United States Securities and Exchange Commission (LAK) (Entered: 09/24/2009)
09/24/2009 8 RELATED CASE ORDER AND NOTICE of designation under Local Rule 3.05 - track 2. Notice of pendency of other actions due by 10/5/2009 signed by Judge Gregory A. Presnell on 9/24/2009. (counsel mailed/emailed)(AKJ) (Entered: 09/24/2009)
09/24/2009 9 INTERESTED PERSONS ORDER for Plaintiff. Certificate of interested persons and corporate disclosure statement due by 10/5/2009 Signed by Judge Gregory A. Presnell on 9/24/2009. (counsel emailed)(AKJ) (Entered: 09/24/2009)
09/25/2009 10 ORDER granting in part and denying in part 2 Motion for temporary restraining order; ruling deferred as to 2 Motion for preliminary injunction; hearing regarding preliminary injunction to be held Wednesday, September 30, 2009 at 1 p.m. Signed by Judge Gregory A. Presnell on 9/25/2009. (ED) (Entered: 09/25/2009)
09/25/2009 11 NOTICE of Hearing on Motion 2 MOTION for temporary restraining order MOTION for preliminary injunction : Motion Hearing set for 9/30/2009 at 01:00 PM in Orlando Courtroom 5 A before Judge Gregory A. Presnell. (TKW) (Entered: 09/25/2009)
09/25/2009 12 CERTIFICATE OF SERVICE by United States Securities and Exchange Commission of Temporary Restraining Order (Nelson, Margaret) (Entered: 09/25/2009)
09/28/2009 13 MOTION for preliminary injunction by Consent of Defendants K&L International Enterprises, Inc., Signature Leisure, Inc., Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz, Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler by United States Securities and Exchange Commission. (Attachments: # 1 Exhibit 1 - K&L Consent, # 2 Exhibit 2 - Signature Leisure Consent, # 3 Exhibit 3 - Signature Worldwide Consent, # 4 Exhibit 4 - Carnes Consent, # 5 Exhibit 5 - Powalisz Consent, # 6 Exhibit 6 - Enzyme Environmental Consent, # 7 Exhibit 7 - Hochstedler Consent, # 8 Certificate of Service)(Nelson, Margaret) (Entered: 09/28/2009)
09/29/2009 14 ORDER granting 13 Motion for preliminary injunction. Signed by Judge Gregory A. Presnell on 9/29/2009. (Attachments: # 1 Carnes Injunction, # 2 K&L Injunction, # 3 Powalisz Injunction, # 4 Signature Leisure Injunction, # 5 Signature Worldwide Injunction, # 6 Enzyme Defendants Injunction) (ED) (Entered: 09/29/2009)
09/29/2009 15 ENDORSED ORDER denying as moot 2 Motion for preliminary injunction due to entry of 14 consent injunctions. Signed by Judge Gregory A. Presnell on 9/29/2009. (ED) (Entered: 09/29/2009)
09/29/2009 16 NOTICE canceling Preliminary Injunction and Temporary restraining Order hearing scheduled for September 30, 2009 @ 1 p.m. (AKJ) (Entered: 09/29/2009)
10/02/2009 17 NOTICE of pendency of related cases re 8 Related case order and notice of designation of track 2 per Local Rule 1.04(d) by United States Securities and Exchange Commission. Related case(s): no (Nelson, Margaret) (Entered: 10/02/2009)
10/02/2009 18 CERTIFICATE of interested persons and corporate disclosure statement re 9 Interested persons order by United States Securities and Exchange Commission. (Nelson, Margaret) (Entered: 10/02/2009)
10/09/2009 19 NOTICE of Appearance by Charles M. Greene on behalf of Jared E. Hochstedler, Enzyme Enviromental Solutions, Inc. (Greene, Charles) (Entered: 10/09/2009)
10/13/2009 20 INTERESTED PERSONS ORDER for Defendants Enzyme Environmental Solutions Inc and Jared E. Hochstedler. Certificate of interested persons and corporate disclosure statement due by 10/26/2009 Signed by Judge Gregory A. Presnell on 10/13/2009. (Counsel emailed/mailed)(AKJ) (Entered: 10/13/2009)
