Morgan Stanley Securities Limited Form 8.5 (EPT/RI) XSTRATA PLC REPLACEMENT (8612D)
02 Mayo 2013 - 4:57AM
UK Regulatory
TIDMXTA
RNS Number : 8612D
Morgan Stanley Securities Limited
02 May 2013
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form XSTRATA PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is GLENCORE INTERNATIONAL PLC
connected:
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(d) Date dealing undertaken: 30 APRIL 2013
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary PURCHASES 5,755,502 10.0250 GBP 9.6060 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary SALES 5,830,422 10.0100 GBP 9.6050 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 298 9.6150 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 9,333 9.6200 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,921 9.6350 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 11 9.6350 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,002,873 9.6352 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 427,474 9.6352 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 129,552 9.6362 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 5,002 9.6362 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,660 9.6464 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 11 9.6539 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 787 9.6539 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 78,789 9.6713 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 6,980 9.6890 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 18,746 9.6942 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 603 9.7056 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 16,038 9.7169 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 647,571 9.7324 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,018 9.7324 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 9,469 9.8358 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 37,690 9.8358 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 8,353 9.8397 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,470 9.8397 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 172 9.8397 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 398 9.9681 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 98,360 9.6349 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 98,360 9.6349 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 65,956 9.6350 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 86,079 9.6350 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 11 9.6350 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 1,747 9.6350 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 6,980 9.6410 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 111,403 9.6599 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 367,376 9.6659 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 638 9.6939 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 683 9.7007 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 8,236 9.7007 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 29,014 9.7007 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 2,799 9.7075 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 7,581 9.7127 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 30,173 9.7127 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 65,909 9.7130 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 647,571 9.7382 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 7,419 9.7382 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 91,584 9.7668 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 32,627 9.7788 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 5,002 9.7788 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 394,594 9.8960 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 88,869 9.9200 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 53,321 9.9200 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 35,548 9.9200 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 3,292 9.9290 GBP
------------------ -------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 02 MAY 2013
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 7514
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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