Amended Statement of Changes in Beneficial Ownership (4/a)
13 Febrero 2013 - 5:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TIMS JAMES I
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2. Issuer Name
and
Ticker or Trading Symbol
FIRST M&F CORP/MS
[
FMFC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
525 HILCREST CIRCLE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/16/2013
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(Street)
CLEVELAND, MS 38732
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
4/12/2012
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $5 par
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1/16/2013
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A
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3700
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D
(1)
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(1)
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15956
(2)
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D
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Common Stock, $5 par
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157698
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I
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Spouse
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Common Stock, $5 par
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23832
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I
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LT Corporation
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option, NSO (Right to Buy)
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$19.00
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5/1/2008
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5/1/2013
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Common Stock, $5 par
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1000
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1000
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D
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Option, NSO (Right to Buy)
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$19.06
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5/1/2011
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5/1/2016
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Common Stock, $5 par
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1000
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1000
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D
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Option, NSO (Right to Buy)
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$5.14
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5/1/2014
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5/1/2019
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Common Stock, $5 par
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1000
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1000
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D
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Explanation of Responses:
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(
1)
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The total previously reported included an award of 10,000 shares of restricted stock, subject to forfeiture, that vest on March 31, 2017, 3,700 shares of which were unissued and conditional on shareholder approval of an amendment to the 2005 Equity Incentive Plan. On January 16, 2013, the Board voted to rescind a proposed amendment to the 2005 Equity Incentive Plan, resulting also in rescission of the award for the additional 3,700 shares. This amended Form 4 reflects the decreased total as a result of the January 16, 2013 Board action.
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(
2)
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This total includes an award of 6,300 shares of restricted stock, subject to forfeiture, that vest on 03/31/2017.
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(
3)
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Mr. Tims is the President of LT Corporation.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TIMS JAMES I
525 HILCREST CIRCLE
CLEVELAND, MS 38732
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X
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Signatures
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James I. Tims
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2/13/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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