10/13/2009 21 MOTION for Daniel Bobilya to appear pro hac vice by Jared E. Hochstedler, Enzyme Enviromental Solutions, Inc.. (Attachments: # 1 Special Admission Attorney Certification)(Greene, Charles) Motions referred to Magistrate Judge Karla R. Spaulding. (Entered: 10/13/2009)
10/19/2009 22 ORDER denying without prejudice 21 Motion and Consent of Local Counsel for the Pro Hac Vice Admission of Daniel Bobilya as Co-Counsel for Defendants Enzymes Environment Solutions, Inc. and Jared E. Hochstedler. Signed by Magistrate Judge Karla R. Spaulding on 10/19/2009. (ECJ) (Entered: 10/19/2009)
10/20/2009 23 Renewed MOTION for Daniel Bobilya to appear pro hac vice by Jared E. Hochstedler and Enzyme Enviromental Solutions, Inc. (Attachments: # 1 Special Admission Attorney Certification)(Greene, Charles) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 10/21/2009 (JET). (Entered: 10/20/2009)
10/21/2009 24 ORDER granting 23 Renewed Motion and Consent of Local Counsel for the Pro Hace Vice Admission of Daniel Bobilya as Co-Counsel for Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochestedler. Signed by Magistrate Judge Karla R. Spaulding on 10/20/2009. (ECJ) (Entered: 10/21/2009)
10/22/2009 25 NOTICE of pendency of related cases re 8 Related case order and notice of designation of track 2 per Local Rule 1.04(d) by Jared E. Hochstedler, Enzyme Enviromental Solutions, Inc.. Related case(s): No (Greene, Charles) (Entered: 10/22/2009)
10/26/2009 26 CERTIFICATE of interested persons and corporate disclosure statement re 20 Interested persons order by Jared E. Hochstedler, Enzyme Enviromental Solutions, Inc.. (Greene, Charles) (Entered: 10/26/2009)
10/28/2009 27 MOTION to Approve Consent Judgment of Defendants K&L International Enterprises, Inc., Signature Leisure, Inc., Signature Worldwide Advisors, LLC, Stephen Carnes and Lawrence Powalisz and Request for Entry of Judgments of Permanent Injunction by United States Securities and Exchange Commission. (Attachments: # 1 Exhibit 1 - K&L Consent, # 2 Exhibit 2 -- Signature Leisure Consent, # 3 Exhibit 3 - Signature Worldwide Consent, # 4 Exhibit 4 - Carnes Consent, # 5 Exhibit 5 - Powalisz Consent)(Nelson, Margaret) (Entered: 10/28/2009)
10/30/2009 28 ANSWER to 1 Complaint by Enzyme Enviromental Solutions, Inc..(Greene, Charles) (Entered: 10/30/2009)
10/30/2009 29 ANSWER to 1 Complaint by Jared E. Hochstedler.(Greene, Charles) (Entered: 10/30/2009)
11/06/2009 30 ORDER denying 27 Motion to Approve Consent Judgment. Signed by Judge Gregory A. Presnell on 11/6/2009. (ED) (Entered: 11/06/2009)
11/19/2009 31 Joint MOTION to Appear Telephonically to Conduct Case Management Conference by all parties. (Nelson, Margaret) Motions referred to Magistrate Judge Karla R. Spaulding. (Entered: 11/19/2009)
11/23/2009 32 ORDER granting 31 Joint Motion to Leave to Conduct Case Management Conference by Telephone. Signed by Magistrate Judge Karla R. Spaulding on 11/19/2009. (ECJ) (Entered: 11/23/2009)
11/25/2009 33 ANSWER and affirmative defenses to 1 Complaint with Jury Demand by Signature Worldwide Advisors, LLC . (Slaughter, Harrison) Modified on 11/27/2009 (LAM). (Entered: 11/25/2009)
11/25/2009 34 ANSWER and affirmative defenses to 1 Complaint with Jury Demand by Stephen W. Carnes.(Slaughter, Harrison) (Entered: 11/25/2009)
11/25/2009 35 CERTIFICATE of interested persons and corporate disclosure statement by K & L International Enterprises, Inc., Signature Leisure, Inc., Jared E. Hochstedler, Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz, Enzyme Enviromental Solutions, Inc.. (Slaughter, Harrison) (Entered: 11/25/2009)
