Statement of Ownership (sc 13g)
15 Febrero 2022 - 05:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Presidio Property Trust, Inc.
(Name of Issuer)
Series A Common Stock, $0.01 par value per
share
(Title of Class of Securities)
74102L303
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
* |
The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures
provided in a prior cover page.
|
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
CUSIP No. 74102L303
|
|
|
|
|
|
|
1. |
|
NAME OF REPORTING PERSONS
Armistice Capital, LLC
|
2. |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
(a) ☐ (b) ☐
|
3. |
|
SEC USE ONLY
|
4. |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
|
|
|
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5. |
|
SOLE VOTING POWER
0
|
|
6. |
|
SHARED VOTING POWER
1,320,552
|
|
7. |
|
SOLE DISPOSITIVE POWER
0
|
|
8. |
|
SHARED DISPOSITIVE POWER
1,320,552
|
|
|
|
|
|
|
|
9. |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,320,552
|
10. |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
11. |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.99%
|
12. |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA, OO
|
CUSIP No. 74102L303
|
|
|
|
|
|
|
1. |
|
NAME OF REPORTING PERSONS
Steven Boyd
|
2. |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
(a) ☐ (b) ☐
|
3. |
|
SEC USE ONLY
|
4. |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|
|
|
|
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5. |
|
SOLE VOTING POWER
0
|
|
6. |
|
SHARED VOTING POWER
1,320,552
|
|
7. |
|
SOLE DISPOSITIVE POWER
0
|
|
8. |
|
SHARED DISPOSITIVE POWER
1,320,552
|
|
|
|
|
|
|
|
9. |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,320,552
|
10. |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
11. |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.99%
|
12. |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN, HC
|
|
|
|
|
|
Item 1. |
|
(a). |
|
Name of Issuer: |
|
|
|
|
|
|
|
Presidio Property Trust, Inc. (the “Issuer”) |
|
|
|
|
|
(b). |
|
Address of Issuer’s Principal Executive
Offices: |
|
|
|
|
|
|
|
4995 Murphy Canyon Road, Suite 300
San Diego, CA 92123
|
|
|
|
Item 2. |
|
(a). |
|
Name of Person Filing: |
|
|
|
|
|
|
|
Armistice Capital, LLC
Steven Boyd
Collectively, the “Reporting Persons”
|
|
|
|
|
|
(b). |
|
Address of Principal Business Office, or if None,
Residence: |
|
|
|
|
|
|
|
Armistice Capital, LLC
510 Madison Avenue, 7th Floor
New York, New York 10022
United States of America
Steven Boyd
c/o Armistice Capital, LLC
510 Madison Avenue, 7th Floor
New York, New York 10022
United States of America
|
|
|
|
|
|
(c) |
|
Citizenship: |
|
|
|
|
|
|
|
Armistice Capital, LLC - Delaware
Steven Boyd - United States of America
|
|
|
|
|
|
(d). |
|
Title of Class of Securities: |
|
|
|
|
|
|
|
Series A Common Stock, $0.01 par value per share
(“Shares”) |
|
|
|
|
|
(e). |
|
CUSIP Number: |
|
|
|
|
|
|
|
74102L303 |
|
|
|
|
|
|
|
Item 3. |
|
If This Statement is filed pursuant to
ss.240.13d-1(b) or
240.13d-2(b), or (c), check
whether the person filing is a |
|
|
|
|
|
|
(a) |
|
☐ |
|
Broker or dealer registered under Section 15
of the Exchange Act (15 U.S.C. 78c). |
|
|
|
|
|
|
(b) |
|
☐ |
|
Bank as defined in Section 3(a)(6) of the
Exchange Act (15 U.S.C. 78c). |
|
|
|
|
|
|
(c) |
|
☐ |
|
Insurance company as defined in
Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). |
|
|
|
|
|
|
(d) |
|
☐ |
|
Investment company registered under Section 8
of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
|
|
|
|
|
|
(e) |
|
☒ |
|
An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E); |
|
|
|
|
|
|
(f) |
|
☐ |
|
An employee benefit plan or endowment fund in
accordance with § 240.13d-1(b)(1)(ii)(F); |
|
|
|
|
|
|
(g) |
|
☒ |
|
A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G); |
|
|
|
|
|
|
(h) |
|
☐ |
|
A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act (12
U.S.C.1813); |
|
|
|
|
|
|
(i) |
|
☐ |
|
A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3); |
|
|
|
|
|
|
(j) |
|
☐ |
|
Group, in accordance with s.240.13d-1(b)(1)(ii)(J). |
|
|
|
Item 4. |
|
Ownership. |
|
|
|
|
|
|
Provide the following information
regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1. |
|
|
|
|
|
(a) |
|
Amount beneficially owned: |
|
|
|
|
|
|
|
Armistice Capital, LLC - 1,320,552
Steven Boyd - 1,320,552
|
|
|
|
|
|
(b) |
|
Percent of class: |
|
|
|
|
|
|
|
