EPT Disclosure - Amendment
15 Febrero 2008 - 6:17AM
UK Regulatory
RNS Number:1104O
Merrill Lynch International
15 February 2008
This announcement amends the EPT Disclosure - Amendment released on 14/02/2008 at FORM 38.5 (SUMMARY)
11:49 under number 0113O. The total number of Derivative Transactions for BHP Billiton
Plc has been amended.
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EPT Merrill Lynch International
Date of disclosure 13 February 2008
Date of dealing 12 February 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
BHP Billiton Plc
Northern Rock Plc
Punch Taverns Plc
Rio Tinto Plc
AMENDMENT
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price
and any option money paid or received. For derivatives this should include, at least, the number of reference
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the
reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel. No:0207 638 0129
AMENDMENT FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 12/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,063,057 GBP 15.55 GBP 14.94
Total number of securities sold Highest price received Lowest price received
1,434,392 GBP 15.55 GBP 14.96
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 2,516,140 GBP 14.18
Long Swap LONG 5,000 GBP 15.01
Long Swap LONG 6,500 GBP 15.01
Long Swap LONG 10,000 GBP 15.33
Long Swap LONG 11,500 GBP 15.01
Long Swap LONG 11,522 GBP 15.33
Long Swap LONG 13,478 GBP 15.33
Long Swap LONG 25,563 GBP 0.00
Long Swap LONG 78,722 GBP 0.00
Long Swap LONG 1,837 GBP 15.16
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 19,500 GBP 15.34
Short Swap SHORT 27 GBP 15.40
Short Swap SHORT 11,020 GBP 15.34
Short Swap SHORT 10,000 GBP 15.10
Short Swap SHORT 4,830 GBP 14.97
Short Swap SHORT 3,768 GBP 15.14
Short Swap SHORT 1,891 GBP 15.32
Short Swap SHORT 1,200 GBP 15.32
Short Swap SHORT 953 GBP 15.55
Short Swap SHORT 719 GBP 15.32
Short Swap SHORT 102,520 GBP 15.24
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 13/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Northern Rock Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 12/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
134,279 GBP 1.04 GBP 0.96
Total number of securities sold Highest price received Lowest price received
65,603 GBP 1.05 GBP 0.97
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 13/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Northern Rock Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Rio Tinto Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 12/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
810,629 GBP 55.24 GBP 52.75
Total number of securities sold Highest price received Lowest price received
743,821 GBP 55.23 GBP 52.77
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 66,531 GBP 55.27
Long Swap LONG 50,037 AUD 104.68
Long Swap LONG 66,681 AUD 104.68
Long Swap LONG 97,247 AUD 104.68
Long Swap LONG 1,212 GBP 53.83
Long Swap LONG 2,283 GBP 53.83
Long Swap LONG 21,575 GBP 55.27
Long Swap LONG 24,404 GBP 55.27
Long Swap LONG 31,122 GBP 54.87
Long Swap LONG 47,490 GBP 55.27
Long Swap LONG 19,470 AUD 104.68
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 14,377 GBP 54.52
Short Swap SHORT 343 GBP 55.22
Short Swap SHORT 3,950 GBP 54.35
Short Swap SHORT 3,900 GBP 54.35
Short Swap SHORT 3,750 GBP 53.94
Short Swap SHORT 2,283 GBP 53.80
Short Swap SHORT 2,250 GBP 53.94
Short Swap SHORT 1,705 GBP 53.18
Short Swap SHORT 1,140 GBP 54.57
Short Swap SHORT 740 GBP 54.35
Short Swap SHORT 507 GBP 53.80
Short Swap SHORT 21,575 GBP 54.52
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name Writing, Number of Exercise Type, e.g. Expiry date Option money
selling, price
eg call option purchasing, securities under American, paid/received
varying etc. option European etc per unit
Warrant Buying 1,000 �2.72 AMERICAN 17-Apr-09
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 13/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Punch Taverns Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 12/02/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
184,415 GBP 6.43 GBP 6.14
Total number of securities sold Highest price received Lowest price received
157,000 GBP 6.42 GBP 6.15
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 130,255 GBP 6.41
Long Swap LONG 3,097 GBP 6.16
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 3,795 GBP 6.24
Short Swap SHORT 6,400 GBP 6.41
Short Swap SHORT 10,000 GBP 6.41
Short Swap SHORT 10,000 GBP 6.41
Short Swap SHORT 12,150 GBP 6.41
Short Swap SHORT 13,350 GBP 6.41
Short Swap SHORT 13,355 GBP 6.41
Short Swap SHORT 15,000 GBP 6.41
Short Swap SHORT 15,000 GBP 6.41
Short Swap SHORT 15,000 GBP 6.41
Short Swap SHORT 20,000 GBP 6.41
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 13/02/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Punch Taverns Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
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