11/25/2009 36 ANSWER and affirmative defenses to 1 Complaint with Jury Demand by Signature Leisure, Inc..(Slaughter, Harrison) (Entered: 11/25/2009)
11/25/2009 37 NOTICE of co-counsel Appearance by Harrison T. Slaughter, Jr on behalf of K & L International Enterprises, Inc., Signature Leisure, Inc., Jared E. Hochstedler, Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz, Enzyme Enviromental Solutions, Inc. (Slaughter, Harrison) (Entered: 11/25/2009)
11/30/2009 38 Amended NOTICE of Appearance by Harrison T. Slaughter, Jr on behalf of K & L International Enterprises, Inc., Signature Leisure, Inc., Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz (Slaughter, Harrison) Modified on 12/1/2009 (LAK). (Entered: 11/30/2009)
12/08/2009 39 CASE MANAGEMENT REPORT. (Nelson, Margaret) (Entered: 12/08/2009)
12/10/2009 40 CASE MANAGEMENT AND SCHEDULING ORDER., Signed by Judge Gregory A. Presnell on 12/10/2009. (TKW) (Entered: 12/10/2009)
01/19/2010 41 (stricken per order #47) MOTION for disclosure Rule 26(a)(1) Initial Disclosures by Stephen W. Carnes. (Slaughter, Harrison) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 1/21/2010 (LAK). (Entered: 01/19/2010)
01/19/2010 42 (stricken per order #47) MOTION for disclosure Rule 26(a)(1) Initial Disclosures by Lawrence A. Powalisz. (Slaughter, Harrison) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 1/21/2010 (LAK). (Entered: 01/19/2010)
01/19/2010 43 (stricken per order #47) MOTION for disclosure Rule 26(a)(1) Initial Disclosures by K & L International Enterprises, Inc.. (Slaughter, Harrison) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 1/21/2010 (LAK). (Entered: 01/19/2010)
01/19/2010 44 (stricken per order #47) MOTION for disclosure Rule 26(a)(1) Initial Disclosures by Signature Leisure, Inc. (Slaughter, Harrison) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 1/21/2010 (LAK). (Entered: 01/19/2010)
01/19/2010 45 (stricken per order #47) Amended MOTION for disclosure Rule 26(a)(1) Initial Disclosures by Signature Leisure, Inc. (Slaughter, Harrison) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 1/21/2010 (LAK). (Entered: 01/19/2010)
01/19/2010 46 (stricken per order #47) MOTION for disclosure Rule 26(a)(1) Initial Disclosures by Signature Worldwide Advisors, LLC. (Slaughter, Harrison) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 1/21/2010 (LAK). (Entered: 01/19/2010)
01/21/2010 47 ORDER striking 42 Motion for disclosure filed by Lawrence A. Powalisz, 44 Motion for disclosure filed by Signature Leisure, Inc., 46 Motion for disclosure filed by Signature Worldwide Advisors, LLC, 45 Motion for disclosure filed by Signature Leisure, Inc., 41 Motion for disclosure filed by Stephen W. Carnes, 43 Motion for disclosure filed by K & L International Enterprises, Inc. Signed by Magistrate Judge Karla R. Spaulding on 1/19/2010. (ECJ) (Entered: 01/21/2010)
03/10/2010 48 ORDER TO SHOW CAUSE as to United States Securities and Exchange Commission as to why defendants K & L Enterprises Inc. and Lawrence A. Powalisz should not be dismissed for failure to prosecute (no responsive pleading filed) pursuant to FRCP 55(a). Response due within 14 days Signed by Judge Gregory A. Presnell on 3/10/2010. (counsel mailed/emailed)(AKJ) (Entered: 03/10/2010)
03/13/2010 49 ANSWER and affirmative defenses to 1 Complaint with Jury Demand by Lawrence A. Powalisz.(Slaughter, Harrison) Modified on 3/15/2010 (LAK). (Entered: 03/13/2010)
