Form 8 (OPD) Climate Exchange PLC
14 Mayo 2010 - 6:29AM
UK Regulatory
TIDMCLE TIDMCLE
RNS Number : 9539L
Climate Exchange PLC
14 May 2010
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
+-----------------+----------+
| (a) | Climate |
| Identity | Exchange |
| of the | plc |
| party to | |
| the | |
| offer | |
| making | |
| the | |
| disclosure: | |
+-----------------+----------+
| (b) | NA |
| Owner | |
| or | |
| controller | |
| of | |
| interests | |
| and short | |
| positions | |
| disclosed, | |
| if | |
| different | |
| from 1(a): | |
| The | |
| naming of | |
| nominee or | |
| vehicle | |
| companies | |
| is | |
| insufficient | |
+-----------------+----------+
| (c) | Climate |
| Name | Exchange |
| of | plc |
| offeror/offeree | |
| in relation to | |
| whose relevant | |
| securities this | |
| form relates: | |
| Use a | |
| separate form | |
| for each party | |
| to the offer | |
+-----------------+----------+
| (d) Is | OFFEREE |
| the | |
| party | |
| to the | |
| offer | |
| making | |
| the | |
| disclosure | |
| the | |
| offeror or | |
| the | |
| offeree? | |
+-----------------+----------+
| (e) | 13 May |
| Date | 2010 |
| position | |
| held: | |
+-----------------+----------+
| (f) | NO |
| Has | |
| the | |
| party | |
| previously | |
| disclosed, | |
| or is it | |
| today | |
| disclosing, | |
| under the | |
| Code in | |
| respect of | |
| any other | |
| party to | |
| this offer? | |
+-----------------+----------+
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates
+----------------+--------+--------+--------+--------+
| Class | GBP0.01 ordinary |
| of | |
| relevant | |
| security: | |
| | |
+----------------+-----------------------------------+
| | Interests |Short positions |
| | | |
+ +-----------------+-----------------+
| |Number | % |Number | % |
+----------------+--------+--------+--------+--------+
| (1) | NA | NA | NA | NA |
| Relevant | | | | |
| securities | | | | |
| owned | | | | |
| and/or | | | | |
| controlled: | | | | |
+----------------+--------+--------+--------+--------+
| (2) | NA | NA | NA | NA |
| Derivatives | | | | |
| (other than | | | | |
| options): | | | | |
+----------------+--------+--------+--------+--------+
| (3) | NA | NA | NA | NA |
| Options | | | | |
| and | | | | |
| agreements | | | | |
| to | | | | |
| purchase/sell: | | | | |
+----------------+--------+--------+--------+--------+
| | NA | NA | NA | NA |
| | | | | |
| TOTAL: | | | | |
+----------------+--------+--------+--------+--------+
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
+--------------+--------+
| Class | NA |
| of | |
| relevant | |
| security | |
| in | |
| relation | |
| to which | |
| subscription | |
| right | |
| exists: | |
+--------------+--------+
| Details, | NA |
| including | |
| nature of | |
| the | |
| rights | |
| concerned | |
| and | |
| relevant | |
| percentages: | |
+--------------+--------+
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
+-------------+
| Details |
| of any |
| irrevocable |
| commitments |
| or letters |
| of intent |
| procured by |
| the party |
| to the |
| offer |
| making the |
| disclosure |
| or any |
| person |
| acting in |
| concert |
| with it |
| (see Note 3 |
| on Rule |
| 2.11 of the |
| Code): |
+-------------+
| |
| NA |
| |
+-------------+
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER
MAKING THE DISCLOSURE
+-------------------------------------------------------------+
| Details |
| of any |
| interests, |
| short |
| positions |
| and rights |
| to |
| subscribe |
| of any |
| person |
| acting in |
| concert |
| with the |
| party to |
| the offer |
| making the |
| disclosure: |
+-------------------------------------------------------------+
| |
| |
| Number |
| of |
| ordinary |
| % of |
| Climate |
| Exchange |
| plc's |
| |
| shares |
| ordinary |
| issued |
| share |
| capital |
| |
| Dr. |
| Richard |
| Sandor |
| 7,883,614 16.52% |
| Neil Eckert |
