Amended Application for Qualification of Trust Indentures (t-3/a)
24 Febrero 2017 - 8:45AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
T-3/A
(Amendment No. 2)
FOR APPLICATIONS FOR QUALIFICATION OF INDENTURES
UNDER THE TRUST INDENTURE ACT OF 1939
EMECO PTY LTD
(Issuer)
EMECO
HOLDINGS LIMITED
EMECO CANADA LIMITED
EMECO INTERNATIONAL PTY LIMITED
EHL CORPORATE PTY LIMITED
EMECO PARTS PTY LIMITED
EMECO FINANCE PTY LIMITED
ENDURO SPA
EMECO
HOLDINGS SOUTH AMERICA SPA
EMECO EQUIPMENT (USA) LLC
(Guarantors)
(Name of
Applicants)
c/o Emeco Holdings Limited
Level 3, 71 Walters Drive
Osborne Park, Western Australia, 6017, Australia
Telephone: +618 9420 0205
(Address of Principal Executive Offices)
Securities to be Issued Under the Indenture to be Qualified:
|
|
|
Title of Class
|
|
Amount*
|
9.250% Senior Secured Notes due 2022
|
|
Up to USD$360,000,000 aggregate principal amount
|
Approximate Date of Exchange Offer:
Approximate date of proposed public offering: on the implementation date of the Scheme of Arrangement referred to herein, which will be approximately
March 31, 2017.
Name and Address of Agent for Service:
Colleen A. DeVries
SVP on behalf
of National Corporate Research Ltd.
10 E. 40th Street, 10th floor
New York, NY 10016
With Copies
to:
Kyle Pilkington
Baker & McKenzie. Wong & Leow
8 Marina Boulevard
#05-01
Marina Bay Financial Centre Tower 1
Singapore 018981
Singapore
Telephone: +65 6434 2616
*
|
The actual aggregate principal amount of 9.250% Senior Secured Notes due 2022 (the
New Notes
) to be issued pursuant an indenture among Emeco Pty Ltd (the
Issuer
), each of the guarantors
listed on the cover page hereof (collectively, the
Guarantors
) and The Bank of New York Mellon (the
Trustee
) (the
Indenture
), may be less and depends upon the aggregate amount of the 9.875%
Senior Secured Notes due 2019 (the
Existing Notes
) that are exchanged as described in Item 2 herein.
|
The Applicants
hereby amend this application for qualification on such date or dates as may be necessary to delay its effectiveness until (i) the 20th day after the filing of an amendment which specifically states that it shall supersede this application for
qualification or (ii) such earlier date as the United States Securities and Exchange Commission (the
Commission
), acting pursuant to Section 307(c) of the Trust Indenture Act of 1939, as amended, may determine upon the
written request of the Applicants.
EXPLANATORY NOTE
This Amendment No. 2 to Application for Qualification of lndenture on Form T-3 (this
Amendment
) amends the Application for Qualification of
Indenture on Form T-3 (the
Application
) filed by the Applicants on November 7, 2016, as previously amended by Amendment No. 1 dated February 6, 2017.
On February 10, 2017, Black Diamond (the beneficial owner of approximately 33% of the Existing Notes through its management of certain private investment
funds) entered into an agreement with Ascribe II Investments LLC (
Ascribe
) pursuant to which Black Diamond will acquire approximately US$69,645,000 of Existing Notes (approximately 24.6% of Existing Notes) from Ascribe (the
Trade
). The Trade is expected to settle on March 1, 2017 and will result in Black Diamond holding approximately 57.7% of the Existing Notes. Following the Trade, Ascribe will hold 0% of the Existing Notes. Further details of the
Trade and the result of Black Diamonds increased holdings are described in the supplementary disclosure dated February 21, 2017 (the
Supplementary Disclosure
) that was sent to the holders of beneficial interests in the
Existing Notes (the
Emeco Noteholders
).