03/13/2010 50 ANSWER and affirmative defenses to 1 Complaint with Jury Demand by K & L International Enterprises, Inc.(Slaughter, Harrison) Modified on 3/15/2010 (LAK). (Entered: 03/13/2010)
03/24/2010 51 RESPONSE TO ORDER TO SHOW CAUSE re 48 Order to show cause filed by United States Securities and Exchange Commission. (Polish, Jonathan) (Entered: 03/24/2010)
05/12/2010 52 MOTION for Final judgment as to Defendants Stephen W. Carnes, Signature Worldwide Advisors, LLC and Signature Leisure Inc. by United States Securities and Exchange Commission. (Polish, Jonathan) (Entered: 05/12/2010)
05/17/2010 53 FINAL JUDGMENTS. ORDER granting 52 Motion for entry of judgment. Signed by Judge Gregory A. Presnell on 5/14/2010. (Attachments: # 1 Carnes judgment, # 2 Signature Worldwide judgment, # 3 Signature Leisure judgment) (ED) Modified on 8/3/2010 (LAK). (Entered: 05/17/2010)
05/19/2010 PAYMENT on behalf of Stephen W. Carnes for $200,000.00 receipt number 034878 (LAK) (Entered: 05/20/2010)
05/28/2010 54 ORDER directing the clerk to terminate Defendants Signature Worldwide Advisors, LLC, Stephen W. Carnes and Signature Leisure, Inc. re 53 Order on motion for judgment. Signed by Judge Gregory A. Presnell on 5/27/2010. (LAM) (Entered: 05/28/2010)
07/07/2010 55 Unopposed MOTION for extension of time until 10/1/10 to complete discovery by United States Securities and Exchange Commission. (Polish, Jonathan) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 7/8/2010 (JET). (Entered: 07/07/2010)
07/07/2010 56 ORDER denying without prejudice 55 Agreed Motion for Extension to Discovery Deadline. Signed by Magistrate Judge Karla R. Spaulding on 7/7/2010. (ECJ) (Entered: 07/07/2010)
08/03/2010 PAYMENT of behalf of Stephen W. Carnes for $186,000.00 receipt number 035637) (LAK) (Entered: 08/04/2010)
08/11/2010 PAYMENT by Stephen W. Carnes of $635.59 receipt number 035763 for post judgment interest on previous installment paid 8/3/10. (LAK) (Entered: 08/11/2010)
08/17/2010 57 MOTION to Approve Consent Judgment as to Defendants K&L International Enterprises, Inc. and Lawrence A. Powalisz by United States Securities and Exchange Commission. (Attachments: # 1 K&L International Enterprises, Inc.'s Consent with Proposed Final Judgment, # 2 Lawrence A. Powalisz's Consent with Proposed Final Judgment)(Nelson, Margaret) (Entered: 08/17/2010)
08/18/2010 58 ORDER granting 57 Motion to Approve Consent Judgments; judgments will be entered separately. Signed by Judge Gregory A. Presnell on 8/18/2010. (TKW) (Entered: 08/18/2010)
08/18/2010 59 CONSENT JUDGMENT on behalf of SEC against Defendant Lawrence A. Powalisz. Signed by Judge Gregory A. Presnell on 8/18/2010. (TKW) (Entered: 08/18/2010)
08/18/2010 60 CONSENT JUDGMENT on behalf of SEC against Defendant K&L International Enterprises, Inc. Signed by Judge Gregory A. Presnell on 8/18/2010. (TKW) (Entered: 08/18/2010)
08/20/2010 INSTALLMENT PAYMENT made by K & L International Enterprises, Inc. and Lawrence A. Powalisz per 59 & 60 Judgments. (Amount: $300,000.00; receipt number: 35865) (MAA) (Entered: 08/20/2010)
09/01/2010 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler by United States Securities and Exchange Commission. (Attachments: # 1 Appendix Statement of Undisputed Material Facts, # 2 Exhibits to Appendix - Table of Contents, # 3 Exhibit 1 - Complaint, # 4 Exhibit 2 - Defendant EESO Answer, # 5 Exhibit 3 - Defendant Hochstedler Answer, # 6 Exhibit 4 - Pink Sheets EESO Webpage, # 7 Exhibit 5(1) - Hochstedler Testimony Transcript, # 8 Exhibit 5(2) - Hochstedler Testimony Transcript (cont.), # 9 Exhibit 5(3) - Hochstedler Testimony