TCW STRATEGIC INCOME FUND INC 0000809559 false 0000809559 2024-07-26 2024-07-26 0000809559 dei:FormerAddressMember 2024-07-26 2024-07-26

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 26, 2024

TCW Strategic Income Fund, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

  

811-04980

  

93-0939398

(State or other jurisdiction of
incorporation)		   (Commission
File Number)		   (IRS Employer
Identification No.)

 

515 South Flower Street

Los Angeles, CA

  

90071

(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (213) 244-0000

865 S. Figueroa, Suite 1800

Los Angeles, CA 90017

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)  

Name of each exchange on which

registered

Common stock, $0.01 par value   TSI   NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

Item 8.01. Other Events.

To all current and prospective shareholders of the TCW Strategic Income Fund, Inc. (the “Fund”):

Effective December 31, 2024, Stephen M. Kane will no longer serve as a portfolio manager for the Fund.

Therefore, effective July 29, 2024, the portfolio managers for the Fund will be as follows:

 

Name   

Experience

with the Fund

   

Primary Title with

Investment Adviser

Stephen M. Kane, CFA

(until December 31, 2024)

    Since December 2009    Founding Partner and Generalist Portfolio Manager
Bryan T. Whalen, CFA    Since December 2009    Generalist Portfolio Manager
Jerry Cudzil    Since September 2023    Generalist Portfolio Manager
Ruben Hovhannisyan, CFA    Since September 2023    Generalist Portfolio Manager

 

-1-

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

        TCW Strategic Income Fund, Inc.     
Date: July 26, 2024       By:  

/s/ Peter Davidson

  
        Name: Peter Davidson  
        Title: Vice President and Secretary  

 

-2-

v3.24.2
Document and Entity Information
Jul. 26, 2024
Document And Entity Information [Line Items]  
Document Type 8-K
Document Period End Date Jul. 26, 2024
Entity Registrant Name TCW STRATEGIC INCOME FUND INC
Entity Incorporation State Country Code MD
Entity File Number 811-04980
Entity Tax Identification Number 93-0939398
Entity Address Address Line 1 515 South Flower Street
Entity Address City Or Town Los Angeles
Entity Address State Or Province CA
Entity Address Postal Zip Code 90071
City Area Code 213
Local Phone Number 244-0000
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Common stock, $0.01 par value
Trading Symbol TSI
Security Exchange Name NYSE
Entity Emerging Growth Company false
Entity Central Index Key 0000809559
Amendment Flag false
Former Address [Member]  
Document And Entity Information [Line Items]  
Entity Address Address Line 1 865 S. Figueroa
Entity Address Address Line 2 Suite 1800
Entity Address City Or Town Los Angeles
Entity Address State Or Province CA
Entity Address Postal Zip Code 90017
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