Statement of Ownership (sc 13g)
03 Febrero 2023 - 10:56AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __)*
Neoleukin
Therapeutics Inc.
(Name of Issuer)
COMMON STOCK
(Title of
Class of Securities)
64049K104
(CUSIP Number)
12/31/2022
(Date of
Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1 |
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NAMES OF REPORTING PERSONS
Pictet Asset Management SA
The reporting person disclaim beneficial ownership of the shares reported, which are owned of record and beneficially by Pictet Asset Management
SA. |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Switzerland |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH: |
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5 |
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SOLE VOTING POWER
0 |
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6 |
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SHARED VOTING POWER
0 |
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7 |
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SOLE DISPOSITIVE POWER
0 |
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8 |
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SHARED DISPOSITIVE POWER
0 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
10 |
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9) 0% |
12 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS) Investment Advisor |
Item 1(a) Name of issuer:
Neoleukin Therapeutics Inc.
Item 1(b) Address
of issuers principal executive offices:
188 East Blaine, Suite 450
Seattle WA 98102
United States
2(a) Name of person filing:
Pictet Asset Management SA
2(b) Address or principal business office or, if none, residence:
60 Route des Acacias
1211 Geneva
73
Switzerland
2(c) Citizenship:
Switzerland
2(d) Title of class of securities:
Common Stock
2(e) CUSIP No.:
64049K104
Item 3. If this statement is
filed pursuant to §§240.13d1(b) or 240.13d2(b) or (c), check whether the person filing is a:
(a) ☐ Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o);
(b) ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d) ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a8);
(e) ☒ An investment adviser in accordance with §240.13d1(b)(1)(ii)(E);
(f) ☐ An employee benefit plan or endowment fund in accordance with §240.13d1(b)(1)(ii)(F);
(g) ☐ A parent holding company or control person in accordance with §240.13d1(b)(1)(ii)(G);
(h) ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813);
(i) ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a3);
(j) ☐ A non-U.S. institution in accordance with
§240.13d1(b)(1)(ii)(J);
(k) ☐ Group, in accordance with §240.13d1(b)(1)(ii)(K). If filing as a
non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution: ____
Item 4. Ownership
Provide the following information
regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 0
(b) Percent of class: 0%
(c) Number of shares as to which the
person has:
(i) Sole power to vote or to direct the vote 0
(ii) Shared power to vote or to direct the vote : 0
(iii) Sole
power to dispose or to direct the disposition of : 0
(iv) Shared power to dispose or to direct the disposition of: 0
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).
Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].
Instruction. Dissolution of
a group requires a response to this item.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person. If any other person is known to
have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than
5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund
is not required.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding
Company or Control Person. If a parent holding company or control person has filed this schedule pursuant to Rule 13d1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the
relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d1(c) or Rule 13d1(d), attach an exhibit stating the identification of the relevant subsidiary.
Item 8. Identification and Classification of Members of the Group
If a group has filed this schedule pursuant to §240.13d1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and
Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d1(c) or Rule 13d1(d), attach an exhibit stating the identity of each member of the group.
Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that
all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
Item 10. Certifications
(a) The following certification
shall be included if the statement is filed pursuant to §240.13d1(b):
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
(b) The following
certification shall be included if the statement is filed pursuant to §240.13d1(b)(1)(ii)(J), or if the statement is filed pursuant to §240.13d1(b)(1)(ii)(K) and a member of the group is a
non-U.S. institution eligible to file pursuant to §240.13d1(b)(1)(ii)(J):
By signing below I certify
that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to [insert particular category of institutional investor] is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S.
institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
(c)
The following certification shall be included if the statement is filed pursuant to §240.13d1(c):
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Date: 26th January 2023 |
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By: |
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/s/ Mathieu CORNU |
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Name: Mathieu CORNU |
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Title: Head of Investment & AML Controlling |
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By: |
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/s/ Youssef SAADI |
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Name: Youssef SAADI |
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Title: Head of Investment Compliance |
Neoleukin Therapeutics (NASDAQ:NLTX)
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