Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
21 Noviembre 2024 - 5:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
Of the Securities Exchange Act of 1934
For the month of November 2024
Commission File Number: 001-38164
CALEDONIA MINING CORPORATION PLC
(Translation of registrant's name into English)
B006 Millais House
Castle Quay
St Helier
Jersey JE2 3EF
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | CALEDONIA MINING CORPORATION PLC |
| | | (Registrant) |
| | | |
| | | |
| Date: November 21, 2024 | | /s/ JOHN MARK LEARMONTH |
| | | John Mark Learmonth |
| | | CEO and Director |
| | | |
EXHIBIT INDEX
EXHIBIT 99.1
Caledonia Mining Corporation Plc: Notifications of relevant change to significant shareholder
ST HELIER, Jersey, Nov. 21, 2024 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc ("Caledonia" or "the Company") (NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL) announces that it received notification on each of November 19, 2024 and November 20, 2024 from BlackRock, Inc. that on November 18, 2024 and November 19, 2024 respectively it had crossed a threshold for notification of a relevant change (as defined by the AIM Rules for Companies).
A copy of each notification is below.
Enquiries:
Caledonia Mining Corporation Plc
Mark Learmonth
Camilla Horsfall |
Tel: +44 1534 679 800
Tel: +44 7817 841 793 |
| | |
Cavendish Capital Markets Limited (Nomad and Joint Broker)
Adrian Hadden
Pearl Kellie |
Tel: +44 207 397 1965
Tel: +44 131 220 9775 |
| | |
Panmure Liberum (Joint Broker)
Scott Mathieson/Matt Hogg |
Tel: +44 20 3100 2000 |
| | |
Camarco, Financial PR (UK)
Gordon Poole
Julia Tilley
Elfie Kent |
Tel: +44 20 3757 4980 |
| | |
3PPB (Financial PR, North America)
Patrick Chidley
Paul Durham |
Tel: +1 917 991 7701
Tel: +1 203 940 2538 |
| | |
Curate Public Relations (Zimbabwe)
Debra Tatenda |
Tel: +263 77802131 |
| | |
IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe)
Lloyd Mlotshwa
|
Tel: +263 (242) 745 119/33/39 |
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i |
| |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | CALEDONIA MINING CORPORATION PLC |
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) |
| Non-UK issuer | X |
| 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) |
| An acquisition or disposal of voting rights | X |
| An acquisition or disposal of financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify) iii: | |
| 3. Details of person subject to the notification obligation iv |
| Name | BlackRock, Inc. |
| City and country of registered office (if applicable) | Wilmington, DE, USA |
| 4. Full name of shareholder(s) (if different from 3.) v |
| Name | |
| City and country of registered office (if applicable) | |
| 5. Date on which the threshold was crossed or reached vi: | 18/11/2024 |
| 6. Date on which issuer notified (DD/MM/YYYY): | 19/11/2024 |
| 7. Total positions of person(s) subject to the notification obligation |
| | % of voting rights
attached to shares
(total of 8. A) | % of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2) | Total of both in %
(8.A + 8.B) | Total number of
voting rights held
in issuer (8.A +
8.B) vii |
| Resulting situation on the date on which threshold was crossed or reached | 4.74% | 0.25% | 5.00% | 960,786 |
Position of previous notification (if
applicable) | 4.74% | 0.25% | 4.99% | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
| A: Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) | Number of voting rights ix | % of voting rights |
Direct
(DTR5.1) | Indirect
(DTR5.2.1) | Direct
(DTR5.1) | Indirect
(DTR5.2.1) |
| JE00BF0XVB15 | | 911,596 | | 4.74% |
| | | | | |
| | | | | |
| SUBTOTAL 8. A | 911,596 | 4.74% |
| |
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
| Type of financial instrument | Expiration
date x | Exercise/
Conversion Period xi | Number of voting rights
that may be acquired if
the instrument is
exercised/converted. | % of voting rights |
| | | | | |
| | | | | |
| | | | | |
| | | SUBTOTAL 8. B 1 | | |
| |
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
Type of financial
instrument | Expiration
date x | Exercise/
Conversion
Period xi | Physical or
cash
Settlement xii | Number of
voting rights | % of voting rights |
| CFD | N/A | N/A | Cash | 49,190 | 0.25% |
| | | | | | |
| | | | | | |
| | | | SUBTOTAL 8.B.2 | 49,190 | 0.25% |
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) |
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | |
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | X |
| Name xv | % of voting rights if
it equals or is higher
than the notifiable threshold | % of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold | Total of both if it
equals or is higher
than the notifiable
threshold |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| Trident Merger, LLC | | | |
| BlackRock Investment Management, LLC | | | |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| BlackRock Holdco 4, LLC | | | |
| BlackRock Holdco 6, LLC | | | |
| BlackRock Delaware Holdings Inc. | | | |
