|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen New York Dividend Advantage Municipal Income Fund (NKO)
|
|
|
|
|
|
December 31, 2012
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Consumer Staples – 2.2% (1.5% of Total Investments)
|
|
|
|
$ 1,210
|
|
New York Counties Tobacco Trust II, Tobacco Settlement Pass-Through Bonds, Series 2001,
|
3/13 at 100.00
|
A3
|
$ 1,171,885
|
|
|
5.250%, 6/01/25
|
|
|
|
915
|
|
New York Counties Tobacco Trust III, Tobacco Settlement Pass-Through Bonds, Series 2003,
|
6/13 at 100.00
|
A1
|
910,599
|
|
|
5.750%, 6/01/33
|
|
|
|
695
|
|
Puerto Rico, The Children’s Trust Fund, Tobacco Settlement Asset-Backed Refunding Bonds,
|
3/13 at 100.00
|
BBB+
|
695,653
|
|
|
Series 2002, 5.375%, 5/15/33
|
|
|
|
2,820
|
|
Total Consumer Staples
|
|
|
2,778,137
|
|
|
Education and Civic Organizations – 27.4% (18.5% of Total Investments)
|
|
|
|
395
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
459,188
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
4,000
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Mount Sinai School of
|
No Opt. Call
|
A–
|
4,653,840
|
|
|
Medicine, Series 1994A, 5.150%, 7/01/24 – NPFG Insured
|
|
|
|
1,280
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, New York Medical College,
|
3/13 at 100.00
|
BBB
|
1,284,096
|
|
|
Series 1998, 5.000%, 7/01/21 – NPFG Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/13 at 100.00
|
Aa2
|
1,024,280
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
140
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
150,672
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
920
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
1,008,274
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
240
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A,
|
7/17 at 100.00
|
BBB
|
261,341
|
|
|
5.000%, 7/01/37 – FGIC Insured
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Columbia University, Series 2011A,
|
4/21 at 100.00
|
AAA
|
2,335,680
|
|
|
5.000%, 10/01/41
|
|
|
|
580
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
|
5/21 at 100.00
|
AA–
|
688,576
|
|
|
Series 2011, 5.750%, 11/01/40 – AGM Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Marymount Manhattan College,
|
7/19 at 100.00
|
Baa2
|
1,073,590
|
|
|
Series 2009, 5.250%, 7/01/29
|
|
|
|
3,250
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 1998A,
|
No Opt. Call
|
AA–
|
4,077,905
|
|
|
6.000%, 7/01/18 – NPFG Insured
|
|
|
|
330
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
365,277
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
3,449,160
|
|
|
University, Series 2010A, 5.000%, 7/01/40
|
|
|
|
510
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
577,534
|
|
|
University, Tender Option Bond Trust 3127, 13.023%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
300
|
|
New York City Industrial Development Agency, New York, Payment in Lieu of Taxes Revenue Bonds,
|
1/19 at 100.00
|
AA–
|
352,677
|
|
|
Queens Baseball Stadium Project, Series 2009, 6.125%, 1/01/29 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
|
|
|
|
|
|
Stadium Project, Series 2006:
|
|
|
|
1,000
|
|
5.000%, 1/01/36 – AMBAC Insured
|
1/17 at 100.00
|
Ba1
|
1,004,310
|
1,060
|
|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
|
Ba1
|
1,060,763
|
885
|
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
1,081,054
|
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
395
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
415,971
|
2,210
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
BBB
|
2,305,627
|
1,920
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
1,949,914
|
1,560
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, American Museum of
|
7/14 at 100.00
|
AA
|
1,641,884
|
|
|
Natural History, Series 2004A, 5.000%, 7/01/36 – NPFG Insured
|
|
|
|
1,000
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, Whitney Museum of
|
1/21 at 100.00
|
A
|
1,133,330
|
|
|
American Art, Series 2011, 5.000%, 7/01/31
|
|
|
|
1,000
|
|
Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011,
|
1/21 at 100.00
|
Aa3
|
1,139,520
|
|
|
5.250%, 7/01/36 – AGM Insured
|
|
|
|
350
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A–
|
388,560
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
30,325
|
|
Total Education and Civic Organizations
|
|
|
33,883,023
|
|
|
Financials – 1.5% (1.0% of Total Investments)
|
|
|
|
1,590
|
|
Liberty Development Corporation, New York, Goldman Sachs Headquarter Revenue Bonds, Series
|
No Opt. Call
|
A
|
1,857,422
|
|
|
2005, 5.250%, 10/01/35
|
|
|
|
|
|
Health Care – 11.2% (7.6% of Total Investments)
|
|
|
|
1,400
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds, St.