Transcript (cont.), # 10 Exhibit 5(4) - Hochstedler Testimony Transcript (cont.), # 11 Exhibit 5(5) - Hochstedler Testimony Transcript (cont.), # 12 Exhibit 5(6) - Hochstedler Testimony Transcript (cont.), # 13 Exhibit 6 - Purchasers Agreement, # 14 Exhibit 7 - K&L's Account Opening Documents at Sloan, # 15 Exhibit 8 - K&L's First Wrap Agreement, # 16 Exhibit 9 - Transfer Agent Records re K&L's First Wrap Agreement, # 17 Exhibit 10 - EESO Price and Volume Chart, # 18 Exhibit 11 - 2/7/08 Opinion Letter, # 19 Exhibit 12 - Jones Declaration, # 20 Exhibit 12A - Summary of K&L's EESO Brokerage Transactions, # 21 Exhibit 12B - K&L's Account Statements at Sloan, # 22 Exhibit 12C(1) - K&L's Account Statements at Blue Trading, # 23 Exhibit 12C(2) - K&L's Account Statements at Blue Trading, # 24 Exhibit 12C(3) - K&L's Account Statements at Blue Trading, # 25 Exhibit 12C(4) - K&L's Account Statements at Blue Trading, # 26 Exhibit 12C(5) - K&L's Account Statements at Blue Trading, # 27 Exhibit 12C(6) - K&L's Account Statements at Blue Trading, # 28 Exhibit 12C(7) - K&L's Account Statements at Blue Trading, # 29 Exhibit 12C(8) - K&L's Account Statements at Blue Trading, # 30 Exhibit 12C(9) - K&L's Account Statements at Blue Trading, # 31 Exhibit 12D - K&L's Account Statements at Oppenheimer, # 32 Exhibit 12E - Summary of K&L's Wachovia Bank Account Statements, # 33 Exhibit 12F(1) - K&L's Wachovia Bank Account Statements, # 34 Exhibit 12F(2) - K&L's Wachovia Bank Account Statements, # 35 Exhibit 12F(3) - K&L's Wachovia Bank Account Statements, # 36 Exhibit 12F(4) - K&L's Wachovia Bank Account Statements, # 37 Exhibit 12F(5) - K&L's Wachovia Bank Account Statements, # 38 Exhibit 12F(6) - K&L's Wachovia Bank Account Statements, # 39 Exhibit 12G - Purchase Agreement, # 40 Exhibit 12H - Excerpts from Hochstedler Testimony Transcript, # 41 Exhibit 12I - K&L Wire Transfers on 4/24/09, # 42 Exhibit 12J - Promissory Notes, # 43 Exhibit 12K - Exhibits to Promissory Notes, # 44 Exhibit 12L - Hochstedler Prejudgment Interest, # 45 Exhibit 12M - EESO Prejdugment Interest, # 46 Exhibit 13 - K&L's Second Wrap Agreement, # 47 Exhibit 14(1) - Transfer Agent Records re K&L's Second Wrap Agreement, # 48 Exhibit 14(2) - Transfer Agent Records re K&L's Second Wrap Agreement, # 49 Exhibit 15 - 6/18/08 Opinion Letter, # 50 Exhibit 16 - K&L's Third Wrap Agreement, # 51 Exhibit 17 - K&L's Wire Transfer on 6/8/09, # 52 Exhibit 18 - 6/17/09 Opinion Letter, # 53 Exhibit 19 - Transfer Agent Records re K&L's Third Wrap Agreement, # 54 Exhibit 20 - EESO Transfer Agent Summary, # 55 Exhibit 21 - Signature Worldwide's Account Opening Documents at Blue Trading, # 56 Exhibit 22 - Signature Worldwide's First Wrap Agreement, # 57 Exhibit 23 - Transfer Agent Records re Signature Worldwide's First Wrap Agreement, # 58 Exhibit 24 - 6/26/08 Opinion Letter, # 59 Exhibit 25 - Signature Worldwide's Account Statements at Blue Trading, # 60 Exhibit 26 - 7/21/08 Wire Transfers from Signature Worldwide, # 61 Exhibit 27 - Transfer Agent Records re 11/08 Transfer by Signature Worldwide, # 62 Exhibit 28(1) - Transfer Agent Records re 3/09 and 4/09 Transfer by Signature Worldwide, # 63 Exhibit 28(2) - Transfer Agent Records re 3/09 and 4/09 Transfer by Signature Worldwide, # 64 Exhibit 29 - Signature Worldwide's Second Wrap Agreement, # 65 Exhibit 30 - Buckwheat Holdings Wire Transfer, # 66 Exhibit 31 - Florida Department of State Website, # 67 Exhibit 32 - Buckwheat Holdings' Signature Card, # 68 Exhibit 33 - 6/17/09 Opinion Letter, # 69 Exhibit 34 - Transfer Agent Records re 7/6/09 Issuance to Signature Worldwide, # 70 Exhibit 35 -- Transfer Agent's EESO Control Log)(Nelson, Margaret) (Entered: 09/01/2010)
