As filed with the Securities and Exchange Commission on May 18, 2018

Registration No. 333-

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 

 

Tintri, Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   26-2906978

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

303 Ravendale Drive

Mountain View, CA 94043

(Address of principal executive offices, including zip code)

Tintri, Inc. Inducement Plan

(Full title of the plan)

Tom Barton

Chief Executive Officer and Director

Tintri, Inc.

303 Ravendale Drive

Mountain View, CA 94043

(650) 810-8200

(Name, address and telephone number, including area code, of agent for service)

Copies to:

 

Tony Jeffries

Michael Coke

Ben Hance

Wilson Sonsini Goodrich &

Rosati, P.C.

650 Page Mill Road

Palo Alto, California 94304

Telephone: (650) 493-9300

 

Tom Barton

Chief Executive Officer

Tintri, Inc.

303 Ravendale Drive

Mountain View, CA 94043

Telephone: (650) 810-8200

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one).

 

Large accelerated filer   ☐    Accelerated filer   ☐
Non-accelerated filer   ☒  (Do not check if a smaller reporting company)    Smaller reporting company   ☐
     Emerging growth company   ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act  ☒

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Securities
to be Registered 		 

Amount

to be

Registered (1)

 

Proposed

Maximum

Offering Price

Per Share (2)

 

Proposed

Maximum

Aggregate

Offering Price

 

Amount of

Registration Fee

Common Stock, $0.00005 par value per share, reserved for issuance under the Tintri, Inc. Inducement Plan

  430,000   $1.07   $460,100.00   $57.29

 

 

(1) Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of the Registrant’s common stock that become issuable under the Tintri, Inc. Inducement Plan (the “Inducement Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of the Registrant’s outstanding shares of common stock.
(2) Estimated in accordance with Rule 457(c) and (h) of the Securities Act solely for the purpose of calculating the registration fee on the basis of $1.07 per share, which is the average of the high and low prices of common stock, as reported on NASDAQ on May 14, 2018.

 

 

 

 

EXPLANATORY NOTE

Pursuant to General Instruction E of Form S-8, Tintri, Inc. (“ Registrant ”) is filing this Registration Statement on Form S-8 with the U.S. Securities and Exchange Commission (the “ Commission ”) to register 430,000 additional shares of the Registrant’s common stock for issuance under the Tintri, Inc. Inducement Plan (the “ Inducement Plan ”). This Registration Statement hereby incorporates by reference the contents of the Registrant’s registration statement on Form S-8 filed with the Commission on March 23, 2018 (Registration No. 333-223885). In accordance with the instructional note to Part I of Form S-8, the information specified by Part I of Form S-8 has been omitted from this Registration Statement.

PART II

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 3. Incorporation of Documents by Reference.

Tintri, Inc. (the “ Registrant ”) hereby incorporates by reference into this Registration Statement the following documents previously filed with the Securities and Exchange Commission (the “ Commission ”):

 

(1) The Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2018, filed with the Commission on May 18, 2018, which contains the Registrant’s audited financial statements for the latest fiscal year for which such statements have been filed;

 

(2) All other reports filed pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”), since the end of the fiscal year covered by the Registrant’s Annual Report referred to in (1) above (other than the portions of these documents not deemed to be filed); and

 

(3) The description of the Registrant’s common stock contained in the Registrant’s Registration Statement on Form 8-A (File No. 001-38117) filed with the Commission on June 16, 2017, pursuant to Section 12(b) of the Exchange Act, including any amendment or report filed for the purpose of updating such description.

All documents filed by the Registrant pursuant to Sections 13(a), 13(c), 14, and 15(d) of the Exchange Act on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement that indicates that all securities offered have been sold or that deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such documents; provided , however , that documents or information deemed to have been furnished and not filed in accordance with the rules of the Commission shall not be deemed incorporated by reference into this Registration Statement. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document which also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

 

Item 8. Exhibits.

 

Exhibit

Number

  

Exhibit Description

   Incorporated by Reference  
      Form      File No.      Exhibit      Filing Date  
  4.1    Form of common stock certificate of the Registrant.      S-1/A        333-218429        4.4        June 16, 2017  
  4.2    Tintri, Inc. Inducement Plan.      10-K        001-38117        10.21        May 18, 2018  
  4.3    Tintri, Inc. Inducement Plan - Form of Stock Option Agreement.      S-8        333-223885        4.3        March 23, 2018  
  4.4    Tintri, Inc. Inducement Plan - Form of Restricted Stock Unit Agreement.      S-8        333-223885        4.4        March 23, 2018  
  5.1*    Opinion of Wilson Sonsini Goodrich & Rosati, P.C.            
23.1*    Consent of KPMG LLP, Independent Registered Public Accounting Firm.            
23.2*    Consent of Wilson Sonsini Goodrich & Rosati, P.C. (included in Exhibit 5.1 hereto).            
24.1*    Power of Attorney (included on the signature page hereto).            

 

* Filed herewith.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Mountain View, State of California, on May 18, 2018.

 

TINTRI, INC.

By:

 

/s/ Tom Barton

  Tom Barton
  Chief Executive Officer and Director

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS , that each person whose signature appears below hereby constitutes and appoints Tom Barton and Michael Coleman, and each of them, as his true and lawful attorney-in-fact and agent with full power of substitution, for him in any and all capacities, to sign any and all amendments to this registration statement (including post-effective amendments or any abbreviated registration statement and any amendments thereto filed pursuant to Rule 462(b) increasing the number of securities for which registration is sought), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact, proxy and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact, proxy and agent, or his substitute, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

/s/ Tom Barton

Tom Barton

 

Chief Executive Officer and Director

(Principal Executive, Financial and Accounting Officer)

  May 18, 2018

/s/ Adam Grosser

Adam Grosser

  Director   May 18, 2018

/s/ Kieran Harty

Kieran Harty

  Director   May 18, 2018

/s/ Christopher Schaepe

Christopher Schaepe

  Director   May 18, 2018

/s/ Peter Sonsini

Peter Sonsini

  Director   May 18, 2018
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