Statement of Changes in Beneficial Ownership (4)
21 Marzo 2023 - 2:07PM
Edgar (US Regulatory)
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Abel Gregory E. |
2. Issuer Name and Ticker or Trading Symbol
BERKSHIRE HATHAWAY INC
[
BRK.A
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice Chair |
(Last)
(First)
(Middle)
666 GRAND AVENUE, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/17/2023 |
(Street)
DES MOINES, IA 50309-2580 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class A Common Stock (1) | (2) | | | | | | | (2) | (2) | Class B Common Stock | 7500.0 | | 5 | I | By Gregory E. Abel Revocable Trust (3) |
Class A Common Stock (4) | (2) | | | | | | | (2) | (2) | Class B Common Stock | 252000.0 | | 173 | I | By Gregory E. Abel Revocable Trust (3) |
Class A Common Stock | (2) | 3/17/2023 | | P | | 55 | | (2) | (2) | Class B Common Stock | 82500.0 | $447259.99 | 228 | I | By Gregory E. Abel Revocable Trust (3) |
Explanation of Responses: |
(1) | The 5 shares of Class A Common Stock in this line was previously reported in a Form 3 filed on January 19, 2018 when the securities were acquired. The information was previously included in Table I. The Class A Common Stock is convertible into Class B Common Stock, and thus as a "derivative security", is now reflected in Table II above. |
(2) | Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. |
(3) | By Gregory E. Abel Revocable Trust - Shares held of record by Gregory E. Abel, trustee of the Gregory E. Abel Revocable Trust, for the benefit of his wife, children and other family members. |
(4) | The 168 shares of Class A Common Stock in this line was previously reported in Form 4's filed on October 3, 2022 when the securities were acquired. The information was previously included in Table I. The Class A Common Stock is convertible into Class B Common Stock, and thus as a "derivative security", is now reflected in Table II above. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Abel Gregory E. 666 GRAND AVENUE SUITE 500 DES MOINES, IA 50309-2580 | X |
| Vice Chair |
|
Signatures
|
/s/ Gregory E. Abel | | 3/21/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Berkshire Hathaway (NYSE:BRK.A)
Gráfica de Acción Histórica
De Nov 2024 a Dic 2024
Berkshire Hathaway (NYSE:BRK.A)
Gráfica de Acción Histórica
De Dic 2023 a Dic 2024