09/02/2010 62 MILBURN ORDER re 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler filed by United States Securities and Exchange Commission. Defendants have until 10/4/10 to file responsive memoranda. Plaintiff may file a reply brief within 14 days after the response is served. The parties are directed to provide chambers with a courtesy paper copy of any exhibits electronically filed in support of their papers. Signed by Judge Gregory A. Presnell on 9/2/2010. Copies mailed.(LAM) (Entered: 09/02/2010)
09/15/2010 63 Joint MOTION to extend time to Engage in Mediation until 12/17/10 by Enzyme Enviromental Solutions, Inc., Jared E. Hochstedler, United States Securities and Exchange Commission. (Polish, Jonathan) Modified on 9/16/2010 (JET). (Entered: 09/15/2010)
09/16/2010 64 ENDORSED ORDER granting 63 Motion to extend time to conduct mediation. Signed by Judge Gregory A. Presnell on 9/16/2010. (Presnell, Gregory) (Entered: 09/16/2010)
09/27/2010 65 Unopposed MOTION for extension of time to file response/reply as to 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler by Enzyme Enviromental Solutions, Inc., Jared E. Hochstedler. (Bobilya, Daniel) Motions referred to Magistrate Judge Karla R. Spaulding. (Entered: 09/27/2010)
09/27/2010 66 ENDORSED ORDER granting 65 Motion for extension of time to file response/reply to MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler. Responses due by 11/18/2010. Signed by Judge Gregory A. Presnell on 9/27/2010. (ED) (Entered: 09/27/2010)
11/01/2010 PAYMENT of behalf of Stephen W. Carnes for $186,536.18 receipt number 036699 (LAK) (Entered: 11/02/2010)
11/15/2010 67 Unopposed MOTION for extension of time until 12/19/10 to file response/reply as to 61 MOTION for summary judgment against Defendants Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler by Enzyme Enviromental Solutions, Inc., Jared E. Hochstedler. (Bobilya, Daniel) Motions referred to Magistrate Judge Karla R. Spaulding. Modified on 11/16/2010 (JET). (Entered: 11/15/2010)
11/16/2010 68 ENDORSED ORDER denying 67 Motion for extension of time to file response to pending summary judgment motion 61 . While the Court applauds the ongoing settlement efforts, extending the date to file a response to the pending summary judgment motion until December 19, 2010 would leave the presiding district judge insufficient time to resolve the motion before trial.. Signed by Magistrate Judge Karla R. Spaulding on 11/16/2010. (Spaulding, Karla) (Entered: 11/16/2010)
11/17/2010 69 Joint MOTION for reconsideration of Order Denying Motion for Extension of Time to File Response to Summary Judgment Motion and to Continue Trial by Plaintiff and Defendants EESO and Hochstedler by Enzyme Enviromental Solutions, Inc., Jared E. Hochstedler. (Attachments: # 1 Exhibit A)(Bobilya, Daniel) (Entered: 11/17/2010)
11/18/2010 70 ORDER granting in part 69 Motion for reconsideration. Signed by Magistrate Judge Karla R. Spaulding on 11/18/2010.(LMJ) (Entered: 11/18/2010)
12/01/2010 71 NOTICE of Date Certain for Trial: Jury Trial set for 2/28/2011 at 09:00 AM in Orlando Courtroom 5 A before Judge Gregory A. Presnell. (TKW) (Entered: 12/01/2010)
12/16/2010 72 Unopposed MOTION for Final judgment as to Defendants Jared E. Hochstedler and Enzyme Environmental Solutions, Inc. (consents attached as exhibits) by United States Securities and Exchange Commission. (Polish, Jonathan) Modified on 12/17/2010 (JET). (Entered: 12/16/2010)
