TIDMTEEC

RNS Number : 6216N

Triple Point Energy Efficiency

01 February 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                      Triple Point Energy Efficiency Infrastructure 
  underlying issuer of existing shares                                   Company plc 
  to which voting rights are attached 
  (ii) : 
                                                                       ---------------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                                                       ------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                                                       ------ 
 An acquisition or disposal of financial instruments                                                                                      X 
                                                                                                                                       ------ 
 An event changing the breakdown of voting rights 
                                                                                                                                       ------ 
 Other (please specify)(iii) : 
                                                                                                                                       ------ 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                                   Pentwater Capital Management LP 
 City and country of registered office                                  Naples, FL USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                                       ---------------------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                                       ---------------------------------------------------------------------- 
 5. Date on which the threshold was                                     29/01/2021 
  crossed or reached (vi) : 
                                                                       ---------------------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                         01/02/2021 
                                                                       ---------------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                           % of voting                 % of voting rights                    Total of both            Total number 
                          rights attached               through financial                     in % (8.A +              of voting rights 
                         to shares (total                  instruments                            8.B)                 of issuer (vii) 
                             of 8. A)                     (total of 8.B 
                                                            1 + 8.B 2) 
                    -------------------------  ----------------------------------  --------------------------------  ------------------------ 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached              0.0%                        2.98%                                 2.98%                     100,000,000 
                    -------------------------  ----------------------------------  --------------------------------  ------------------------ 
 Position of 
  previous 
  notification 
  (if 
  applicable)               0.0%                       3.9%                               3.9% 
                    -------------------------  ----------------------------------  --------------------------------  ------------------------  ------- 
         8. Notified details of the resulting situation on the date on which 
          the threshold was crossed or reached (viii) 
         A: Voting rights attached to shares 
         Class/type of        Number of voting rights                                        % of voting rights 
          shares               (ix) 
          ISIN code (if 
          possible) 
                                        Direct                        Indirect                           Direct                       Indirect 
                                  (Art 9 of Directive            (Art 10 of Directive              (Art 9 of Directive          (Art 10 of Directive 
                                     2004/109/EC)                    2004/109/EC)                 2004/109/EC) (DTR5.1)             2004/109/EC) 
                                       (DTR5.1)                       (DTR5.2.1)                                                     (DTR5.2.1) 
                                                          -------------------------------- 
 
 
 
         SUBTOTAL 8. A 
                             -------------------------------------------------------------  ---------------------------------------------------------- 
 
         B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
          (DTR5.3.1.1 (a)) 
         Type of financial    Expiration   Exercise/                                Number of voting                          % of voting 
          instrument           date         Conversion Period                        rights that may                           rights 
                               (x)          (xi)                                     be acquired if 
                                                                                     the instrument 
                                                                                     is 
                                                                                     exercised/converted. 
                             -----------  ---------------------------------------  ----------------------------------------  ------------------------- 
 
 
 
                                           SUBTOTAL 8. B 1 
                                          ---------------------------------------  ----------------------------------------  ------------------------- 
 
         B 2: Financial Instruments with similar economic effect according to 
          Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
         Type of         Expiration        Exercise/                    Physical or                 Number of                 % of voting 
         financial        date (x)          Conversion                   cash                        voting rights             rights 
         instrument                         Period (xi)                  settlement 
                                                                         (xii) 
                        ----------------  ---------------------------  --------------------------  ------------------------ 
   CFD                       n/a               n/a                      cash                        2,989,500                          2.98% 
                        ----------------  ---------------------------  --------------------------  ------------------------ 
 
 
                                                                        SUBTOTAL 8.B.2              2,989,500                     2.98% 
                                                                       --------------------------  ------------------------ 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                                                                    X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
       Name (xv)                      % of voting rights                          % of voting rights                   Total of both if 
                                        if it equals or                            through financial                    it equals or is 
                                       is higher than the                          instruments if it                    higher than the 
                                      notifiable threshold                        equals or is higher                notifiable threshold 
                                                                                  than the notifiable 
                                                                                       threshold 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Pentwater Capital 
  Management LP                                                                                                             2.98% 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Pentwater Capital 
  Management Europe 
  LLP                                                                                                                       2.98% 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 PWCM Master Fund 
  Ltd 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Pentwater Equity 
  Opportunities Master 
  Fund Ltd 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Pentwater Merger 
  Arbitrage Master 
  Fund Ltd 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Oceana Master Fund 
  Ltd 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 MAP 98 Segregated 
  Portfolio 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Crown/PW Segregated 
  Portfolio 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Investment 
  Opportunities 
  3 SPC 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Pentwater Metric 
  Merger Arbitrage 
  GP LLC 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 Pentwater 
  Unconstrained 
  Master Fund Ltd. 
                         --------------------------------------------  ---------------------------------------  ----------------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                                       ---------------------------------------------------------------------- 
 The number and % of voting rights 
  held 
                                                                       ---------------------------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                                       ---------------------------------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   London 
 Date of completion    01/02/2021 
                      --------------------------------------------------------- 
 
 
 

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