Armistice Capital, LLC - 9.99%
Steven Boyd - 9.99%
|
|
|
|
|
|
|
|
|
|
(c) |
|
Number of shares as to which the
person has: |
|
|
|
|
|
|
|
|
(i) |
|
Sole power to vote or to direct the vote |
|
|
|
|
|
|
|
|
|
|
Armistice Capital, LLC - 0
Steven Boyd - 0
|
|
|
|
|
|
|
|
|
(ii) |
|
Shared power to vote or to direct the vote |
|
|
|
|
|
|
|
|
|
|
Armistice Capital, LLC - 1,320,552
Steven Boyd - 1,320,552
|
|
|
|
|
|
|
|
|
(iii) |
|
Sole power to dispose or to direct the disposition
of |
|
|
|
|
|
|
|
|
|
|
Armistice Capital, LLC - 0
Steven Boyd - 0
|
|
|
|
|
|
|
|
|
(iv) |
|
Shared power to dispose or to direct the
disposition of |
|
|
|
|
|
|
|
|
|
|
Armistice Capital, LLC -
1,320,552
Steven Boyd - 1,320,552
|
The percentage of Shares reported to be beneficially owned by the
Reporting Persons are based on 11,898,191 Shares outstanding as of
December 16, 2021, as reported in the Issuer’s Form
S-11/A filed with the SEC
on December 17, 2021.
Armistice Capital, LLC (“Armistice Capital”) is the investment
manager of Armistice Capital Master Fund Ltd. (the “Master Fund”),
the direct holder of the Shares, and pursuant to an Investment
Management Agreement, Armistice Capital exercises voting and
investment power over the securities of the Issuer held by the
Master Fund and thus may be deemed to beneficially own the
securities of the Issuer held by the Master Fund. Mr. Boyd, as
the managing member of Armistice Capital, may be deemed to
beneficially own the securities of the Issuer held by the Master
Fund. The Master Fund specifically disclaims beneficial ownership
of the securities of the Issuer directly held by it by virtue of
its inability to vote or dispose of such securities as a result of
its Investment Management Agreement with Armistice Capital.
|
|
|
Item 5. |
|
Ownership of Five Percent or Less of a Class. |
|
|
|
|
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the class of
securities, check the following ☐. |
|
|
|
Item 6. |
|
Ownership of More Than Five Percent on Behalf of
Another Person. |
|
|
|
|
If any other person is known to have the right to
receive or the power to direct the receipt of dividends from, or
the proceeds from the sale of, such securities, a statement to that
effect should be included in response to this item and, if such
interest relates to more than five percent of the class, such
person should be identified. A listing of the shareholders of an
investment company registered under the Investment Company Act of
1940 or the beneficiaries of employee benefit plan, pension fund or
endowment fund is not required. |
|
|
|
|
The Master Fund, a Cayman Islands exempted company
that is an investment advisory client of Armistice Capital, has the
right to receive dividends from, or the proceeds from the sale of,
the reported securities. |
|
|
Item 7. |
|
Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company. |
|
|
|
|
If a parent holding company has filed this
schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under
Item 3(g) and attach an exhibit stating the identity and the Item 3
classification of the relevant subsidiary. If a parent holding
company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the
identification of the relevant subsidiary. |
|
|
|
|
N/A |
|
|
Item 8. |
|
Identification and Classification of Members of
the Group. |
|
|
|
|
If a group has filed this schedule pursuant to
§240.13d-1(b)(1)(ii)(J), so
indicate under Item 3(j) and attach an exhibit stating the identity
and Item 3 classification of each member of the group. If a group
has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit
stating the identity of each member of the group. |
|
|
|
|
N/A |
|
|
Item 9. |
|
Notice of Dissolution of Group. |
|
|
|
|
Notice of dissolution of a group may be furnished
as an exhibit stating the date of the dissolution and that all
further filings with respect to transactions in the security
reported on will be filed, if required, by members of the group, in
their individual capacity. See Item 5. |
|
|
|
|
N/A |
|
|
Item 10. |
|
Certification. |
|
|
|
|
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
|
|
|
Armistice Capital, LLC |
|
|
By: |
|
/s/ Steven Boyd
|
Steven Boyd |
Managing Member |
|
/s/ Steven Boyd
|
Steven Boyd |
Presidio Property (NASDAQ:SQFT)
Gráfica de Acción Histórica
De May 2022 a Jun 2022
Presidio Property (NASDAQ:SQFT)
Gráfica de Acción Histórica
De Jun 2021 a Jun 2022