- Amended Statement of Ownership (SC 13G/A)
13 Enero 2010 - 10:26AM
Edgar (US Regulatory)
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UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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SCHEDULE
13G
(Rule
13d-102)
Information
to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c)
and (d)
and Amendments Thereto Filed Pursuant to § 240.13d-2.
Under
the Securities Exchange Act of 1934
(Amendment No. 5)*
(Name of Issuer)
Common
Stock, par value $0.01 per share
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
o
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Rule 13d-1(b)
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x
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Rule 13d-1(c)
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o
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that
section of the Act, but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 910900208
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1
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Name of Reporting Persons
Joseph J. Grano, Jr.
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2
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Check the Appropriate Box
if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
U.S.A.
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5
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Sole Voting Power
3,087,916*
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6
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Shared Voting Power
None
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7
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Sole Dispositive Power
3,087,916*
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8
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Shared Dispositive Power
None
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9
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Aggregate Amount
Beneficially Owned by Each Reporting Person
3,087,916*
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10
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Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
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11
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Percent of Class
Represented by Amount in Row (9)
9.5%
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12
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Type of Reporting Person
(See Instructions)
IN
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* Represents (a) 1,791,665 shares of common stock, and
(b) the following common stock purchase warrants which have an expiration date
of June 30, 2013: (i) 62,500 shares of common stock purchasable upon the
exercise of warrants, (ii) 8,333 shares of common stock purchasable upon the
exercise of warrants, (iii) 62,500 shares of common stock purchasable upon the
exercise of warrants, (iv) 31,250 shares of common stock purchasable upon the
exercise of warrants, (v) 31,250 shares of common stock purchasable upon the
exercise of warrants, (vi) 16,667 shares of common stock purchasable upon the
exercise of warrants, and (vii) an aggregate of 1,083,751 shares purchasable as
a result of anti-dilution adjustments applied to such warrants.
2
Item 1
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(a)
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Name of Issuer:
United Energy Corp.
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(b)
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Address of Issuers
Principal Executive Offices:
600 Meadowlands Parkway
Secaucus, New Jersey 07094
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Item 2
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(a)
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Name of Person Filing:
Joseph J. Grano, Jr.
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(b)
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Address of Principal
Business Office or, if none, Residence:
1185 Avenue of the Americas, Suite 2250
New York, NY 10036
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(c)
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Citizenship:
United States of America
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(d)
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Title of Class of
Securities:
Common Stock, $0.01 par value
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(e)
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CUSIP Number:
910900208
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Item 3
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If this statement is filed pursuant
to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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o
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Broker or dealer
registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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o
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Bank as defined in Section
3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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o
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Insurance company as
defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o
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Investment company
registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C.
8a-8);
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(e)
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o
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An investment adviser in
accordance with Section 240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan
or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company
or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings association as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is
excluded from the definition of an investment company under Section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o
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A non-U.S. institution in
accordance with Section 240.13d-1(b)(1)(ii)(J); and
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(k)
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o
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Group, in accordance with Section
240.13d-1(b)(1)(ii)(K).
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Not applicable
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3
Item 4
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Ownership:
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(a)
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Amount beneficially owned:
3,087,916
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(b)
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Percent of class:
9.5%
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(c)
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Number of shares as to
which such person has:
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(i)
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Sole power to vote or to
direct the vote
3,087,916
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(ii)
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Shared power to vote or to
direct the vote
None
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(iii)
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Sole power to dispose or
to direct the disposition of
3,087,916
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(iv)
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Shared power to dispose or
to direct the disposition of
None
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Item 5
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Ownership of Five Percent or Less
of a Class.
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If this statement is
being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following
o
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Item 6
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Ownership of More than Five Percent
on Behalf of Another Person.
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Not applicable
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Item 7
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Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person.
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Not applicable
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Item 8
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Identification and Classification
of Members of the Group.
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Not applicable
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Item 9
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Notice of Dissolution of Group.
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Not applicable
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4
Item 10
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Certification.
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By signing below I
certify that, to the best of my knowledge and belief, the securities referred
to above were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
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January 13, 2010
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Dated:
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/s/ Joseph J. Grano,
Jr.
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Joseph J. Grano, Jr.
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5
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