As filed with
the Securities and Exchange Commission on May 4, 2020
Registration No.
333-222550
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 to:
Form S-3 Registration
Statement No. 333-222550
UNDER
THE
SECURITIES ACT OF 1933
CAROLINA
FINANCIAL CORPORATION
(Exact name of
registrant as specified in its charter)
Delaware
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57-1039673
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(State
or other jurisdiction of
incorporation
or organization)
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(IRS
Employer
Identification
Number)
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300, United
Center, 500 Virginia Street, East, Charleston, West Virginia 25301
(304)
424-8800
(Address,
including zip code, and telephone number, including area code,
of registrant's
principal executive offices)
Richard M.
Adams
United Bankshares,
Inc.
P. O. Box
393
300 United
Center
500 Virginia
Street, East
Charleston,
West Virginia 25301
(304) 424-8800
(Name,
address, including zip code, and telephone number, including area code, of agent for service)
Approximate date of commencement
of proposed sale to the public: Not applicable. Removal from registration of securities that were not sold pursuant to the
registration statement.
If the only securities being registered
on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o
If any of the securities being registered
on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than
securities offered only in connection with dividend or interest reinvestment plans, check the following box. o
If this form is filed to register
additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list
the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. o
If this form is a registration statement
pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this form is a post-effective
amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional
classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the
registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging
growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller
reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
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Accelerated filer
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¨
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Non-accelerated
filer
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¨
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Smaller reporting company
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¨
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Emerging
growth company
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¨
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If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. o
EXPLANATORY
NOTE
DEREGISTRATION
OF SECURITIES
This Post-Effective
Amendment No. 1 relates to the following Registration Statement on Form S-3 ASR (the “Registration Statement”) of
Carolina Financial Corporation, a Delaware corporation (the “Registrant”):
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•
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File
No. 333-222550 filed with the U.S. Securities and Exchange Commission on January 12,
2018, registering an indeterminate amount of the Registrant’s Debt Securities,
Preferred Stock, par value $0.01 per share, Depositary Shares, Common Stock, par value
$0.01 per share, Purchase Contracts, Units, Warrants, and Rights.
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On May
1, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 17, 2019, by and between the Registrant and United
Bankshares, Inc., a West Virginia corporation (“United”), the Registrant merged with and into United (the “Merger”),
with United continuing as the surviving corporation, and as successor in interest to the Registrant.
As a result of
the Merger, United, as successor in interest to the Registrant, terminates any and all offerings of Registrant’s securities
pursuant to the Registration Statement and deregisters any and all securities registered but unsold under the Registration Statement,
if any, in accordance with an undertaking made by the Registrant in the Registration Statement to remove from registration, by
means of a post-effective amendment, any of the securities that had been registered for issuance that remain unsold at the termination
of the offering. The Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such securities.
SIGNATURES
Pursuant to the
requirements of the Securities Act of 1933, as amended, the registrant (as successor by merger to Carolina Financial Corporation),
certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly
caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Parkersburg, State of West Virginia, on May 4, 2020. No other person is required to sign this
Post-Effective Amendment No. 1 to the Registration Statement in reliance upon Rule 478 under the Securities Act of 1933, as amended.
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United Bankshares, Inc.,
a West Virginia corporation
As successor by merger to Carolina Financial
Corporation, a Delaware corporation
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By:
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/s/
W. Mark Tatterson
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Name:
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W.
Mark Tatterson
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Title:
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Executive
Vice President and
Chief Financial Officer
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