EPT Disclosure - Amendment
14 Febrero 2008 - 5:31AM
UK Regulatory
RNS Number:0027O
Merrill Lynch International
14 February 2008
FORM 38.5 (SUMMARY)
This announcement amends the EPT Disclosure - Amendment released on 13/02/2008 at
12:32 under number 9186N. The total number of securities purchased and sold for
BHP Billiton Plc has been amended.
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EPT Merrill Lynch International
Date of disclosure 12 February 2008
Date of dealing 11 February 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
BHP Billiton Plc
Northern Rock Plc
Punch Taverns Plc
Rio Tinto Plc
AMENDMENT
state which element(s) of previous disclosure was incorrect: The total number of securities purchased and sold for BHP
Billiton Plc has been amended.
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price
and any option money paid or received. For derivatives this should include, at least, the number of reference
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the
reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel. No:0207 638 0129
AMENDMENT FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 11/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
2,399,881 GBP 15.12 GBP 14.65
Total number of securities sold Highest price received Lowest price received
937,487 GBP 14.83 GBP 14.66
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 1,200 GBP 14.77
Long Swap LONG 13,103 GBP 14.74
Long Swap LONG 85,000 GBP 14.78
Long Swap LONG 415,000 GBP 14.78
Long Swap LONG 516 GBP 14.72
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 12,581 GBP 14.73
Short Swap SHORT 37,085 GBP 14.81
Short Swap SHORT 33,678 GBP 14.76
Short Swap SHORT 14,399 GBP 14.73
Short Swap SHORT 24 GBP 14.73
Short Swap SHORT 8,310 GBP 14.78
Short Swap SHORT 6,724 GBP 14.73
Short Swap SHORT 5,629 GBP 14.73
Short Swap SHORT 5,468 GBP 14.78
Short Swap SHORT 1,450 GBP 14.73
Short Swap SHORT 571 GBP 14.73
Short Swap SHORT 164 GBP 14.73
Short Swap SHORT 18,479 GBP 14.73
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 12/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Northern Rock Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 11/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
59,089 GBP 1.01 GBP 0.96
Total number of securities sold Highest price received Lowest price received
45,562 GBP 1.01 GBP 0.96
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 12/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Northern Rock Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Rio Tinto Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 11/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
982,069 GBP 52.85 GBP 51.94
Total number of securities sold Highest price received Lowest price received
1,268,861 GBP 53.98 GBP 51.93
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 3,950 GBP 52.34
Long Swap LONG 30 GBP 52.29
Long Swap LONG 99 GBP 52.41
Long Swap LONG 200 GBP 52.22
Long Swap LONG 643 GBP 52.22
Long Swap LONG 843 GBP 52.51
Long Swap LONG 1,500 GBP 52.29
Long Swap LONG 3,157 GBP 52.51
Long Swap LONG 9,470 GBP 52.29
Long Swap LONG 9,670 GBP 52.22
Long Swap LONG 10,000 GBP 52.08
Long Swap LONG 11,000 GBP 52.48
Long Swap LONG 20,496 GBP 52.36
Long Swap LONG 20,496 GBP 52.36
Long Swap LONG 20,000 GBP 52.63
Long Swap LONG 2,317 GBP 52.38
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 2,000 GBP 52.21
Short Swap SHORT 118,991 AUD 112.46
Short Swap SHORT 90,000 AUD 112.96
Short Swap SHORT 82,715 AUD 112.96
Short Swap SHORT 16,009 AUD 112.46
Short Swap SHORT 8,428 AUD 112.46
Short Swap SHORT 7,099 AUD 112.46
Short Swap SHORT 5,845 AUD 112.96
Short Swap SHORT 1,440 AUD 112.96
Short Swap SHORT 482 AUD 112.46
Short Swap SHORT 1,018 GBP 52.36
Short Swap SHORT 3,750 GBP 52.47
Short Swap SHORT 6,250 GBP 52.47
Short Swap SHORT 15,000 GBP 52.97
Short Swap SHORT 118,991 AUD 112.46
Short Swap SHORT 20,000 GBP 52.26
Short Swap SHORT 413 GBP 52.43
Short Swap SHORT 47,490 GBP 52.11
Short Swap SHORT 47,490 GBP 52.11
Short Swap SHORT 670 GBP 52.43
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name Writing, Number of Exercise Type, e.g. Expiry date Option money
selling, price
eg call option purchasing, securities under American, paid/received
varying etc. option European etc per unit
Warrant Selling -1,000 �2.41 AMERICAN 17-Apr-09
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 12/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Punch Taverns Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 11/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
17,547 GBP 6.28 GBP 6.13
Total number of securities sold Highest price received Lowest price received
8,876 GBP 6.28 GBP 6.21
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 15,606 GBP 6.13
Long Swap LONG 1,941 GBP 6.17
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 656 GBP 6.27
Short Swap SHORT 3,350 GBP 6.21
Short Swap SHORT 4,870 GBP 6.21
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 12/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Punch Taverns Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
END
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