Statement of Changes in Beneficial Ownership (4)
06 Abril 2021 - 4:10PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Deep Lake Capital Sponsor LP |
2. Issuer Name and Ticker or Trading Symbol
Deep Lake Capital Acquisition Corp.
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DLCA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O DEEP LAKE CAPITAL ACQUISITION CORP., 930 TAHOE BLVD, SUITE 802 PMB 381 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/5/2021 |
(Street)
INCLINE VILLAGE, NV 89451
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Ordinary Shares, par value $0.0001 | (2) | 4/5/2021 | | S | | | 30000 (2) | (2) | (2) | Class A ordinary shares, par value $0.0001 | 30000 | $0.0048 (2) | 5055000 | D (1)(3)(4) | |
Explanation of Responses: |
(1) | This form is being filed by the following Reporting Persons: Deep Lake Capital Sponsor LP (the "Sponsor"), Deep Lake Capital GP LLC. ("Deep Lake GP"), Incline Investments LLC ("Incline Investments"). CY5 Investments LLC ("CY5 Investments"), Pelican Investment LLC ("Pelican Investments"), Mark L. Lavelle, Michael J. Cyrus, and Gary J. Marino. |
(2) | The Sponsor sold 30,000 shares of Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), of Deep Lake Capital Acquisition Corp. (the "Issuer"), for the aggregate consideration of $144.93. Class B Ordinary Shares have no expiration date and are convertible into Class A ordinary shares, par value $0.0001 per share, of the Issuer, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-251649). |
(3) | Deep Lake GP is the general partner of the Sponsor. Each of Incline Investments, CY5 Investments and Pelican Investments own a one-third interest in Deep Lake GP and has sole voting and dispositive power over the Class B Ordinary Shares held by the Sponsor. Mark L. Lavelle is the sole manager of Incline Investments, Michael J. Cyrus is the sole manager of CY5 Investments and Gary J. Marino is the sole manager of Pelican Investments. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. |
(4) | Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of
their respective pecuniary interests. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Deep Lake Capital Sponsor LP C/O DEEP LAKE CAPITAL ACQUISITION CORP. 930 TAHOE BLVD, SUITE 802 PMB 381 INCLINE VILLAGE, NV 89451 |
| X |
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Deep Lake Capital GP LLC C/O DEEP LAKE CAPITAL ACQUISITION CORP. 930 TAHOE BLVD, SUITE 802 PMB 381 INCLINE VILLAGE, NV 89451 |
| X |
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Incline Investments LLC C/O INCLINE INVESTMENTS LLC 301 WEST AVENUE #5203 AUSTIN, TX 78701 |
| X |
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CY5 Investments LLC C/O PELICAN INVESTMENTS LLC 3721 STANSBURY MILL ROAD PHOENIX, AZ 21131 |
| X |
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Pelican Investments LLC C/O CY5 INVESTMENTS LLC 930 TAHOE BLVD, SUITE 802, PMB 381 INCLINE VILLAGE, NV 89451 |
| X |
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Lavelle Mark L C/O DEEP LAKE CAPITAL ACQUISITION CORP. 930 TAHOE BLVD, SUITE 802 PMB 381 INCLINE VILLAGE, NV 89451 | X | X | Chief Executive Officer |
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CYRUS MICHAEL J C/O DEEP LAKE CAPITAL ACQUISITION CORP. 930 TAHOE BLVD, SUITE 802 PMB 381 INCLINE VILLAGE, NV 89451 | X | X | Chief Financial Officer |
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Marino Gary J C/O DEEP LAKE CAPITAL ACQUISITION CORP. 930 TAHOE BLVD, SUITE 802 PMB 381 INCLINE VILLAGE, NV 89451 | X | X | President |
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Signatures
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/s/ Mark L. Lavelle, Attorney-in-Fact | | 4/5/2021 |
**Signature of Reporting Person | Date |
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