Statement of Changes in Beneficial Ownership (4)
09 Marzo 2021 - 4:14PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ANGEL STEPHEN F |
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC
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LIN
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer |
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(Last)
(First)
(Middle)
39 OLD RIDGEBURY ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/5/2021 |
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(Street)
DANBURY, CT 06810-5113
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Ordinary Shares | | | | | | | | 2268 | I | In trust for children |
| Ordinary Shares | | | | | | | | 71029 | I | Angel Descendants Trust |
| Ordinary Shares | | | | | | | | 20517 | I | 2012 Descendants Trust |
| Ordinary Shares | | | | | | | | 10364.087 | I | 401(k) |
| Ordinary Shares | | | | | | | | 257887 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | $0 (1) | 3/8/2021 | | A | | 12670 | | (1) | (1) | Ordinary Shares | 12670 | $0 | 12670 | D | |
| Restricted Stock Units | $0 (2) | | | | | | | (2) | (2) | Ordinary Shares | 13935 | | 13935 | D | |
| Restricted Stock Units | $0 (3) | | | | | | | (3) | (3) | Ordinary Shares | 15755 | | 15755 | D | |
| Restricted Stock Units | $0 (4) | | | | | | | (4) | (4) | Ordinary Shares | 38270 | | 38270 | D | |
| Restricted Stock Units | $0 (4) | | | | | | | (4) | (4) | Ordinary Shares | 29580 | | 29580 | D | |
| Restricted Stock Units | $0 (4) | | | | | | | (4) | (4) | Ordinary Shares | 47632 | | 47632 | D | |
| Restricted Stock Units | $0 (4) | | | | | | | (4) | (4) | Ordinary Shares | 30215 | | 30215 | D | |
| Restricted Stock Units | $0 (4) | | | | | | | (4) | (4) | Ordinary Shares | 32580 | | 32580 | D | |
| Stock Option (right to buy) | $253.68 (5) | 3/8/2021 | | A | | 133465 | | 3/8/2022 (5) | 3/8/2031 | Ordinary Shares | 133465 | $0 | 133465 | D | |
| Stock Option (right to buy) | $173.13 (6) | | | | | | | 3/9/2021 (6) | 3/9/2030 | Ordinary Shares | 169560 | | 169560 | D | |
| Stock Option (right to buy) | $128.38 (7) | | | | | | | 2/24/2016 (7) | 2/24/2025 | Ordinary Shares | 261075 | | 261075 | D | |
| Stock Option (right to buy) | $102.22 (8) | | | | | | | 2/23/2017 (8) | 2/23/2026 | Ordinary Shares | 416355 | | 416355 | D | |
| Stock Option (right to buy) | $118.71 (9) | | | | | | | 2/28/2018 (9) | 2/28/2027 | Ordinary Shares | 435850 | | 435850 | D | |
| Stock Option (right to buy) | $154.00 (10) | | | | | | | 2/27/2019 (10) | 2/27/2028 | Ordinary Shares | 318780 | | 318780 | D | |
| Stock Option (right to buy) | $176.63 (11) | | | | | | | 3/20/2020 (11) | 3/20/2029 | Ordinary Shares | 177605 | | 177605 | D | |
| Deferred Stock Units | $0 (12) | 3/5/2021 | | A | | 186.67 | | (13) | (13) | Ordinary Shares | 128449.429 | $0 | 128449.429 | D | |
| Explanation of Responses: |
| (1) | Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis. |
| (2) | Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis. |
| (3) | Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis. |
| (4) | Restricted Stock Units that have vested in full but whose payout has been deferred to a future date. |
| (5) | This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022. |
| (6) | This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021. |
| (7) | This option vests over three years in three consecutive equal annual installments beginning February 24, 2016. |
| (8) | This option vests over three years in three consecutive equal annual installments beginning February 23, 2017. |
| (9) | This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018. |
| (10) | This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019. |
| (11) | This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020. |
| (12) | Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis. |
| (13) | Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
ANGEL STEPHEN F
39 OLD RIDGEBURY ROAD
DANBURY, CT 06810-5113 | X |
| Chief Executive Officer |
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Signatures
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| Anthony M. Pepper, Attorney-in-Fact | | 3/9/2021 |
| **Signature of Reporting Person | Date |
Linde (NYSE:LIN)
Gráfica de Acción Histórica
De Mar 2024 a Abr 2024
Linde (NYSE:LIN)
Gráfica de Acción Histórica
De Abr 2023 a Abr 2024