|
3/13 at 100.00
|
N/R
|
1,404,508
|
|
|
Barnabas Hospital, Series 2002A, 5.125%, 2/01/22 – AMBAC Insured
|
|
|
|
760
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA–
|
859,590
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
425
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
449,586
|
|
|
Hospital, Series 2004, 5.000%, 8/01/33 – FGIC Insured
|
|
|
|
1,500
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,612,755
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, North Shore Long Island Jewish Obligated Group
|
5/21 at 100.00
|
A–
|
3,333,000
|
|
|
Revenue Bonds, Series 2011A, 5.000%, 5/01/41
|
|
|
|
1,540
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc., Series
|
7/17 at 100.00
|
AA–
|
1,753,660
|
|
|
2007B, 5.250%, 7/01/27 – AGC Insured
|
|
|
|
835
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian Hospital,
|
8/14 at 100.00
|
AA–
|
901,149
|
|
|
Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,500
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
1,507,710
|
1,000
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
1,005,820
|
850
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
1,007,106
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
12,810
|
|
Total Health Care
|
|
|
13,834,884
|
|
|
Housing/Multifamily – 0.9% (0.6% of Total Investments)
|
|
|
|
1,000
|
|
Canton Capital Resource Corporation, New York, Student Housing Facility Revenue Bonds, Grasse
|
5/20 at 100.00
|
AA–
|
1,069,850
|
|
|
River LLC at SUNY Canton Project Series 2010A, 5.000%, 5/01/40
|
|
|
|
|
|
Long-Term Care – 2.4% (1.6% of Total Investments)
|
|
|
|
510
|
|
Dormitory Authority of the State of New York, GNMA Collateralized Revenue Bonds, Cabrini of
|
2/17 at 103.00
|
AA+
|
558,430
|
|
|
Westchester Project, Series 2006, 5.200%, 2/15/41
|
|
|
|
|
|
Dormitory Authority of the State of New York, GNMA Collateralized Revenue Bonds, Willow Towers
|
|
|
|
|
|
Inc., Series 2002:
|
|
|
|
875
|
|
5.250%, 2/01/22
|
8/13 at 100.50
|
AA+
|
887,224
|
1,500
|
|
5.400%, 2/01/34
|
8/13 at 100.50
|
AA+
|
1,520,220
|
2,885
|
|
Total Long-Term Care
|
|
|
2,965,874
|
|
|
Tax Obligation/General – 7.8% (5.3% of Total Investments)
|
|
|
|
200
|
|
New York City, New York, General Obligation Bonds, Fiscal 2009 Series E, 5.000%, 8/01/28
|
8/19 at 100.00
|
AA
|
237,990
|
1,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/30
|
8/22 at 100.00
|
AA
|
1,187,930
|
525
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2006C, 5.000%, 8/01/16 –
|
8/15 at 100.00
|
AA
|
582,850
|
|
|
AGM Insured
|
|
|
|
3,800
|
|
New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012,
|
4/22 at 100.00
|
AA
|
4,576,606
|
|
|
5.000%, 4/01/26
|
|
|
|
|
|
New York City, New York, General Obligation Bonds, 2004E:
|
|
|
|
1,700
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,838,992
|
1,100
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,189,936
|
8,325
|
|
Total Tax Obligation/General
|
|
|
9,614,304
|
|
|
Tax Obligation/Limited – 65.3% (44.2% of Total Investments)
|
|
|
|
165
|
|
Dormitory Authority of the State of New York, 853 Schools Program Insured Revenue Bonds,
|
3/13 at 100.00
|
N/R
|
165,574
|
|
|
Vanderheyden Hall Inc., Issue 2, Series 1998F, 5.250%, 7/01/18 – AMBAC Insured
|
|
|
|
5
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing Program,
|
3/13 at 100.00
|
A+
|
5,019
|
|
|
Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General
|
3/21 at 100.00
|
AAA
|
2,286,600
|
|
|
Purpose Series 2011C, 5.000%, 3/15/41
|
|
|
|
6,000
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General
|
2/22 at 100.00
|
AAA
|
7,106,398
|
|
|
Purpose Series 2012D, 5.000%, 2/15/31
|
|
|
|
10
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
10,954
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo City
|
|
|
|
|
|
School District, Series 2008A:
|
|
|
|
590
|
|
5.750%, 5/01/27 – AGM Insured (UB)
|
5/18 at 100.00
|
AA–
|
701,870
|
190
|
|
5.750%, 5/01/28 – AGM Insured (UB)
|
5/18 at 100.00
|
AA–
|
224,865
|
2,485
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/17 at 100.00
|
AA–
|
2,877,605
|
|
|
City School District, Series 2007A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
