Initial Statement of Beneficial Ownership (3)
30 Enero 2020 - 3:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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TardiMed Sciences LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/28/2020
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3. Issuer Name and Ticker or Trading Symbol
BioPharmX Corp [BPMX]
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(Last)
(First)
(Middle)
50 TICE BOULEVARD, SUITE A26 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
WOODCLIFF LAKE, NJ 07677
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants (right to buy) | 1/28/2020 | 7/28/2022 | Common Stock, par value $0.001 per share | 2255336 | $0.01 | I | See Footnote (1) |
Explanation of Responses: |
(1) | The reported securities are held by Timber Pharmaceuticals LLC, a Delaware limited liability company ("Timber"). TardiMed Sciences LLC, a Connecticut limited liability company (the "Reporting Person"), owns a 90% interest in Timber. The Reporting Person disclaims beneficial ownership of the BioPharmX Corporation common stock underlying the reported securities held by Timber except to the extent of its pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
TardiMed Sciences LLC 50 TICE BOULEVARD, SUITE A26 WOODCLIFF LAKE, NJ 07677 |
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Signatures
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/s/ Michael Derby, Managing Partner of TardiMed Sciences LLC | | 1/30/2020 |
**Signature of Reporting Person | Date |
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