Form SC 13G - Statement of acquisition of beneficial ownership by individuals
16 Mayo 2024 - 9:25AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. __)
GALERA
THERAPEUTICS INC.
(Name
of Issuer)
COMMON
STOCK
(Title
of Class of Securities)
36338D108
(CUSIP
Number)
April
16, 2024
(DATE
OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)
| * | The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s)
CUSIP No. 36338D108 |
13G |
Page 2 of 6 Pages |
1. |
NAMES
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alpha Pharma Investments LLC |
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
☐
(b)
☒ |
3. |
SEC
USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
5. |
SOLE
VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
6. |
SHARED
VOTING POWER |
|
|
|
5,928,137 Shares (1) (2) (3) |
7. |
SOLE
DISPOSITIVE POWER |
|
|
|
0 |
8. |
SHARED
DISPOSITIVE POWER |
|
|
|
5,928,137 Shares (1) (2) (3) |
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
5,928,137 Shares (1) (2)(3) |
10. |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
|
|
[ ] |
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
|
|
|
10.899% (1)(2)(3) |
12. |
TYPE
OF REPORTING PERSON |
|
|
|
CO
|
| (1) | Based on 54,392,170 shares outstanding as of March 28, 2024
as reported on Form 10-K for the period ended December 31, 2023 filed with the Securities and Exchange Commission on March 28, 2024. |
| (2) | Includes 3,178,137 shares of common stock held by Rochel Soffer
individually and 2,750,000 shares of common stock held by Alpha Pharma Investments LLC. Rochel Soffer is the sole member of Alpha Pharma
Investments LLC, has voting and dispositive power of Alpha Pharma Investments LLC and is therefore deemed the beneficial owner of such
securities. |
| (3) | The Reporting Person disclaims beneficial ownership of all securities
owned by Yair Schneid, the spouse of Rochel Soffer, except to the extent of her pecuniary interest therein, if any. |
CUSIP No. 36338D108 |
13G |
Page 3 of 6 Pages |
1. |
NAMES
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rochel Soffer |
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
☐
(b)
☒ |
3. |
SEC
USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
5. |
SOLE
VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
6. |
SHARED
VOTING POWER |
|
|
|
5,928,137 Shares (1) (2)(3) |
7. |
SOLE
DISPOSITIVE POWER |
|
|
|
0 |
8. |
SHARED
DISPOSITIVE POWER |
|
|
|
5,928,137 Shares (1) (2)(3) |
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
5,928,137 Shares (1) (2)(3) |
10. |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
|
|
[ ] |
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
|
|
|
10.899% (1)(2)(3) |
12. |
TYPE
OF REPORTING PERSON |
|
|
|
IN
|
| (1) | Based on 54,392,170 shares outstanding as of March 28, 2024
as reported on Form 10-K for the period ended December 31, 2023 filed with the Securities and Exchange Commission on March 28, 2024. |
| (2) | Includes 3,178,137 shares of common stock held by Rochel Soffer
individually and 2,750,000 shares of common stock held by Alpha Pharma Investments LLC. Rochel Soffer is the sole member of Alpha Pharma
Investments LLC, has voting and dispositive power of Alpha Pharma Investments LLC and is therefore deemed the beneficial owner of such
securities. |
| (3) | The Reporting Person disclaims beneficial ownership of all securities
owned by Yair Schneid, the spouse of Rochel Soffer, except to the extent of her pecuniary interest therein, if any. |
CUSIP No. 36338D108 |
13G |
Page 4 of 6 Pages |
ITEM 1 (a) NAME OF ISSUER: Galera Therapeutics Inc.
ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
45 Liberty Blvd., Suite 230, Malvern, Pennsylvania
19355
ITEM 2 (a) NAME OF PERSON FILING:
The statement is filed on behalf of Rochel Soffer
and Alpha Pharma Investments LLC (collectively, the “Reporting Persons”). Rochel Soffer is the sole member of Alpha Pharma
Investments LLC, has voting and dispositive power of Alpha Pharma Investments LLC and is therefore deemed the beneficial owner of such
securities. The Reporting Persons disclaim beneficial ownership of all securities owned by Yair Schneid, the spouse of Rochel Soffer,
except to the extent of their pecuniary interest therein, if any.
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
9559 Collins Avenue, #1009S, Miami, FL 33154
ITEM 2 (c) CITIZENSHIP:
Rochel Soffer is a citizen of the United States.
Alpha Pharma LLC is organized in the State of Delaware.
ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Shares, $0.001 par value per share
ITEM 2 (e) CUSIP NUMBER: 36338D108
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
ITEM 4 OWNERSHIP
The information required by Items 4(a) –
(c) is set forth in rows (5) – (11) of the cover page for each of the Reporting Persons hereto, including footnotes, and is incorporated
herein by reference for the Reporting Persons. The percentage set forth in Row (11) of the cover page for each of the Reporting Persons
is based on a total of 54,392,170 shares of Common Stock outstanding of the Issuer as of March 28, 2024. The information set forth in
Rows (5) – (11) of the cover page for each of the Reporting Persons hereto is made as of April 16, 2024.
CUSIP No. 36338D108 |
13G |
Page 5 of 6 Pages |
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable
CUSIP No. 36338D108 |
13G |
Page 6 of 6 Pages |
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
May 15, 2024 |
|
(Date) |
|
|
|
ALPHA PHARMA INVESTMENTS LLC |
|
|
|
By: |
/s/ Rochel Soffer, Sole Member |
|
|
|
ROCHEL SOFFER |
|
|
|
By: |
/s/ Rochel Soffer |
CUSIP No. 36338D108 |
13G |
Exhibit 1 |
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities
Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including
amendments thereto) with respect to certain shares of Common Stock of Galera Therapeutics Inc. and further agree that this Joint Filing
Agreement shall be included as an exhibit to such joint filings.
The undersigned further agree that each party hereto
is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information
concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information
concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate.
IN WITNESS WHEREOF, the parties have executed this
Joint Filing Agreement on May 15, 2024.
|
ALPHA PHARMA INVESTMENTS LLC |
|
|
|
By: |
/s/ Rochel Soffer, Sole Member |
|
|
|
ROCHEL SOFFER |
|
|
|
By: |
/s/ Rochel Soffer |
Galera Therapeutics (NASDAQ:GRTX)
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Galera Therapeutics (NASDAQ:GRTX)
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