- Statement of Changes in Beneficial Ownership (4)
01 Octubre 2009 - 4:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Nelson Marc
|
2. Issuer Name
and
Ticker or Trading Symbol
SPSS INC
[
SPSS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Corporate Controller
|
(Last)
(First)
(Middle)
SPSS INC., 233 SOUTH WACKER DRIVE, 11TH FLOOR
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2009
|
(Street)
CHICAGO, IL 60606
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, $0.01 par value
|
10/1/2009
|
|
F
|
|
124
(1)
|
D
|
$49.97
|
13179
(2)
|
D
|
|
Common Stock, $0.01 par value
|
10/1/2009
|
|
F
|
|
168
(3)
|
D
|
$49.97
|
13011
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
The reporting person forfeited 124 shares to satisfy the tax withholding obligation due upon the October 1, 2009 vesting of 313 restricted share units, representing a portion of a previously granted restricted share unit award.
|
(
2)
|
Includes one share purchase in the amount of 755 shares of SPSS common stock made by the reporting person pursuant to the SPSS Employee Stock Purchase Plan.
|
(
3)
|
The reporting person forfeited 168 shares to satisfy the tax withholding obligation due upon the October 1, 2009 vesting of 425 restricted share units, representing a portion of a previously granted restricted share unit award.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Nelson Marc
SPSS INC.
233 SOUTH WACKER DRIVE, 11TH FLOOR
CHICAGO, IL 60606
|
|
|
Corporate Controller
|
|
Signatures
|
/s/ Marc Nelson
|
|
10/1/2009
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Spss Inc. (MM) (NASDAQ:SPSS)
Gráfica de Acción Histórica
De Ago 2024 a Sep 2024
Spss Inc. (MM) (NASDAQ:SPSS)
Gráfica de Acción Histórica
De Sep 2023 a Sep 2024
Real-Time news about Spss Inc. (MM) (NASDAQ): 0 recent articles
Más de Artículos de Noticias