| BlackRock Institutional Trust Company, National Association | | | |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| BlackRock Holdco 4, LLC | | | |
| BlackRock Holdco 6, LLC | | | |
| BlackRock Delaware Holdings Inc. | | | |
| BlackRock Fund Advisors | 3.150% | 0.000% | 3.150% |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| BlackRock Capital Holdings, Inc. | | | |
| BlackRock Advisors, LLC | | | |
| | | | |
| |
| 10. In case of proxy voting, please identify: |
| Name of the proxy holder | |
| The number and % of voting rights held | |
| The date until which the voting rights will be held | |
| |
| 11. Additional information xvi |
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
|
| Place of completion | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| Date of completion | 19 November 2024 |
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i |
| |
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | CALEDONIA MINING CORPORATION PLC |
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) |
| Non-UK issuer | X |
| 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) |
| An acquisition or disposal of voting rights | X |
| An acquisition or disposal of financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify) iii: | |
| 3. Details of person subject to the notification obligation iv |
| Name | BlackRock, Inc. |
| City and country of registered office (if applicable) | Wilmington, DE, USA |
| 4. Full name of shareholder(s) (if different from 3.) v |
| Name | |
| City and country of registered office (if applicable) | |
| 5. Date on which the threshold was crossed or reached vi: | 19/11/2024 |
| 6. Date on which issuer notified (DD/MM/YYYY): | 20/11/2024 |
| 7. Total positions of person(s) subject to the notification obligation |
| | % of voting rights
attached to shares
(total of 8. A) | % of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2) | Total of both in %
(8.A + 8.B) | Total number of
voting rights held
in issuer (8.A +
8.B) vii |
| Resulting situation on the date on which threshold was crossed or reached | 4.72% | 0.25% | 4.98% | 957,680 |
Position of previous notification (if
applicable) | 4.74% | 0.25% | 5.00% | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
| A: Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) | Number of voting rights ix | % of voting rights |
Direct
(DTR5.1) | Indirect
(DTR5.2.1) | Direct
(DTR5.1) | Indirect
(DTR5.2.1) |
| JE00BF0XVB15 | | 908,490 | | 4.72% |
| | | | | |
| | | | | |
| SUBTOTAL 8. A | 908,490 | 4.72% |
|
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
| Type of financial instrument | Expiration
date x | Exercise/
Conversion Period xi | Number of voting rights
that may be acquired if
the instrument is
exercised/converted. | % of voting rights |
| | | | | |
| | | | | |
| | | | | |
| | | SUBTOTAL 8. B 1 | | |
|
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
Type of financial
instrument | Expiration
date x | Exercise/
Conversion
Period xi | Physical or
cash
Settlement xii | Number of
voting rights | % of voting rights |
| CFD | N/A | N/A | Cash | 49,190 | 0.25% |
| | | | | | |
| | | | | | |
| | | | SUBTOTAL 8.B.2 | 49,190 | 0.25% |
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) |
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | |
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | X |
| Name xv | % of voting rights if
it equals or is higher
than the notifiable
threshold | % of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold | Total of both if it
equals or is higher
than the notifiable
threshold |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| Trident Merger, LLC | | | |
| BlackRock Investment Management, LLC | | | |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| BlackRock Holdco 4, LLC | | | |
| BlackRock Holdco 6, LLC | | | |
| BlackRock Delaware Holdings Inc. | | | |
| BlackRock Institutional Trust Company, National Association | | | |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| BlackRock Holdco 4, LLC | | | |
| BlackRock Holdco 6, LLC | | | |
| BlackRock Delaware Holdings Inc. | | | |
| BlackRock Fund Advisors | 3.140% | 0.000% | 3.140% |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| | | | |
| BlackRock, Inc. | | | |
| BlackRock Finance, Inc. | | | |
| BlackRock Holdco 2, Inc. | | | |
| BlackRock Financial Management, Inc. | | | |
| BlackRock Capital Holdings, Inc. | | | |
| BlackRock Advisors, LLC | | | |
| | | | |
| |
| 10. In case of proxy voting, please identify: |
| Name of the proxy holder | |
| The number and % of voting rights held | |
| The date until which the voting rights will be held | |
| |
| 11. Additional information xvi |
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
|
| Place of completion | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| Date of completion | 20 November 2024 |
Caledonia Mining (AMEX:CMCL)
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De Oct 2024 a Nov 2024
Caledonia Mining (AMEX:CMCL)
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