| 1,084,124 2.27% |
| Carole L. Brookins |
| 16,252 0.03% |
| Klaus Gierstner |
| 37,000 0.08% |
| Sir Laurie Magnus |
| 4,093 0.01% |
| Sir Brian Williamson |
| 1,500 0.00% |
| |
| Total shares |
| 9,026,583 18.91% |
| |
| At the EGM on 29 December 2006, shareholders approved new |
| plans to provide incentive arrangements for key executive |
| staff. Three plans were established: the Climate Exchange |
| plc 2006 Share Option Plan (the 2006 Plan); a long term |
| incentive plan (LTIP), and the Climate Exchange plc |
| (European Climate Exchange Limited Commutation) Share |
| Option Plan (CLE ECX Plan). The LTIP is exercisable from |
| 09/09/09 to 10 years after the date of grant. The 2006 Plan |
| is exercisable from 09/09/09 to 10 years after the date of |
| grant for 60% of the options and from 15/09/10 to 10 years |
| after the date of grant for 40% of the options or upon |
| change of control. |
| |
| The following directors of Climate Exchange plc have the |
| following options over Climate Exchange plc shares: |
| |
| Number of |
| |
| Climate Exchange Plan |
| Exercise |
| Director plc options |
| price |
| |
| Neil Eckert 1,299,428 LTIP |
| GBP0.01 |
| 1,050,000 2006 |
| Plan GBP3.30 |
| Matthew Whittell 500,000 2006 Plan |
| GBP4.30 |
| Carole L. Brookins 10,000 2006 Plan |
| GBP3.30 |
| |
| Total options 2,859,428 |
| |
+-------------------------------------------------------------+
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 3 for
each additional class of relevant security.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
+-----------------+
| Details |
| of any |
| indemnity |
| or option |
| arrangement, |
| or any |
| agreement or |
| understanding, |
| formal or |
| informal, |
| relating to |
| relevant |
| securities |
| which may be |
| an inducement |
| to deal or |
| refrain from |
| dealing |
| entered into |
| by the party |
| to the offer |
| making the |
| disclosure or |
| any person |
| acting in |
| concert with |
| it: |
| If there are |
| no such |
| agreements, |
| arrangements |
| or |
| understandings, |
| state "none" |
+-----------------+
| |
| NONE |
| |
+-----------------+
(b) Agreements, arrangements or understandings relating to options or
derivatives
+-----------------+
| Details |
| of any |
| agreement, |
| arrangement |
| or |
| understanding, |
| formal or |
| informal, |
| between the |
| party to the |
| offer making |
| the |
| disclosure, or |
| any person |
| acting in |
| concert with |
| it, and any |
| other person |
| relating to: |
| (i) the |
| voting rights |
| of any |
| relevant |
| securities |
| under any |
| option; or |
| (ii) the |
| voting rights |
| or future |
| acquisition or |
| disposal of |
| any relevant |
| securities to |
| which any |
| derivative is |
| referenced: |
| If there are |
| no such |
| agreements, |
| arrangements |
| or |
| understandings, |
| state "none" |
+-----------------+
| |
| NONE |
| |
+-----------------+
(c) Attachments
Are any Supplemental Forms attached?
+--------------+--------+
| Supplemental | NO |
| Form 8 (Open | |
| Positions) | |
+--------------+--------+
| Supplemental | NO |
| Form 8 (SBL) | |
+--------------+--------+
+-------------+------------------+
| Date | 14 May |
| of | 2010 |
| disclosure: | |
+-------------+------------------+
| Contact | Lauren |
| name: | Paton |
| | (Climate |
| | Exchange |
| | plc) |
+-------------+------------------+
| Telephone | +44 207 382 7800 |
| number: | |
+-------------+------------------+
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available
for consultation in relation to the Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEESFMFFLFSSEEI
Climate Exchange (LSE:CLE)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Climate Exchange (LSE:CLE)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024
Real-Time news about Climate Exch. (London Stock Exchange): 0 recent articles
Más de Climate Exchange Artículos de Noticias