UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

Filed by the Registrant   x                              Filed by a Party other than the Registrant   ¨

Check the appropriate box:

 

¨   Preliminary Proxy Statement
¨   Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
¨   Definitive Proxy Statement
x   Definitive Additional Materials
¨   Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12

ALJ Regional Holdings, Inc.

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

x   No fee required.
¨   Fee computed on table below per Exchange Act Rules 14a-6(i) and O-11.
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Title of each class of securities to which transaction applies:

 

     

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Aggregate number of securities to which transaction applies:

 

     

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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule O-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

     

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¨   Fee paid previously with preliminary materials.
¨   Check box if any part of the fee is offset as provided by Exchange Act Rule O-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Important Notice of Availability of Proxy Materials for the Annual Meeting of Stockholders of

ALJ REGIONAL HOLDINGS, INC.

To Be Held On:

July 11, 2016 at 10:00 a.m. Eastern Time

Offices of Shearman & Sterling LLP, 599 Lexington Avenue, New York, NY 10022

 

   

 

  COMPANY NUMBER

 

   
   

 

  ACCOUNT NUMBER

 

   
   

 

  CONTROL NUMBER

 

   

This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. We encourage you to access and review all of the important information contained in the proxy materials before voting.

If you want to receive a paper or e-mail copy of the proxy materials you must request one. There is no charge to you for requesting a copy. To facilitate timely delivery please make the request as instructed below before July 1, 2016.

Please visit http://www.astproxyportal.com/ast/10808/, where the following materials are available for view:

 

    

•  Notice of Annual Meeting of Stockholders

    

•   Proxy Statement

    

•   Form of Electronic Proxy Card

    

•   Form 10

TO REQUEST MATERIAL:

  

TELEPHONE: 888-Proxy-NA (888-776-9962) or 718-921-8562 (for international callers)

E-MAIL: info@amstock.com

WEBSITE: http://www.amstock.com/proxyservices/requestmaterials.asp

TO VOTE:

 

LOGO         

  

ONLINE: To access your online proxy card, please visit www.voteproxy.com and follow the on-screen instructions or scan the QR code with your smartphone. You may enter your voting instructions at www.voteproxy.com up until 11:59 PM Eastern Time the day before the meeting date.

 

IN PERSON: You may vote your shares in person by attending the Annual Meeting.

 

TELEPHONE: To vote by telephone, please visit https://secure.amstock.com/voteproxy/login2.asp to view the materials and to obtain the toll free number to call.

 

MAIL: You may request a proxy card by following the instructions above.

THE BOARD OF DIRECTORS RECOMMENDS A VOTE “FOR ALL NOMINEES” IN PROPOSAL 1, AND “FOR” PROPOSALS 2 AND 3.

 

1.   To elect Robert Scott Fritz, John Scheel and Marc Reisch each as a Class I director to hold office until the Company’s 2019 Annual Meeting of Stockholders or until their respective successors are elected and duly qualified, or until their respective earlier resignation or removal.

     

2.   To approve the establishment of an omnibus equity incentive plan offering securities of the Company to its officers, employees, directors or consultants or those of its subsidiaries.

 

NOMINEES:

 

                                 Robert Scott Fritz    Class I director

                                 John Scheel            Class I director

                                 Marc Reisch            Class I director

   

3.   To ratify the appointment of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2016.

   

4.   To transact such other business as may properly come before the Annual Meeting or any adjournment or postponement thereof.

 
   

In their discretion, the proxies are authorized to vote upon such other business as may properly come before the Annual Meeting.

 

Please note that you cannot use this notice to vote by mail.

 

   
ALJ Regional (PK) (USOTC:ALJJ)
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