This Amendment is being filed solely to provide updated information under Item 4, which has
been amended and restated in full, and to file the Supplementary Disclosure as Exhibit T3E(3), which supplements and should be read together with the Scheme Document previously filed as Exhibit T3E(1) hereto. This Amendment is not intended to amend
or delete any other part of the Application. All other information in the Application is unchanged and has been omitted from this Amendment.
2
MANAGEMENT AND CONTROL
ITEM 4.
|
DIRECTORS AND EXECUTIVE OFFICERS.
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The following table sets forth the names of, and all offices
held by, all executive officers and directors (as defined in Sections 303(5) and 303(6) of the Trust Indenture Act of 1939), respectively, of the Applicants as of the date of this application. The mailing address for each executive officer
and director listed below is: Level 3, 71 Walters Drive, Osborne Park WA 6017 Australia.
Emeco Pty Ltd
|
|
|
Name
|
|
Position
|
Ian Matthew Testrow
|
|
Director
|
Justine Yen Ping Lea
|
|
Director
|
Thao Phuong Pham
|
|
Company Secretary
|
3
Emeco Holdings Limited
|
|
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Name
|
|
Position
|
Peter Ian Richards
|
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Director
|
Ian Matthew Testrow
|
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Managing Director & Chief Executive Officer
|
John Raymond Cahill
|
|
Director
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Erica Lee Smyth
|
|
Director
|
Thao Phuong Pham
|
|
Company Secretary
|
Emeco Canada Limited
|
|
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Name
|
|
Position
|
Ian Matthew Testrow
|
|
Director
|
Justine Yen Ping Lea
|
|
Director
|
Geoffrey Robert Newman
|
|
Director
|
Randy Gogowich
|
|
Director
|
Emeco International Pty Limited
|
|
|
Name
|
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Position
|
Ian Matthew Testrow
|
|
Director
|
Justine Yen Ping Lea
|
|
Director
|
Thao Phuong Pham
|
|
Company Secretary
|
EHL Corporate Pty Limited
|
|
|
Name
|
|
Position
|
Ian Matthew Testrow
|
|
Director
|
Justine Yen Ping Lea
|
|
Director
|
Thao Phuong Pham
|
|
Company Secretary
|
Emeco Parts Pty Limited
|
|
|
Name
|
|
Position
|
Ian Matthew Testrow
|
|
Director
|
Justine Yen Ping Lea
|
|
Director
|
Thao Phuong Pham
|
|
Company Secretary
|
Emeco Finance Pty Limited
|
|
|
Name
|
|
Position
|
Justine Yen Ping Lea
|
|
Director
|
Thao Phuong Pham
|
|
Company Secretary
|
Enduro SpA
|
|
|
Name
|
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Position
|
Ian Matthew Testrow
|
|
Attorney
|
Geoffrey Newman
|
|
Attorney
|
Justine Yen Ping Lea
|
|
Attorney
|
Thao Phuong Pham
|
|
Attorney
|
Emeco Holdings South America SpA
|
|
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Name
|
|
Position
|
Ian Matthew Testrow
|
|
Attorney
|
Geoffrey Newman
|
|
Attorney
|
Justine Yen Ping Lea
|
|
Attorney
|
Thao Phuong Pham
|
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Attorney
|
Emeco Equipment (USA) LLC
|
|
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Name
|
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Position
|
Justine Yen Ping Lea
|
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Manager & Officer
|
4
CONTENTS OF APPLICATION FOR QUALIFICATION
This application for qualification comprises
(a)
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Pages numbered 1 to 4, consecutively.
|
(b)
|
The statement of eligibility and qualification of the trustee on Form
T-1
(included as Exhibit T3G hereto).