12/17/2010 73 CONSENT JUDGMENT as to Jared E. Hochstedler. Signed by Judge Gregory A. Presnell on 12/17/2010. (TKW) (TKW). (Entered: 12/17/2010)
12/17/2010 74 CONSENT JUDGMENT as to Enzyme Environmental Solutions, Inc. Signed by Judge Gregory A. Presnell on 12/17/2010. (TKW) (TKW). (Entered: 12/17/2010)
12/22/2010 75 ENDORSED ORDER denying as moot 61 Motion for summary judgment. Signed by Judge Gregory A. Presnell on 12/22/2010. (Presnell, Gregory) (Entered: 12/22/2010)
12/22/2010 76 CONSENT JUDGMENT as to Stephen W. Carnes. Signed by Judge Gregory A. Presnell on 12/22/2010. (TKW) Modified on 1/19/2011 (JET). VACATED PER ORDER #84; JUDGMENT AT 53 REINSTATED AS NECESSARY. (Entered: 12/22/2010)
12/22/2010 77 CONSENT JUDGMENT as to Signature Leisure, Inc. Signed by Judge Gregory A. Presnell on 12/22/2010. (TKW) Modified on 1/19/2011 (JET). VACATED PER ORDER 84 ; JUDGMENT AT 53 REINSTATED AS NECESSARY. (Entered: 12/22/2010)
12/22/2010 78 CONSENT JUDGMENT as to Signature Worldwide Advisors, LLC. Signed by Judge Gregory A. Presnell on 12/22/2010. (TKW) Modified on 1/19/2011 (JET). VACATED PER ORDER 84 ; JUDGMENT AT 53 REINSTATED AS NECESSARY. (Entered: 12/22/2010)
12/29/2010 79 REGISTRY MONIES received re 59 by K & L International Enterprises, Inc. in the amount of $ 500,000.00; Receipt # 3684.. (SR) (Entered: 12/30/2010)
01/05/2011 80 ORDER for the Clerk to close the case and terminate all deadlines and hearings. Signed by Judge Gregory A. Presnell on 1/5/2011. Copies mailed.(LAM) (Entered: 01/05/2011)
01/05/2011 81 REGISTRY MONIES received by Lawrence A. Powalisz in the amount of $ 5,056.81 for post judgment interest; Receipt # ORL003832. (LAK) (Entered: 01/06/2011)
01/07/2011 82 MOTION for clarification re 77 Judgment - consent, 76 Judgment - consent, 78 Judgment - consent by United States Securities and Exchange Commission. (Polish, Jonathan) (Entered: 01/07/2011)
01/14/2011 83 REGISTRY MONIES received by Jared E. Hochstedler in the amount of $ 65,000.00; Receipt # ORL004173. Re 73 order. (LAK) (Entered: 01/18/2011)
01/19/2011 84 ORDER granting 82 Motion for clarification, vacating judgments entered December 22, 2010, reinstating to extent necessary judgments entered May 17, 2010. Signed by Judge Gregory A. Presnell on 1/18/2011. (ED) (Entered: 01/19/2011)
02/08/2011 PAYMENT per [53-1] Final Judgment by Stephen W. Carnes (Fee $186,357.31; receipt number 4734). (MAA) (Entered: 02/08/2011)
05/09/2011 85 PAYMENT made by Stephen W. Carnes ($185,562.63 receipt number Orl007221) (CBH) (Entered: 05/10/2011)
05/18/2011 86 SUPPLEMENTAL FEES paid by Stephen W. Carnes representing pre-judgment interest($178.45 receipt number ORL007521) (CBH) (Entered: 05/19/2011)
08/12/2011 87 SETTLEMENT PAYMENT on behalf of defendants K & L International Enterprises, Inc. and Lawrence A. Powalisz ( $500,000 receipt number ORL9851) (MAL) (Entered: 08/12/2011)
11/14/2011 88 PAYMENT ($250,000.00, receipt # ORL-12226) by Lawrence A. Powalisz (MAL) (Entered: 11/14/2011)
02/10/2012 89 PAYMENT ($70,000.00, receipt #ORL-14464) by Lawrence A. Powalisz (MAL) Modified on 2/13/2012 (JET). Image of both receipts, 89 and 90 , attached. (Entered: 02/10/2012)
02/10/2012 90 PAYMENT ($180,000.00, receipt #ORL-14465) by Lawrence A. Powalisz (MAL) Modified on 2/13/2012 (JET). Image of both receipts, for 89 and 90 , attached. (Entered: 02/10/2012)
05/15/2012 91 PAYMENT ($100,000.00, receipt #ORL-16962) by Lawrence A. Powalisz (MAL) (Entered: 05/15/2012)
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