Securities Registration (section 12(b)) (8-a12b)
23 Diciembre 2019 - 11:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Invesco
Exchange-Traded Self-Indexed Fund Trust
(Exact name of registrant as specified in its charter)
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Delaware
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See Below
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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3500 Lacey Road, Suite 700
Downers Grove, IL
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60515
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(Address of Principal Executive Offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of the exchange on which
each class is to be registered
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Shares of beneficial interest, par value $0.01 per share
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Invesco BulletShares 2020 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2021 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2022 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2023 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2024 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2025 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2026 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2027 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2028 Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2020 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2021 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2022 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2023 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2024 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2025 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2026 High Yield Corporate Bond ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2021 USD Emerging Markets Debt ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2022 USD Emerging Markets Debt ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2023 USD Emerging Markets Debt ETF
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The NASDAQ Stock Market LLC
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Invesco BulletShares 2024 USD Emerging Markets Debt ETF
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The NASDAQ Stock Market LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates:
333-221046
Securities
to be registered pursuant to Section 12(g) of the Act:
Not applicable
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1.
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DESCRIPTION OF REGISTRANTS SECURITIES
TO BE REGISTERED.
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The securities to be registered hereunder
are common shares of beneficial interest, $0.01 par value per share (the Shares), of Invesco BulletShares 2020 Corporate Bond ETF, Invesco BulletShares 2021 Corporate Bond ETF, Invesco BulletShares 2022 Corporate Bond ETF, Invesco
BulletShares 2023 Corporate Bond ETF, Invesco BulletShares 2024 Corporate Bond ETF, Invesco BulletShares 2025 Corporate Bond ETF, Invesco BulletShares 2026 Corporate Bond ETF, Invesco BulletShares 2027 Corporate Bond ETF, Invesco BulletShares 2028
Corporate Bond ETF, Invesco BulletShares 2020 High Yield Corporate Bond ETF, Invesco BulletShares 2021 High Yield Corporate Bond ETF, Invesco BulletShares 2022 High Yield Corporate Bond ETF, Invesco BulletShares 2023 High Yield Corporate Bond ETF,
Invesco BulletShares 2024 High Yield Corporate Bond ETF, Invesco BulletShares 2025 High Yield Corporate Bond ETF, Invesco BulletShares 2026 High Yield Corporate Bond ETF, Invesco BulletShares 2021 USD Emerging Markets Debt ETF, Invesco BulletShares
2022 USD Emerging Markets Debt ETF, Invesco BulletShares 2023 USD Emerging Markets Debt ETF and Invesco BulletShares 2024 USD Emerging Markets Debt ETF (the Funds), each a series of Invesco Exchange-Traded Self-Indexed Fund Trust (the
Trust). An application for listing of the Shares of the Funds has been filed with and approved by The NASDAQ Stock Market LLC.
A description of the Shares is contained in Post-Effective Amendment No. 64 to the Trusts Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304) as filed with the Securities and Exchange Commission on
December 19, 2019, which description is incorporated herein by reference.
The series of the Trust to which this filing relates and
their respective I.R.S. Employer Identification Numbers (EIN) are as follows:
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Series Name
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EIN
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Invesco BulletShares 2020 Corporate Bond ETF
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27-1623587
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Invesco BulletShares 2021 Corporate Bond ETF
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46-2557389
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Invesco BulletShares 2022 Corporate Bond ETF
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46-2568912
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Invesco BulletShares 2023 Corporate Bond ETF
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47-1311594
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Invesco BulletShares 2024 Corporate Bond ETF
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47-1406936
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Invesco BulletShares 2025 Corporate Bond ETF
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47-4730754
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Invesco BulletShares 2026 Corporate Bond ETF
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81-3432637
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Invesco BulletShares 2027 Corporate Bond ETF
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82-2307589
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Invesco BulletShares 2028 Corporate Bond ETF
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83-0909685
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Invesco BulletShares 2020 High Yield Corporate Bond ETF
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27-3851859
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Invesco BulletShares 2021 High Yield Corporate Bond ETF
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47-1289462
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Invesco BulletShares 2022 High Yield Corporate Bond ETF
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47-1302750
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Invesco BulletShares 2023 High Yield Corporate Bond ETF
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47-4739478
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Invesco BulletShares 2024 High Yield Corporate Bond ETF
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81-3436719
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Invesco BulletShares 2025 High Yield Corporate Bond ETF
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82-2318932
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Invesco BulletShares 2026 High Yield Corporate Bond ETF
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83-0921011
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Invesco BulletShares 2021 USD Emerging Markets Debt ETF
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83-1622392
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Invesco BulletShares 2022 USD Emerging Markets Debt ETF
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83-1649857
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Invesco BulletShares 2023 USD Emerging Markets Debt ETF
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83-1673615
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Invesco BulletShares 2024 USD Emerging Markets Debt ETF
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83-1697642
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1. The Trusts Agreement and Declaration of Trust is included as Exhibit (a)(1) to the Trusts initial Registration Statement on
Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on
October 20, 2017, as amended by Amendment No. 1, included as Exhibit (a)(1)(b) to Post-Effective Amendment No. 30 to
the Trusts Registration Statement on Form N-1A (File Nos. 333-221046;
811-23304), as filed with the Securities and Exchange Commission on December 28, 2018.
2.
The Trusts Amended and Restated By-Laws are included as Exhibit (b) to Post-Effective Amendment No. 53 to the Trusts Registration Statement on Form N-1A (File Nos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on September 4, 2019.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: December 23, 2019
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INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST
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By:
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/s/ Abigail J. Murray
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Name:
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Abigail J. Murray
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Title:
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Assistant Secretary
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