Statement of Changes in Beneficial Ownership (4)
06 Enero 2021 - 03:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Griffin James
Gerard |
2. Issuer Name and Ticker or Trading
Symbol ZYNGA INC [ ZNGA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Financial Officer |
(Last)
(First)
(Middle)
C/O ZYNGA INC., 699 8TH STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/4/2021
|
(Street)
SAN FRANCISCO, CA 94103
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
1/4/2021 |
|
M |
|
1000000 |
A |
$2.85 |
1541218 |
D |
|
Class A Common Stock |
1/4/2021 |
|
S(1) |
|
1000000 |
D |
$9.79 (2) |
541218 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy) |
$2.85 |
1/4/2021 |
|
M |
|
|
1000000 |
(3) |
9/30/2026 |
Class A Common Stock |
1000000 |
$0.00 |
2000000 |
D |
|
Explanation of
Responses: |
(1) |
The transaction was effected
pursuant to a Rule 10b5-1 plan adopted on 08/13/2020. |
(2) |
The reported price is a
weighted average price (rounded to the nearest cent). These shares
were sold in multiple transactions at prices ranging from $9.72 to
$9.91, inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
(3) |
Vests as follows: 20% of the
shares subject to the award vested on October 15, 2017, and 5% of
the shares subject to the award vest quarterly thereafter, subject
to continued service to the Issuer through each vesting
date. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Griffin James Gerard
C/O ZYNGA INC.
699 8TH STREET
SAN FRANCISCO, CA 94103 |
|
|
Chief Financial Officer |
|
Signatures
|
/s/ by Matt Tolland, as attorney-in-fact for for
James Gerard Griffin |
|
1/6/2021 |
**Signature of Reporting
Person |
Date |