Synairgen plc Holding(s) in Company (6823R)
08 Noviembre 2021 - 6:58AM
UK Regulatory
TIDMSNG
RNS Number : 6823R
Synairgen plc
08 November 2021
Please note that from 22 March 2021, the Standard TR-1 Form should be
completed and submitted to the FCA via our Electronic Submission System
(ESS) in relation to notifications of voting rights held in issuers whose
shares are admitted to trading on UK regulated markets.
Holders of voting rights in issuers whose shares are admitted to trading
on UK prescribed markets such as AIM market, can continue to use this
form to send their notifications to those issuers. Alternatively, if they
wish they can register on ESS to be able to notify to us, produce a TR-1
Form via ESS and submit the downloaded version to issuers with shares
admitted to trading on prescribed markets.
More information on how to submit a TR-1 Form via ESS is available here
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Synairgen PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments X
----
An event changing the breakdown of voting rights
----
Other (please specify) (iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Polygon Global Partners LLP
Reade Eugene Griffith
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name 1. Aurora Nominee Ltd
2. Natixis
3. Jeffries International Limited
4. JPMorgan Chase Bank, N.A.
--------------------------------------------
City and country of registered office 1. London, United Kingdom
(if applicable) 2. Paris, France
3. London, United Kingdom
4. Columbus, USA
--------------------------------------------
5. Date on which the threshold was 05/11/2021
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 08/11/2021
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 12.913 2.427 15.341 30,887,562
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 12.913 1.309 14.222
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------------
GB00B0381Z20 0 26,000,000 0 12.913
--------------------- ------------------------- ---------------- ---------------
SUBTOTAL 8. A 26,000,000 12.913%
------------------------------------------------ ---------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- --------------------------- ------------------------ ---------------
SUBTOTAL 8. B 1
--------------------------- ------------------------ ---------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date (x) Conversion cash voting rights rights
Period (xi) Settlement
(xii)
---------------- ---------------- ------------------ ---------------
Contracts
for differences
relating to
ordinary shares
(GB00B0381Z20) N/A N/A Cash 4,887,562 2.427%
---------------- ---------------- ------------------ ---------------
SUBTOTAL 8.B.2 4,887,562 2.427%
------------------ ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Reade Eugene Griffith 12.913 2.427 15.341
---------------------- --------------------- ------------------------
Polygon Global Partners
LLP 12.913 2.427 15.341
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
Reade Eugene Griffith is the ultimate controlling natural person of Polygon
Global Partners LLP, an investment manager which has investment discretion
over certain funds and managed accounts.
Place of completion London, United Kingdom
Date of completion 08 November 2021
-----------------------
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END
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