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(c)
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The following exhibits in addition to those filed as part of the statement of eligibility and qualification of the Trustee:
|
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Exhibit
Number
|
|
Description
|
|
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T3A.1
|
|
Certificate of Registration of Emeco Pty Limited*
|
|
|
T3A.2
|
|
Certificate of Registration of Emeco Holdings Limited*
|
|
|
T3A.3
|
|
Certificate of Incorporation of Emeco Canada Limited*
|
|
|
T3A.4
|
|
Certificate of Registration of Emeco International Pty Limited*
|
|
|
T3A.5
|
|
Certificate of Registration of EHL Corporate Pty Limited*
|
|
|
T3A.6
|
|
Certificate of Registration of Emeco Parts Pty Limited*
|
|
|
T3A.7
|
|
Certificate of Registration of Emeco Finance Pty Limited*
|
|
|
T3A.8
|
|
Certificate of Registration of Enduro SpA (English translation)*
|
|
|
T3A.9
|
|
Certificate of Registration of Emeco Holdings South America SpA (English translation)*
|
|
|
T3A.10
|
|
Certificate of Formation of Emeco Equipment (USA) LLC*
|
|
|
T3B.1
|
|
Constitution of Emeco Pty Limited*
|
|
|
T3B.2
|
|
Constitution of Emeco Holdings Limited*
|
|
|
T3B.3
|
|
Articles of Incorporation of Emeco Canada Limited*
|
|
|
T3B.4
|
|
Constitution of Emeco International Pty Limited*
|
|
|
T3B.5
|
|
Constitution of EHL Corporate Pty Limited*
|
|
|
T3B.6
|
|
Constitution of Emeco Parts Pty Limited*
|
|
|
T3B.7
|
|
Constitution of Emeco Finance Pty Limited*
|
|
|
T3B.8
|
|
Constitution of Enduro SpA (English translation)*
|
|
|
T3B.9
|
|
Constitution of Emeco Holdings South America SpA (English translation)*
|
|
|
T3B.10
|
|
LLC Company Agreement of Emeco Equipment (USA) LLC*
|
|
|
T3C
|
|
Form of Indenture between Emeco Pty Limited and The Bank of New York Mellon for the 9.250% Senior Secured Notes due 2022*
|
|
|
T3D
|
|
Findings of the Court**
|
|
|
T3E(1)
|
|
Scheme Document*
|
|
|
T3E(2)
|
|
Election Form*
|
|
|
T3E(3)
|
|
Supplementary disclosure dated February 21, 2017
|
|
|
T3F
|
|
Trust Indenture Act Cross-Reference Table showing the location in the Indenture of the provisions inserted therein pursuant to Sections 310 through 318(a), inclusive (included as part of Exhibit T3C)*
|
|
|
T3G
|
|
Statement of eligibility and qualification on Form
T-1
of the Trustee.*
|
**
|
To be filed by amendment.
|
5
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, each of the Applicants below, corporations, organized and existing under the
laws of the Commonwealth of Australia, Canada, Chile and Delaware in United States of America have duly caused this application to be signed on their behalf by the undersigned, thereunto duly authorized, all in the city of Perth, Australia on the
24th day of February, 2017.