1,850
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
AA–
|
2,060,142
|
|
|
2011A, 5.000%, 2/15/47 – AGM Insured
|
|
|
|
4,760
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 5.000%,
|
2/17 at 100.00
|
A
|
5,035,794
|
|
|
2/15/47 – FGIC Insured
|
|
|
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
3,400
|
|
5.000%, 10/15/25 – NPFG Insured
|
10/14 at 100.00
|
AAA
|
3,660,066
|
1,040
|
|
5.000%, 10/15/26 – NPFG Insured
|
10/14 at 100.00
|
AAA
|
1,113,476
|
300
|
|
5.000%, 10/15/29 – AMBAC Insured
|
10/14 at 100.00
|
AAA
|
320,586
|
3,950
|
|
5.000%, 10/15/32 – AMBAC Insured
|
10/14 at 100.00
|
AAA
|
4,217,415
|
2,500
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal
|
1/17 at 100.00
|
AA–
|
2,802,300
|
|
|
Series 2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
4,235
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
2/22 at 100.00
|
AAA
|
4,883,971
|
|
|
Series E-1, 5.000%, 2/01/42
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
5/22 at 100.00
|
AAA
|
2,311,980
|
|
|
Series F-1, 5.000%, 5/01/39
|
|
|
|
5
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
3/13 at 100.00
|
AAA
|
5,021
|
|
|
2002B, 5.250%, 5/01/16 – NPFG Insured
|
|
|
|
3,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
11/20 at 100.00
|
AAA
|
3,421,590
|
|
|
Subordinate Lien Series 2011C, 5.000%, 11/01/39
|
|
|
|
1,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
2/21 at 100.00
|
AAA
|
1,202,150
|
|
|
SubSeries 2011D-1, 5.250%, 2/01/30
|
|
|
|
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A:
|
|
|
|
5,130
|
|
5.750%, 4/01/33 – AGM Insured
|
4/21 at 100.00
|
AA+
|
6,214,533
|
1,000
|
|
5.750%, 4/01/41
|
4/21 at 100.00
|
AA–
|
1,193,560
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
165
|
|
13.599%, 11/15/30 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
197,622
|
140
|
|
13.585%, 11/15/44 – AMBAC Insured (IF) (4)
|
11/15 at 100.00
|
AA+
|
161,102
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
2,625
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
3,342,675
|
500
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
556,245
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
1,900
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,937,943
|
1,000
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,019,460
|
750
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
6/13 at 100.00
|
AA–
|
765,503
|
|
|
State Contingency Contract-Backed Bonds, Series 2003B-1C, 5.500%, 6/01/21
|
|
|
|
8,600
|
|
New York State Urban Development Corporation, Revenue Refunding Bonds, State Facilities,
|
No Opt. Call
|
AA–
|
10,379,942
|
|
|
Series 1995, 5.700%, 4/01/20 – AGM Insured (UB)
|
|
|
|
295
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA–
|
309,721
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
7,500
|
|
0.000%, 8/01/41 – NPFG Insured
|
No Opt. Call
|
AA–
|
1,503,225
|
15,000
|
|
0.000%, 8/01/44 – NPFG Insured
|
No Opt. Call
|
AA–
|
2,488,050
|
17,310
|
|
0.000%, 8/01/46 – NPFG Insured
|
No Opt. Call
|
AA–
|
2,490,736
|
29,215
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
3,904,293
|
130,615
|
|
Total Tax Obligation/Limited
|
|
|
80,877,986
|
|
|
Transportation – 8.0% (5.4% of Total Investments)
|
|
|
|
2,000
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2003A,
|
11/13 at 100.00
|
AA–
|
2,069,480
|
|
|
5.000%, 11/15/25 – AGM Insured
|
|
|
|
300
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A,
|
11/15 at 100.00
|
AA–
|
327,171
|
|
|
4.750%, 11/15/27 – NPFG Insured
|
|
|
|
740
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
831,508
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
315
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
361,935
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
865
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/20 –
|
1/15 at 100.00
|
A+
|
935,593
|
|
|
AMBAC Insured
|
|
|
|
350
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
380,625
|
|
|
AGM Insured (UB)
|
|
|
|
1,275
|
|
New York State Thruway Authority, General Revenue Bonds, Series2012I, 5.000%, 1/01/42
|
1/22 at 100.00
|
A+
|
1,427,312
