Proshares Trust - Amended Statement of Ownership (SC 13G/A)
06 Octubre 2008 - 10:27AM
Edgar (US Regulatory)
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UNITED
STATES
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OMB APPROVAL
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SECURITIES
AND EXCHANGE COMMISSION
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OMB Number:
3235-0145
Expires: December
Estimated average burden hours per response. . 11
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Washington, D.C. 20549
SCHEDULE 13G
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Under the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
Ultrashort Mid400 Proshares
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the
rule pursuant to which this Schedule is filed:
o
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Rule 13d-1(b)
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x
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Rule 13d-1(c)
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o
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Rule 13d-1(d)
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*The remainder of this cover page shall be
filled out for a reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be "filed" for the purpose of
Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 74347R859
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1.
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Names
of Reporting Persons. I.R.S. Identification Nos. of above persons (entities
only)
HBOS PLC / SC218813
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3.
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SEC
Use Only
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4.
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Citizenship
or Place of Organization
SCOTLAND
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole
Voting Power
131,150
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6.
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Shared
Voting Power
Not Applicable
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7.
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Sole
Dispositive Power
131,150
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8.
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Shared Dispositive Power
Not Applicable
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9.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
131,150
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10.
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Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
o
Not Applicable
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11.
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Percent
of Class Represented by Amount in Row (9)
6.030
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12.
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Type
of Reporting Person (See Instructions)
CO
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2
Item 1.
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(a)
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Name
of Issuer
Proshares Trust
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(b)
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Address
of Issuers Principal Executive Offices
7501 Wisconsin Avenue, Suite 1000, Bethesda, MD 20814
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Item 2.
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(a)
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Name
of Person Filing
HBOS PLC
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(b)
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Address
of Principal Business Office or, if none, Residence
THE MOUND, EDINBURGH, EH1 1YZ
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(c)
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Citizenship
REGISTERED IN SCOTLAND
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(d)
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Title
of Class of Securities
Ultrashort Smallcap600 Proshares
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(e)
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CUSIP
Number
74347R859
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Item 3.
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If this
statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a:
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Not
applicable
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(a)
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o
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Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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o
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Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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o
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Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C. 80a-8).
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(e)
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o
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An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A
church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
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(j)
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o
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Group,
in accordance with §240.13d-1(b)(1)(ii)(J).
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3
Item 4.
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Ownership
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Provide
the following information regarding the aggregate number and percentage of
the class of securities of the issuer identified in Item 1.
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(a)
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Amount
beneficially owned:
Nil
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(b)
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Percent
of class:
N/A
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote
131,150
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(ii)
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Shared
power to vote or to direct the vote
Not
applicable
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(iii)
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Sole
power to dispose or to direct the disposition of
131,150
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(iv)
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Shared
power to dispose or to direct the disposition of
Not
applicable
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Item 5.
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Ownership
of Five Percent or Less of a Class
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If this statement is being
filed to report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the class of
securities, check the following
o
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Item 6.
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Ownership
of More than Five Percent on Behalf of Another Person
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Insight
Investment Management (Global) Limited, a wholly owned subsidiary company of
HBOS plc, manages the shares detailed in Item 4 on behalf of a number of
investment funds. Insight Investment Management (Global) Limited has the
right to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, such securities on behalf of the said investment
funds
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Item 7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person
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Insight Investment
Management (Global) Limited, I.R.S. Identification No 827982, a company
registered in England and Wales, is a 100% owned subsidiary company of HBOS
plc.
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Item 8.
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Identification
and Classification of Members of the Group
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Not applicable
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Item 9.
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Notice of
Dissolution of Group
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Not applicable
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4
Item 10.
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Certification
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Not applicable
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Signature
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
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03/10/2008
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Date
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/s/ Kenny Melville
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Signature
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Kenny Melville, Assistant Company Secretary
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Name/Title
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5
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