Amended Report of Foreign Issuer (6-k/a)
25 Marzo 2020 - 3:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
6-K/A
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16
or 15d-16
Under
the Securities Exchange Act of 1934
For
the month of March 2020
Commission
File Number 1-15242
Deutsche
Bank Corporation
(Translation of Registrant’s Name Into English)
Deutsche
Bank Aktiengesellschaft
Taunusanlage 12
60325
Frankfurt am Main
Germany
(Address of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form
40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Explanatory
note
Deutsche
Bank is filing this Amendment on Form 6-K/A (this “Amendment”) to its Report on Form 6-K, dated March 24, 2020 solely
for the purposes of furnishing the Notice of Redemption for Deutsche Bank Contingent Capital Trust II, Wilmington, Delaware, U.S.A.,
32,000,000 6.55% Noncumulative Trust Preferred Securities with an issue date of May 23, 2007 (Liquidation Preference Amount $25
per Trust Preferred Security) as Exhibit 99.1 which was not previously filed. This Report on Form 6-K/A contains the following
exhibit:
Exhibit 99.1: Notice of Redemption for Deutsche Bank Contingent Capital Trust II, Wilmington, Delaware, U.S.A., 32,000,000 6.55% Noncumulative
Trust Preferred Securities with an issue date of May 23, 2007 (Liquidation Preference Amount $25 per Trust Preferred Security).
Other
than as expressly set forth above, this Form 6-K/A does not, and does not purport to, amend, update or restate the information
in any other item of the Form 6-K, or reflect any events that have occurred after the Form 6-K was originally filed. This Report
on Form 6-K/A and the exhibit hereto are hereby incorporated by reference into Registration Statement No. 333-226421 of Deutsche
Bank AG.
Forward-looking
statements contain risks
This
report contains forward-looking statements. Forward-looking statements are statements that are not historical facts; they include
statements about our beliefs and expectations. Any statement in this report that states our intentions, beliefs, expectations
or predictions (and the assumptions underlying them) is a forward-looking statement. These statements are based on plans, estimates
and projections as they are currently available to the management of Deutsche Bank. Forward-looking statements therefore speak
only as of the date they are made, and we undertake no obligation to update publicly any of them in light of new information or
future events.
By
their very nature, forward-looking statements involve risks and uncertainties. A number of important factors could therefore cause
actual results to differ materially from those contained in any forward-looking statement. Such factors include the conditions
in the financial markets in Germany, in Europe, in the United States and elsewhere from which we derive a substantial portion
of our trading revenues, potential defaults of borrowers or trading counterparties, the implementation of our strategic initiatives,
the reliability of our risk management policies, procedures and methods, and other risks referenced in our filings with the U.S.
Securities and Exchange Commission. Such factors are described in detail in our 2019 Annual Report on Form 20-F, which was filed
with the SEC on March 20, 2020, on pages 13 through 47 under the heading “Risk Factors.” Copies of this document are
readily available upon request or can be downloaded from www.deutsche-bank.com/ir.
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
Deutsche Bank Aktiengesellschaft
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Date: March 25,
2020
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By:
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/s/ Jonathan Blake
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|
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Name:
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Jonathan Blake
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Title:
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Managing Director
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By:
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/s/ Joseph C. Kopec
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Name:
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Joseph C. Kopec
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Title:
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Managing Director and Senior Counsel
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