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Emeco Pty Ltd
|
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|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
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Title:
|
|
Director
|
|
|
|
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|
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Emeco Holdings Limited
|
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Attest:
|
|
/s/ Thao Phuong PHAM
|
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By:
|
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/s/ Ian Testrow
|
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Name:
|
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Thao Phuong PHAM
|
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|
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Name:
|
|
Ian Testrow
|
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Title:
|
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Company Secretary
|
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Title:
|
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Managing Director and CEO
|
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Emeco Canada Limited
|
|
|
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Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
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Title:
|
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Company Secretary
|
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Title:
|
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Director
|
6
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Emeco International Pty Limited
|
|
|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
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EHL Corporate Pty Limited
|
|
|
|
|
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Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
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Emeco Parts Pty Limited
|
|
|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
|
|
Emeco Finance Pty Limited
|
|
|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
|
Title:
|
|
Director
|
|
|
|
|
|
|
|
|
|
|
Enduro SpA
|
|
|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Ian Testrow
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Ian Testrow
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
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Title:
|
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Attorney / Manager
|
7
|
|
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Emeco Holdings South America SpA
|
|
|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Ian Testrow
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Ian Testrow
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
|
Title:
|
|
Attorney / Manager
|
|
|
|
|
|
|
|
Emeco Equipment (USA) LLC
|
|
|
|
|
|
Attest:
|
|
/s/ Thao Phuong PHAM
|
|
|
|
By:
|
|
/s/ Justine Lea
|
|
|
Name:
|
|
Thao Phuong PHAM
|
|
|
|
|
|
Name:
|
|
Justine Lea
|
|
|
Title:
|
|
Company Secretary
|
|
|
|
|
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Title:
|
|
Manager
|
8
EXHIBIT INDEX
|
|
|
Exhibit
Number
|
|
Description
|
|
|
T3A.1
|
|
Certificate of Registration of Emeco Pty Limited*
|
|
|
T3A.2
|
|
Certificate of Registration of Emeco Holdings Limited*
|
|
|
T3A.3
|
|
Certificate of Incorporation of Emeco Canada Limited*
|
|
|
T3A.4
|
|
Certificate of Registration of Emeco International Pty Limited*
|
|
|
T3A.5
|
|
Certificate of Registration of EHL Corporate Pty Limited*
|
|
|
T3A.6
|
|
Certificate of Registration of Emeco Parts Pty Limited*
|
|
|
T3A.7
|
|
Certificate of Registration of Emeco Finance Pty Limited*
|
|
|
T3A.8
|
|
Certificate of Registration of Enduro SpA (English translation)*
|
|
|
T3A.9
|
|
Certificate of Registration of Emeco Holdings South America SpA (English translation)*
|
|
|
T3A.10
|
|
Certificate of Formation of Emeco Equipment (USA) LLC*
|
|
|
T3B.1
|
|
Constitution of Emeco Pty Limited*
|
|
|
T3B.2
|
|
Constitution of Emeco Holdings Limited*
|
|
|
T3B.3
|
|
Articles of Incorporation of Emeco Canada Limited*
|
|
|
T3B.4
|
|
Constitution of Emeco International Pty Limited*
|
|
|
T3B.5
|
|
Constitution of EHL Corporate Pty Limited*
|
|
|
T3B.6
|
|
Constitution of Emeco Parts Pty Limited*
|
|
|
T3B.7
|
|
Constitution of Emeco Finance Pty Limited*
|
|
|
T3B.8
|
|
Constitution of Enduro SpA (English translation)*
|
|
|
T3B.9
|
|
Constitution of Emeco Holdings South America SpA (English translation)*
|
|
|
T3B.10
|
|
LLC Company Agreement of Emeco Equipment (USA) LLC*
|
|
|
T3C
|
|
Form of Indenture between Emeco Pty Limited and The Bank of New York Mellon for the 9.250% Senior Secured Notes due 2022*
|
|
|
T3D
|
|
Findings of the Court**
|
|
|
T3E(1)
|
|
Scheme Document*
|
|
|
T3E(2)
|
|
Election Form*
|
|
|
T3E(3)
|
|
Supplementary disclosure dated February 21, 2017
|
|
|
T3F
|
|
Trust Indenture Act Cross-Reference Table showing the location in the Indenture of the provisions inserted therein pursuant to Sections 310 through 318(a), inclusive (included as part of Exhibit T3C)*
|
|
|
T3G
|
|
Statement of eligibility and qualification on Form
T-1
of the Trustee.*
|
**
|
To be filed by amendment.
|
9
Emeco (PK) (USOTC:EOHDF)
Gráfica de Acción Histórica
De Nov 2024 a Dic 2024
Emeco (PK) (USOTC:EOHDF)
Gráfica de Acción Histórica
De Dic 2023 a Dic 2024