Report of Proposed Sale of Securities (144)
10 Octubre 2017 - 7:52AM
Edgar (US Regulatory)
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UNITED STATES
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OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
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OMB Number:
3235-0101
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Washington, D.C. 20549
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Expires: May 31,
2017
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Estimated average
burden
hours per response
........... 1.00
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FORM 144
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SEC USE
ONLY
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DOCUMENT SEQUENCE NO.
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NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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CUSIP NUMBER
0001718365
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ATTENTION
:
Transmit for filing 3 copies of this form
concurrently with either placing an order with a broker to execute
sale or executing a sale directly with a market
maker.
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WORK
LOCATION
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1
(a)
NAME OF ISSUER
(Please type or print)
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(b)
IRS IDENT. NO.
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(c)
S.E.C. FILE NO.
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SIGMABROADBAND
COMPANY
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0001571384
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1
(d)
ADDRESS OF ISSUER
(
Street, City, State, Zip
Code)
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(e)
TELEPHONE NO.
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2690 Cobb Parkway Suite A5-284 Smyrma
Georgia 30080
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AREA CODE
800
NUMBER
545-0010
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2
(a)
NAME OF PERSON FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD
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(b)
IRS IDENT. NO.
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(c)
RELATIONSHIP TO ISSUER
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(d)
ADDRESS (
Street. City, State, Zip
Code)
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Jeffery
Allen Brown
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President
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5883 Brookmere Park Drive SE Mableton Georgia
30126
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INSTRUCTION: The person filing this notice should contact the
issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
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SEC
USE ONLY
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3
(a)
Title
of the Class of Securities To be sold
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(b)
Name
and Address of Each Broker Through Whom the Securities are to be
Offered or Each Market Maker who is Acquiring the
Securities
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Broker-Dealer
File
Number
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(c)
Number of Shares or Other Units To Be Sold
(See instr. 3(c))
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(d)
Aggregate
Market
Value
(See instr. 3(d))
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(e)
Number
of Shares or Other Units Outstanding
(See instr. 3(e))
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(f)
Approximate
Date
of Sale
(See instr. 3(f))
(MO. DAY
YR.)
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(g)
Name
of Each Securities Exchange
(See instr. 3(g))
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COMMON
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Alpine Securities 39 Exchange
Place
Salt Lake City, UT 84111
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$375,000
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5,021,488,000
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10/10/17
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OTC
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INSTRUCTIONS:
1(a)Name of
issuer
(b)Issuer’s I.R.S.
Identification Number
(c)Issuer’s S.E.C.
file number, if any
(d)Issuer’s address,
including zip code
(e)Issuer’s telephone
number, including area code
2.(a)Name of person
for whose account the securities are to be sold
(b)Such person’s
I.R.S. identification number, if such person is an
entity
(c)Such person’s
relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the
foregoing)
(d)Such person’s
address, including zip code
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3.(a)Title of the class of securities to be sold
(b)Name and address of each
broker through whom the securities are intended to be
sold
(c)Number of shares or other
units to be sold (if debt securities, give the aggregate face
amount)
(d)Aggregate market value of
the securities to be sold as of a specified date within 10 days
prior to the filing of this notice
(e)Number of shares or other
units of the class outstanding, or if debt securities the face
amount thereof outstanding, as shown by the most recent report or
statement published by the issuer
(f)Approximate date on which
the securities are to be sold
(g)Name of each securities
exchange, if any, on which the securities are intended to be
sold
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Potential
persons who are to respond to the collection of information
contained in this form are not
required
to respond unless the form displays a currently valid OMB control
number.
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TABLE
I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition
of the securities to be sold
and with respect to the payment of all or any part of the purchase
price or other consideration therefor:
Title
of the Class
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Date
you Acquired
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Name of Acquisition
Transaction
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Name of Person from Whom Acquired (If gift, also give date donor
acquired)
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Amount
of Securities Acquired
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Date of
Payment
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Nature
of Payment
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COMMON
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1/1/2013
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Restricted Stock Units Granted
under Form S-1 Registration on
11/21/2013 and
Amended Form S-1 Effective 12/16/2013
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Company
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2,500,000
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N/A
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N/A
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INSTRUCTIONS:
If the securities were
purchased and full payment therefor was not made in cash at the
time of purchase, explain in the table or in a note thereto the
nature of the consideration given. If the consideration consisted
of any note or other obligation, or if payment was made in
installments describe the arrangement and state when the note or
other obligation was discharged in full or the last installment
paid.
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TABLE
II –– SECURITIES SOLD DURING THE PAST 3
MONTHS
Furnish the following information as to all securities of the
issuer sold during the past 3 months by the person for whose
account the securities are to be sold.
Name
and Address of Seller Title of Securities Sold Date of Sale Amount
of Securities Sold
Title of Securities Sold
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Title of Securities Sold
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Date of Sale
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Amount of
Securities Sold
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Gross
Proceeds
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REMARKS:
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INSTRUCTIONS:
See the definition
of “person” in paragraph (a) of Rule 144. Information
is to be given not only as to the person for whose account the
securities are to be sold but also as to all other persons included
in that definition. In addition, information shall be given as to
sales by all persons whose sales are required by paragraph (e) of
Rule 144 to be aggregated with sales for the account of the person
filing this notice.
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ATTENTION:
The person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice
that he does not know any material adverse information in regard to
the current and prospective operations of the Issuer of the
securities to be sold which has not been publicly
disclosed.
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10/10/2017
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/s
/
Jeffery
Allen
Brown
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DATE OF
NOTICE
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(SIGNATURE)
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The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy of the notice shall be
manually signed.
Any copies not manually signed shall bear typed or printed
signatures.
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ATTENTION:
Intentional misstatements or omission of facts constitute Federal
Criminal Violations (See 18 U.S.C. 1001)
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