|
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
|
|
|
|
|
Series 2005:
|
|
|
|
500
|
|
5.000%, 12/01/19 – AGM Insured
|
6/15 at 101.00
|
AA–
|
557,040
|
1,000
|
|
5.000%, 12/01/28 – SYNCORA GTY Insured
|
6/15 at 101.00
|
AA–
|
1,089,770
|
345
|
|
5.000%, 12/01/31 – SYNCORA GTY Insured
|
6/15 at 101.00
|
AA–
|
373,735
|
390
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
AA–
|
564,455
|
|
|
Eighth Series 2008, Tender Option Bond Trust 2920, 17.424%, 8/15/32 – AGM Insured (IF)
|
|
|
|
780
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
No Opt. Call
|
A+
|
995,865
|
|
|
Refunding Bonds, Series 2002E, 5.500%, 11/15/20 – NPFG Insured
|
|
|
|
8,860
|
|
Total Transportation
|
|
|
9,914,489
|
|
|
U.S. Guaranteed – 4.0% (2.7% of Total Investments) (5)
|
|
|
|
85
|
|
Dormitory Authority of the State of New York, Judicial Facilities Lease Revenue Bonds, Suffolk
|
No Opt. Call
|
Aaa
|
95,645
|
|
|
County Issue, Series 1986, 7.375%, 7/01/16 (ETM)
|
|
|
|
1,725
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
7/13 at 100.00
|
AA (5)
|
1,765,520
|
|
|
Center, Series 2003-1, 5.000%, 7/01/21 (Pre-refunded 7/01/13) – NPFG Insured
|
|
|
|
600
|
|
Dormitory Authority of the State of New York, Revenue Bonds, South Nassau Communities
|
7/13 at 100.00
|
Baa1 (5)
|
615,594
|
|
|
Hospital, Series 2003B, 5.500%, 7/01/23 (Pre-refunded 7/01/13)
|
|
|
|
690
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA– (5)
|
740,977
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 (Pre-refunded 8/15/14) – AGM Insured
|
|
|
|
150
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AA– (5)
|
165,020
|
|
|
2005F, 5.000%, 3/15/21 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
1,000
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds, Series
|
11/13 at 100.00
|
AAA
|
1,041,310
|
|
|
2003A, 5.000%, 11/15/18 (Pre-refunded 11/15/13) – AMBAC Insured
|
|
|
|
500
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
2/14 at 100.00
|
AAA
|
525,470
|
|
|
2004C, 5.000%, 2/01/19 (Pre-refunded 2/01/14) – SYNCORA GTY Insured
|
|
|
|
4,750
|
|
Total U.S. Guaranteed
|
|
|
4,949,536
|
|
|
Utilities – 12.5% (8.4% of Total Investments)
|
|
|
|
95
|
|
Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34
|
10/22 at 100.00
|
BBB
|
105,966
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
1,700
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A
|
1,888,054
|
1,300
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A
|
1,438,788
|
1,500
|
|
5.000%, 12/01/26 – AGC Insured
|
6/16 at 100.00
|
AA+
|
1,660,140
|
250
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A
|
272,577
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
4,000
|
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A,
|
5/21 at 100.00
|
A
|
4,477,800
|
|
|
5.000%, 5/01/38
|
|
|
|
5,000
|
|
New York State Energy Research and Development Authority, Pollution Control Revenue Refunding
|
3/13 at 100.00
|
A–
|
5,009,500
|
|
|
Bonds, Niagara Mohawk Power Corporation, Series 1998A, 5.150%, 11/01/25 – AMBAC Insured
|
|
|
|
575
|
|
Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue
|
No Opt. Call
|
BB+
|
584,585
|
|
|
Refunding Bonds, Covanta Energy Project, Series 2012B, 4.000%, 11/01/24
|
|
|
|
14,420
|
|
Total Utilities
|
|
|
15,437,410
|
|
|
Water and Sewer – 4.7% (3.2% of Total Investments)
|
|
|
|
1,900
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/21 at 100.00
|
AA+
|
2,160,490
|
|
|
Bonds, Second Generation Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44
|
|
|
|
1,140
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
1,262,732
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
2,295
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
2,428,959
|
|
|
6/01/28 – NPFG Insured
|
|
|
|
5,335
|
|
Total Water and Sewer
|
|
|
5,852,181
|
$ 223,735
|
|
Total Investments (cost $171,677,349) – 147.9%
|
|
|
183,035,096
|
|
|
Floating Rate Obligations – (9.4)%
|
|
|
(11,620,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (40.4)% (6)
|
|
|
(50,000,000)
|
|
|
Other Assets Less Liabilities – 1.9%
|
|
|
2,377,707
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 123,792,803
|