Amended Current Report Filing (8-k/a)
17 Agosto 2018 - 11:35AM
Edgar (US Regulatory)
United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K/A
Amendment No. 1 to Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
August 1, 2018
Date of Report (Date of earliest event reported)
Tottenham Acquisition I Limited
(Exact Name of Registrant as Specified in
its Charter)
British Virgin Islands
|
001-38614
|
n/a
|
(State or
other jurisdiction of incorporation)
|
(Commission
File Number)
|
(I.R.S. Employer
Identification No.)
|
Unit B, 11F
On Hing Building
1-9 On Hing Terrance
Central, Hong Kong
|
n/a
|
(Address
of Principal Executive Offices)
|
(Zip Code)
|
Registrant's telephone number, including
area code:
+852 3998 4852
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written
communications pursuant to Rule 425 under the Securities Act
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 8.01. Other Events
As previously disclosed on a Current Report
on Form 8-K dated August 7, 2018, Tottenham Acquisition I Limited (the “Company”) consummated its initial public offering
(“IPO”) of 4,600,000 units (the “Units”), which included the full exercise of the underwriter’s over-allotment
option of 600,000 Units. Each Unit consists of one ordinary share (“Ordinary Share”), one warrant (“Warrant”)
entitling its holder to purchase one-half of one Ordinary Share at a price of $11.50 per whole share, and one right to receive
one-tenth (1/10) of an Ordinary Share upon the consummation of an initial business combination. The Units were sold at an offering
price of $10.00 per Unit, generating gross proceeds of $46,000,000. In addition, the Company sold to Chardan, for $100, an option
to purchase up to 220,000 units exercisable at $11.50 per unit, commencing on the later of the consummation of a business combination
and six months from the effective date of the Registration Statement.
As of August 6, 2018, a total of $46,000,000
of the net proceeds from the IPO and the private placement consummated simultaneously with the closing of the IPO were deposited
in a trust account established for the benefit of the Company’s public stockholders.
An audited balance sheet as of August 6,
2018 reflecting receipt of the proceeds upon consummation of the IPO and the private placement is included with this report as
Exhibit 99.1
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 17, 2018
TOTTENHAM ACQUISITION I LIMITED
By:
/s/ Jason Ma
Name: Jason Ma
Title: Chief Executive Officer
Tottenham Acquisition I (NASDAQ:TOTAU)
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