Patrick D. Hayes, Investment Management Practice Group Chair and Partner at the law firm of Calfee, Halter & Griswold LLP, recently was named Chair of the Board of Directors of the National Society of Compliance Professionals (NSCP). Hayes steps into the role after being elected as Chair-Elect in October 2023 following the appointment of former Board Chair Melissa Loner as NSCP’s Chief Operations Officer and Deputy Executive Director.

“With Patrick's extensive experience and deep commitment to NSCP, he is perfectly positioned to lead the Board,” stated Lisa Crossley, Executive Director of NSCP. “His prior role as Chair-Elect provided him with a solid foundation to drive NSCP forward, emphasizing member engagement and regulatory advocacy.”

In addition to his new position as Chair of the NSCP Board of Directors, Hayes serves as a member of the NSCP Executive, Governance, and Regulatory Advisory Committees.

“I am humbled by the outpouring of support from the NSCP Staff, the Board of Directors, and the entire NSCP membership. This incredible community of talented individuals has been such a positive and motivating force for me over the past decade, and I am especially grateful now for the opportunity to serve its members, execute on its strategic goals, and help lead this organization over the next two years,” Hayes stated.

In 2020, Hayes launched The Securities Compliance Podcast: Compliance in Context™, co-sponsored by Calfee and the NSCP. He designed the podcast as a personal masterclass for the securities industry’s legal and compliance professionals.

As Chair of Calfee’s Investment Management Practice Group, Hayes counsels registered investment advisers, broker-dealers, family offices, crypto and digital asset traders, and other financial professionals in the development and administration of their compliance programs.

About NSCP

Founded in 1986, NSCP is the leading nonprofit membership organization dedicated to supporting compliance professionals in the financial industry. NSCP members have access to a diverse community of compliance professionals who share their expertise and essential information on compliance topics, regulatory insights, and useful tools.

About Calfee, Halter & Griswold LLP

Calfee, Halter & Griswold LLP is a full-service corporate law firm with 160 attorneys and professionals and five offices in Cleveland, Columbus, Cincinnati, Indianapolis, and Washington, D.C. Calfee serves clients in the Midwest, nationally and globally in the areas of Corporate and Finance, Employee Benefits and Executive Compensation, Energy and Utilities, Estate and Succession Planning and Administration, Government Relations and Legislation, Intellectual Property, Investment Management Law, Labor and Employment, Litigation, and Real Estate Law. Calfee has been recognized as a leading law firm by the Chambers USA 2024 Legal Guide in Antitrust, Banking & Finance, Bankruptcy/Restructuring, Corporate/M&A, Employee Benefits & Executive Compensation, Energy & Natural Resources, Environment, Government Relations: State & Local, Insurance: Policyholder, Intellectual Property, Investment Funds: Regulatory & Compliance, Labor & Employment, Litigation: General Commercial, Litigation: White-Collar Crime & Government Investigations, and Real Estate Law and by Chambers High Net Worth 2024 Guide in Private Wealth Law. A founding member of Lex Mundi, Calfee offers international representation through a network of independent law firms with access to 22,000 attorneys located in more than 125 countries. Additional information is available at Calfee.com.

Attachments

  • Patrick D. Hayes
  • National Society of Compliance Professionals
Susan M. Kurz
Calfee, Halter & Griswold LLP
2166228346
skurz@calfee.com