Barclays PLC Form 8.5 (EPT/NON-RI)SHAFTESBURY PLC (2448J)
09 Diciembre 2022 - 5:38AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 2448J
Barclays PLC
09 December 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------------------
(b) Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer CAPITAL & COUNTIES PROPERTIES
with which exempt PLC
------------------------------------------
principal trader is connected
------------ --------------------------------------------- ----------- ---------- -------------- --------------
(d) Date position held/dealing undertaken: 08 December 2022
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES PROPERTIES
of any other party to the offer? PLC
------------ ---------------------------------------------------------- ------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 25p ordinary
------------------------- --------------------------
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
--------------------------------------------- ------------ ----------- ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,114,767 0.29% 1,015,075 0.26%
(2) Cash-settled derivatives:
821,673 0.21% 974,805 0.25%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 27630.089 0.01% 0 0.00%
TOTAL: 1,964,070 0.51% 1,989,880 0.52%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
-----------
which subscription right
exists
--------------------------------------------- ------------ -------------------------------------------------------
Details, including nature of
the rights
-----------
concerned and relevant percentages:
----------------------------------------------------------- -------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
------------ ------------------------------- ------------ ----------- ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
------------ -------------- --------------- ------------ ----------- ---------- -------------- --------------
25p ordinary Purchase 386,413 3.5297 3.39 GBP
GBP
25p ordinary Sale 276183 3.5277 3.412 GBP
GBP
----------------------------- ----------------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
------------ -------------- --------------- ------------ ----------- ---------- -------------- --------------
25p ordinary CFD Decreasing Long 1,038 3.3904 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Long 5,660 3.4826 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Decreasing Long 13,343 3.4162 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary CFD Decreasing Long 26,075 3.4593 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 483 3.4602 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 3,138 3.5225 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 8,102 3.4587 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 8,606 3.5104 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 9,334 3.4951 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Decreasing Short 24,872 3.4160 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 10 3.5179 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 100 3.4560 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 124 3.5119 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 891 3.5299 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 3,000 3.5145 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 3,724 3.4238 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 3,764 3.4159 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 7,971 3.4315 GBP
----------------------------- ----------------------- -------------- --------------
25p ordinary SWAP Increasing Short 8,274 3.4160 GBP
----------------------------- ----------------------- -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
-------------- --------------- ------------ ----------- ---------- -------------- --------------
25p Exchangeable Short 276300.89 n/a n/a 30-Mar-26 83 GBP
ordinary Bond
-------------- --------------- ------------ ----------- ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ -------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
------------ -------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
---------------------------------------------------------------------------------------------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
--------------------------------------------- ------------ ----------- ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Yes
Positions) attached?
-------------------------------------------------------
Date of disclosure: 9 Dec
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
----------------------- -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1 KEY INFORMATION
----------------------------------------------------------- -------------------------------------------------------
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
-------------------------------------------------------
are being disclosed:
--------------------------------------------- ------------ ----------- ---------- -------------- --------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-------------------------------------------------------
relevant securities this from
relates:
----------------------------------------------------------- ----------- ---------- -------------- --------------
2 OPTIONS AND DERIVATIVES
----------------------------------------------------------- -------------------------------------------------------
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
------------------------------------------- ------------ ----------- ---------- -------------- --------------
25p ordinary Exchangeable Long n/a n/a 30-Mar-26
Bond 27630.0888
---------------------------- --------------- ------------ ---------- -------------- --------------
3 AGREEMENTS TO PURCHASE OR SELL
ETC.
----------------------------------------------------------- -------------------------------------------------------
Full details should be given so that the nature of the
interest or position can be fully
understood:
---------------------------- --------------- ------------ ----------- ---------- -------------- --------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOUPGAWPUPPGGB
(END) Dow Jones Newswires
December 09, 2022 06:38 ET (11:38 GMT)
Barclays (LSE:BARC)
Gráfica de Acción Histórica
De Abr 2024 a May 2024
Barclays (LSE:BARC)
Gráfica de Acción Histórica
De May 2023 a May 2024
