TIDMCIN
RNS Number : 9118H
City of London Group PLC
08 December 2020
CITY OF LONDON GROUP PLC
(the "Company")
Director/PDMR Shareholding
The Company announces that it has granted share awards to the
following PDMRs under the Company's Long Term Incentive Plan
("LTIP"), under the Company's Share Option Plan ("CSOP") and under
the Market Value Option Plan ("MVOP").
The information set out below is provided in accordance with the
requirements of Article 19(3) of the EU Market Abuse Regulation No
596/2014.
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Michael Goldstein
-------------------------- ----------------------------------------
2 Reason for the notification
--------------------------------------------------------------------
a) Position/status CEO / PDMR
-------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ----------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- ----------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- ----------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Share Option
type of instrument Plan ("CSOP")
Identification code
ISIN: GB00BD9GS058
-------------------------- ----------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- ----------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 37,500
----------
-------------------------- ----------------------------------------
d) Aggregated information
- Aggregated volume 37,500
- Price Nil
-------------------------- ----------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- ----------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ----------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Michael Goldstein
-------------------------- ----------------------------------------
2 Reason for the notification
--------------------------------------------------------------------
a) Position/status CEO / PDMR
-------------------------- ----------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ----------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- ----------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- ----------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Market Value Option Plan
type of instrument ("MVOP")
Identification code
ISIN: GB00BD9GS058
-------------------------- ----------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- ----------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 712,500
----------
-------------------------- ----------------------------------------
d) Aggregated information
- Aggregated volume 712,500
- Price
Nil
-------------------------- ----------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- ----------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ----------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Benjamin Peters
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Director of Growth and Investor Relations,
Recognise Financial Services Limited
/ PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 187,500
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 187,500
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name David Jenkins
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief Financial Officer, Recognise
Financial Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of a share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 196,875
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 196,875
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Mark Bampton
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief Credit Officer, Recognise Financial
Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 126,563
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 126,563
- Price Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Craig Pocock
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief People Officer, Recognise Financial
Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 121,875
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 121,875
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Patrick Ferguson
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief Risk Officer, Recognise Financial
Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 150,000
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 150,000
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Rudolf Heaf
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Director of Operations, Recognise
Financial Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 126,563
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 126,563
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Monica Velasquez
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief Technology Officer, Recognise
Financial Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 112,500
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 112,500
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Anita Maclean
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Director of Strategy, Recognise Financial
Services Limited / PDMR
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name CITY OF LONDON GROUP PLC
-------------------------- -------------------------------------------
b) LEI 2138003UW63TMQ5ZFD85
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the Ordinary shares in the Company, granted
financial instrument, through the Company's Long Term Incentive
type of instrument Plan
Identification code
ISIN: GB00BD9GS058
-------------------------- -------------------------------------------
b) Nature of the transaction Grant of share option award
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 112,500
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume 112,500
- Price
Nil
-------------------------- -------------------------------------------
e) Date of the transaction 4 December 2020
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
For further information, please contact:
City of London Group plc
Michael Goldstein (Chief Executive Officer)
+44 (0)20 3988 6501
Ben Peters (Director of Investor Relations)
+44 (0)20 3988 6500
Peel Hunt LLP (Nominated Adviser and Joint Broker)
James Britton
Rishi Shah
+44 (0)20 7418 8900
finnCap Ltd (Joint Broker)
Jonny Franklin-Adams / Anthony Adams / Kate Washington
(Corporate Finance)
Andrew Burdis / Richard Chambers (ECM)
+44 (0)20 7220 0500
For media enquiries, please contact:
David Masters, Lansons colg@lansons.com
+44 (0)7825 427514
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END
DSHGCBDDRDGDGGI
(END) Dow Jones Newswires
December 08, 2020 04:31 ET (09:31 GMT)
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